0000950123-11-032938.txt : 20110405 0000950123-11-032938.hdr.sgml : 20110405 20110405150147 ACCESSION NUMBER: 0000950123-11-032938 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110405 DATE AS OF CHANGE: 20110405 EFFECTIVENESS DATE: 20110405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06431 FILM NUMBER: 11739695 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 13F-HR 1 y90653e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 03/31/11 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: _______ THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT. [ ] ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: Peapack Gladstone Financial Corp ADDRESS: 500 Hills Drive Suite 300 P O Box 700 Bedminster, NJ 07921 13F FILE NUMBER: 001-16197 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Michael Pylypyshyn TITLE: First VP & Senior Trust OPS Of PHONE: (908)719-3306 SIGNATURE,PLACE,AND DATE OF SIGNING: Michael Pylypyshyn Gladstone, NJ 4/4/11 ---------------------------------- ------------------- ------------- REPORT TYPE (CHECK ONLY ONE.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 1 SEC USE ONLY __________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE A. COMMON STOCK INSTR OTHER V DOMESTIC COMMON STOCKS ------------------------------- ABBOTT LABS 002824100 6444974 131396 X 127481 1490 2425 ABBOTT LABS 002824100 2613237 53277 X 37022 15980 275 ADOBE SYS INC 00724F101 3703839 111696 X 109301 1275 1120 ADOBE SYS INC 00724F101 1900632 57317 X 42715 14202 400 AIR PRODUCTS & CHEMICALS INC 009158106 6245867 69260 X 66635 1975 650 AIR PRODUCTS & CHEMICALS INC 009158106 3629204 40244 X 19200 21044 0 ALLSTATE CORP 020002101 114408 3600 X 2400 0 1200 ALLSTATE CORP 020002101 190680 6000 X 6000 0 0 ALTERA CORP 021441100 485100 11020 X 11020 0 0 ALTERA CORP 021441100 303738 6900 X 4800 2100 0 ALTRIA GROUP INC 02209S103 132102 5075 X 4300 0 775 ALTRIA GROUP INC 02209S103 98914 3800 X 3800 0 0 AMAZON.COM INC 023135106 223001 1238 X 1238 0 0 AMERICAN ELEC PWR INC 025537101 83914 2388 X 2388 0 0 AMERICAN ELEC PWR INC 025537101 195203 5555 X 1937 3618 0 AMERICAN EXPRESS CO 025816109 376109 8321 X 6771 0 1550 AMERICAN EXPRESS CO 025816109 208598 4615 X 4320 295 0 AMGEN INC 031162100 992780 18574 X 17649 100 825 AMGEN INC 031162100 444170 8310 X 4175 4135 0 ANADARKO PETROLEUM CORPORATION 032511107 277709 3390 X 3390 0 0 ANADARKO PETROLEUM CORPORATION 032511107 779878 9520 X 7720 0 1800 AON CORP 037389103 222432 4200 X 4200 0 0 APACHE CORP 037411105 170851 1305 X 1305 0 0 APACHE CORP 037411105 122410 935 X 635 0 300 APPLE INC 037833100 1215943 3489 X 3364 0 125 APPLE INC 037833100 640208 1837 X 1360 156 321 APPLIED MATERIALS INC 038222105 215947 13825 X 13825 0 0 APPLIED MATERIALS INC 038222105 58497 3745 X 3685 60 0 ARCHER DANIELS MIDLAND CO 039483102 199747 5547 X 5547 0 0 ARCHER DANIELS MIDLAND CO 039483102 75981 2110 X 2110 0 0 ASHLAND INC 044209104 553052 9575 X 9575 0 0 ASHLAND INC 044209104 733956 12707 X 157 12550 0 AT&T INC 00206R102 4274625 139648 X 132722 0 6926 AT&T INC 00206R102 3719574 121515 X 63359 52701 5455 AUTOMATIC DATA PROCESSING INC 053015103 4940383 96285 X 92735 2550 1000 AUTOMATIC DATA PROCESSING INC 053015103 2492896 48585 X 35350 12835 400 AVI BIOPHARMA INC 002346104 27900 15000 X 15000 0 0 BANK OF AMERICA CORP 060505104 877980 65865 X 62665 2200 1000 BANK OF AMERICA CORP 060505104 573017 42987 X 31642 10045 1300 BECTON DICKINSON 075887109 1280688 16085 X 15135 650 300 BECTON DICKINSON 075887109 1395341 17525 X 15875 1150 500 BERKSHIRE HATHAWAY INC CLASS A 084670108 250600 2 X 2 0 0 BERKSHIRE HATHAWAY INC-CL B 084670702 711440 8507 X 8507 0 0 BERKSHIRE HATHAWAY INC-CL B 084670702 250890 3000 X 650 2350 0 ---------- ---------- ---- ----- ----- --------- --------- --------- SUBTOTALS FOR THIS PAGE 54448415 1195775 1003667 163461 28647
