0001209191-19-059413.txt : 20191206
0001209191-19-059413.hdr.sgml : 20191206
20191206101136
ACCESSION NUMBER: 0001209191-19-059413
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191205
FILED AS OF DATE: 20191206
DATE AS OF CHANGE: 20191206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH PHILIP W III
CENTRAL INDEX KEY: 0001236756
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16197
FILM NUMBER: 191271981
MAIL ADDRESS:
STREET 1: 190 MAIN STREET P O BOX 178
CITY: GLADSTONE
STATE: NJ
ZIP: 07934
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP
CENTRAL INDEX KEY: 0001050743
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 223537895
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 9082340700
MAIL ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-05
0
0001050743
PEAPACK GLADSTONE FINANCIAL CORP
PGC
0001236756
SMITH PHILIP W III
500 HILLS DRIVE, SUITE 300
PO BOX 700
BEDMINSTER
NJ
07921
1
0
0
0
Common Stock
2019-12-05
4
M
0
5000
13.43
A
47150.7249
D
Common Stock
1335
I
by Phillary Management Inc., a Corporation
Common Stock
8409.1466
I
Spouse
Restricted Stock Units
Common Stock
1328
1328
D
Stock Option (right to buy)
13.43
2019-12-05
4
M
0
5000
D
2020-01-04
Common Stock
5000
0
D
Stock option (right to buy)
13.53
2021-01-03
Common Stock
2500
2500
D
Stock Option (right to buy)
10.72
2022-01-03
Common Stock
2500
2500
D
Stock Option (right to buy)
14.68
2023-01-02
Common Stock
2500
2500
D
Includes shares received through dividend reinvestment since the last filing.
Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
The restricted stock units vest and settle in stock on the first anniversary of the grant date.
The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
Option grant has no purchase or sale price.
The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
Philip W. Smith III
2019-12-06