0001209191-19-051241.txt : 20191001 0001209191-19-051241.hdr.sgml : 20191001 20191001151846 ACCESSION NUMBER: 0001209191-19-051241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191001 DATE AS OF CHANGE: 20191001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waser Eric H. CENTRAL INDEX KEY: 0001634922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 191128934 MAIL ADDRESS: STREET 1: C/O PEAPACK-GLADSTONE FINANCIAL CORP STREET 2: 500 HILLS DRIVE, SUITE 300 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-30 0 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001634922 Waser Eric H. 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 0 1 0 0 EVP, Head of Investment Bkg Common Stock 2019-09-30 4 S 0 1500 28.2038 D 22941 D Common Stock 2511 I Rabbi Trust Common Stock 4977.2499 I 401 (k) Common Stock 4616.8545 I Employee Stock Purchase Plan Restricted Stock Units Common Stock 10446 10446 D Restricted Stock Units Common Stock 5947 5947 D Restricted Stock Units Common Stock 4164 4164 D The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated September 4, 2019. Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. Includes 401(k) contributions used to purchase PGC stock. Includes shares received through dividend reinvestment since the last filing. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Eric H. Waser 2019-10-01