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE A. COMMON STOCK INSTR OTHER V DOMESTIC COMMON STOCKS ------------------------------- BLACKROCK INC CL A 09247X101 1689489 8405 X 7835 100 470 BLACKROCK INC CL A 09247X101 1236212 6150 X 2080 4070 0 BOEING CO 097023105 212918 2880 X 2880 0 0 BOEING CO 097023105 96109 1300 X 1300 0 0 BRISTOL MYERS SQUIBB CO 110122108 879088 33261 X 29611 0 3650 BRISTOL MYERS SQUIBB CO 110122108 912364 34520 X 34520 0 0 BUCKEYE PARTNERS LP 118230101 713237 11225 X 10775 0 450 BUCKEYE PARTNERS LP 118230101 703388 11070 X 9195 1875 0 CATERPILLAR INC 149123101 1657111 14882 X 13882 0 1000 CATERPILLAR INC 149123101 2521075 22641 X 16421 6020 200 CENTER BANCORP INC 151408101 187302 19531 X 19531 0 0 CENTER BANCORP INC 151408101 28770 3000 X 0 3000 0 CHESAPEAKE ENERGY CORP 165167107 240338 7170 X 6670 0 500 CHESAPEAKE ENERGY CORP 165167107 43576 1300 X 800 0 500 CHEVRON CORPORATION 166764100 13157851 122410 X 117435 2425 2550 CHEVRON CORPORATION 166764100 8305537 77268 X 48640 24428 4200 CHUBB CORP 171232101 3641630 59397 X 56217 1600 1580 CHUBB CORP 171232101 2591574 42270 X 34930 7340 0 CISCO SYSTEMS INC 17275R102 2344628 136713 X 133038 1075 2600 CISCO SYSTEMS INC 17275R102 1695826 98882 X 75065 23817 0 CITIGROUP INC 172967101 42308 9572 X 9572 0 0 CITIGROUP INC 172967101 86650 19604 X 15356 1325 2923 CITRIX SYSTEMS INC 177376100 1161770 15815 X 15815 0 0 CITRIX SYSTEMS INC 177376100 159041 2165 X 1000 1165 0 COCA COLA CO 191216100 1717476 25889 X 25189 700 0 COCA COLA CO 191216100 230532 3475 X 1200 200 2075 COLGATE PALMOLIVE CO 194162103 2210320 27369 X 27069 0 300 COLGATE PALMOLIVE CO 194162103 751230 9302 X 8022 880 400 COMCAST CORP-CL A 20030N101 211084 8539 X 8539 0 0 COMCAST CORP-CL A 20030N101 94257 3813 X 3266 547 0 COMCAST CORP-SPECIAL CL A 20030N200 550453 23706 X 23706 0 0 CONOCOPHILLIPS 20825C104 1274406 15958 X 15850 108 0 CONOCOPHILLIPS 20825C104 1026840 12858 X 11413 1445 0 CONSOLIDATED EDISON INC 209115104 1063396 20966 X 20966 0 0 CONSOLIDATED EDISON INC 209115104 30178 595 X 595 0 0 COSTCO WHOLESALE CORP NEW 22160K105 3830750 52247 X 49597 1300 1350 COSTCO WHOLESALE CORP NEW 22160K105 3296834 44965 X 35185 9530 250 CSX CORP 126408103 78600 1000 X 1000 0 0 CSX CORP 126408103 219451 2792 X 2792 0 0 CUMMINS INC 231021106 328860 3000 X 3000 0 0 CVS CAREMARK CORP 126650100 97812 2850 X 2850 0 0 CVS CAREMARK CORP 126650100 157254 4582 X 2580 2002 0 DANAHER CORP 235851102 4025001 77553 X 75453 1500 600 DANAHER CORP 235851102 1688930 32542 X 20410 12132 0 ---------- ---------- ---- ----- ----- --------- --------- --------- SUBTOTALS FOR THIS PAGE 67191456 1135432 1001250 108584 25598
