0001209191-19-045069.txt : 20190808 0001209191-19-045069.hdr.sgml : 20190808 20190808111618 ACCESSION NUMBER: 0001209191-19-045069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190807 FILED AS OF DATE: 20190808 DATE AS OF CHANGE: 20190808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spero Vincent A CENTRAL INDEX KEY: 0001477501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 191008127 MAIL ADDRESS: STREET 1: 190 MAIN STREET STREET 2: PO BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-07 0 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001477501 Spero Vincent A 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 0 1 0 0 EVP, Head of Comml Real Estate Common Stock 2019-08-07 4 S 0 3000 26.323 D 37028.7785 D Common Stock 15599 I 401(k) Plan/Profit Sharing Common Stock 3466.8289 I Employee Stock Purchase Plan Restricted Stock Units Common Stock 12018 12018 D Restricted Stock Units Common Stock 4481 4481 D Restricted Stock Units Common Stock 4272 4272 D The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 9, 2019 Includes 401(k) contributions used to purchase PGC stock. Includes shares received through dividend reinvestment since the last filing. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Vincent A. Spero 2019-08-08