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE A. COMMON STOCK INSTR OTHER V DOMESTIC COMMON STOCKS ------------------------------- DATARAM CORP 238108203 29088 12647 X 12647 0 0 DEERE & CO 244199105 614283 6340 X 4640 0 1700 DEERE & CO 244199105 1012501 10450 X 7200 2250 1000 DEVON ENERGY CORPORATION 25179M103 280816 3060 X 2745 0 315 DEVON ENERGY CORPORATION 25179M103 117007 1275 X 1275 0 0 DISNEY WALT CO NEW 254687106 5843047 135601 X 129491 3085 3025 DISNEY WALT CO NEW 254687106 3175259 73689 X 56596 17093 0 DOMINION RESOURCES INC 25746U109 2038544 45605 X 40777 1300 3528 DOMINION RESOURCES INC 25746U109 1735969 38836 X 24908 12926 1002 DOVER CORP 260003108 151202 2300 X 1800 0 500 DOVER CORP 260003108 143313 2180 X 2000 180 0 DOW CHEMICAL COMPANY 260543103 238316 6313 X 3513 0 2800 DOW CHEMICAL COMPANY 260543103 404001 10702 X 8865 37 1800 DU PONT E I DE NEMOURS & CO 263534109 4596207 83613 X 78743 620 4250 DU PONT E I DE NEMOURS & CO 263534109 3036543 55240 X 23005 32235 0 DUKE ENERGY CORP 26441C105 703893 38782 X 35007 625 3150 DUKE ENERGY CORP 26441C105 707741 38994 X 23758 13300 1936 EL PASO CORPORATION 28336L109 939600 52200 X 52200 0 0 EL PASO CORPORATION 28336L109 208620 11590 X 10590 1000 0 EMC CORP MASS 268648102 757066 28504 X 28304 0 200 EMC CORP MASS 268648102 259890 9785 X 6935 2850 0 EMERSON ELEC CO 291011104 1791347 30658 X 29428 0 1230 EMERSON ELEC CO 291011104 2016770 34516 X 21341 13175 0 ENBRIDGE ENERGY PARTNERS LP 29250R106 568656 8800 X 6200 0 2600 ENBRIDGE ENERGY PARTNERS LP 29250R106 336347 5205 X 5205 0 0 ENTERGY CORP 29364G103 239604 3565 X 3565 0 0 ENTERGY CORP 29364G103 201630 3000 X 3000 0 0 ENTERPRISE PRODS PARTNERS LP 293792107 311152 7226 X 6276 0 950 ENTERPRISE PRODS PARTNERS LP 293792107 30142 700 X 700 0 0 EOG RES INC 26875P101 23702 200 X 200 0 0 EOG RES INC 26875P101 203126 1714 X 1714 0 0 ERIE INDEMNITY CO 29530P102 213330 3000 X 3000 0 0 EXELON CORP 30161N101 348519 8451 X 7941 510 0 EXELON CORP 30161N101 103100 2500 X 150 2350 0 EXPRESS SCRIPTS INC CL A 302182100 2335453 41997 X 41407 390 200 EXPRESS SCRIPTS INC CL A 302182100 987912 17765 X 11650 5515 600 EXXONMOBIL CORP 30231G102 25700621 305487 X 297892 1795 5800 EXXONMOBIL CORP 30231G102 20526795 243989 X 152212 39280 52497 FIDELITY NATL INFORMATION SVCS 31620M106 21395474 654496 X 654496 0 0 FIDELITY NATL INFORMATION SVCS 31620M106 26185 801 X 801 0 0 FIRST SOLAR INC 336433107 143952 895 X 895 0 0 FIRST SOLAR INC 336433107 209092 1300 X 625 575 100 FLOWERS FOODS INC 343498101 13588 499 X 499 0 0 FLOWERS FOODS INC 343498101 191427 7030 X 7030 0 0 ---------- ---------- ---- ----- ----- --------- --------- --------- SUBTOTALS FOR THIS PAGE 104910830 2051500 1811226 151091 89183
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 4 SEC USE ONLY __________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE A. COMMON STOCK INSTR OTHER V DOMESTIC COMMON STOCKS ------------------------------- FORD MOTOR CO DEL 345370860 174000 11670 X 11670 0 0 FORD MOTOR CO DEL 345370860 245270 16450 X 16450 0 0 FORTUNE BRANDS INC 349631101 27851 450 X 450 0 0 FORTUNE BRANDS INC 349631101 222804 3600 X 2600 1000 0 FRANKLIN RESOURCES INC 354613101 1579135 12625 X 12625 0 0 FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 33441 602 X 602 0 0 FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 291304 5244 X 1000 3644 600 FRONTIER COMMUNICATIONS CORP 35906A108 102528 12473 X 12209 264 0 FRONTIER COMMUNICATIONS CORP 35906A108 38272 4656 X 3369 1047 240 GENERAL ELECTRIC CORP 369604103 8950942 446431 X 430606 5625 10200 GENERAL ELECTRIC CORP 369604103 7360455 367105 X 212965 131940 22200 GENERAL MLS INC 370334104 741307 20282 X 20282 0 0 GENERAL MLS INC 370334104 287283 7860 X 2510 5350 0 GENZYME CORPORATION 372917104 91386 1200 X 1200 0 0 GENZYME CORPORATION 372917104 114233 1500 X 900 600 0 GOLDMAN SACHS GROUP INC 38141G104 2195817 13845 X 13315 295 235 GOLDMAN SACHS GROUP INC 38141G104 1366339 8615 X 6150 2465 0 GOOGLE INC CL A 38259P508 562703 959 X 959 0 0 GOOGLE INC CL A 38259P508 18190 31 X 10 21 0 HALLIBURTON CO 406216101 24920 500 X 500 0 0 HALLIBURTON CO 406216101 299040 6000 X 5000 0 1000 HEINZ H J CO 423074103 564115 11555 X 11080 100 375 HEINZ H J CO 423074103 141578 2900 X 400 2500 0 HESS CORPORATION 42809H107 297383 3490 X 3490 0 0 HEWLETT PACKARD CO 428236103 1331115 32490 X 32365 125 0 HEWLETT PACKARD CO 428236103 1192309 29102 X 10802 17925 375 HOME DEPOT INC 437076102 2935597 79212 X 76440 2047 725 HOME DEPOT INC 437076102 2500698 67477 X 35200 32277 0 HONEYWELL INTERNATIONAL INC 438516106 278428 4663 X 4663 0 0 HONEYWELL INTERNATIONAL INC 438516106 125630 2104 X 1904 200 0 HORMEL FOODS CORPORATION 440452100 200448 7200 X 5200 0 2000 ILLINOIS TOOL WKS INC 452308109 2770340 51570 X 50985 460 125 ILLINOIS TOOL WKS INC 452308109 1720222 32022 X 15487 16535 0 INTEL CORP 458140100 3972938 196875 X 192400 1700 2775 INTEL CORP 458140100 2348246 116365 X 55380 58585 2400 INTL. BUSINESS MACHINES CORP 459200101 11459418 70273 X 66903 1185 2185 INTL. BUSINESS MACHINES CORP 459200101 6727616 41256 X 30604 8392 2260 ITT CORPORATION 450911102 369608 6155 X 6155 0 0 ITT CORPORATION 450911102 480220 7997 X 6997 1000 0 JOHNSON & JOHNSON 478160104 6936575 117073 X 114038 1650 1385 JOHNSON & JOHNSON 478160104 7831902 132184 X 96900 31365 3919 JOHNSON CONTROLS INC 478366107 1820309 43789 X 40439 520 2830 JOHNSON CONTROLS INC 478366107 1287631 30975 X 9415 21560 0 ---------- ---------- ---- ----- ----- --------- --------- --------- SUBTOTALS FOR THIS PAGE 82019546 2028825 1622619 350377 55829
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE A. COMMON STOCK INSTR OTHER V DOMESTIC COMMON STOCKS ------------------------------- JP MORGAN CHASE & CO 46625H100 7367379 159813 X 153998 1525 4290 JP MORGAN CHASE & CO 46625H100 3842666 83355 X 63586 18746 1023 KANSAS CITY SOUTHERN 485170302 272250 5000 X 5000 0 0 KANSAS CITY SOUTHERN 485170302 130680 2400 X 1000 1000 400 KELLOGG CO 487836108 251007 4650 X 4650 0 0 KELLOGG CO 487836108 16194 300 X 0 300 0 KIMBERLY CLARK CORP 494368103 493115 7555 X 7555 0 0 KIMBERLY CLARK CORP 494368103 194178 2975 X 2675 300 0 KINDER MORGAN ENERGY PARTNERS LP 494550106 277838 3750 X 3225 0 525 KINDER MORGAN ENERGY PARTNERS LP 494550106 385268 5200 X 4200 1000 0 LILLY ELI & CO 532457108 622509 17700 X 17700 0 0 LILLY ELI & CO 532457108 533001 15155 X 8455 6700 0 LOWES COS INC 548661107 1074247 40645 X 39195 0 1450 LOWES COS INC 548661107 802996 30382 X 14130 16252 0 L3 COMMUNICATIONS HOLDINGS INC 502424104 340649 4350 X 4350 0 0 L3 COMMUNICATIONS HOLDINGS INC 502424104 399773 5105 X 4530 0 575 MARATHON OIL CORP 565849106 81564 1530 X 1530 0 0 MARATHON OIL CORP 565849106 335853 6300 X 5000 1300 0 MARRIOTT INTERNATIONAL INC 571903202 99731 2803 X 2803 0 0 MARRIOTT INTERNATIONAL INC 571903202 569707 16012 X 13792 2220 0 MCCORMICK & CO INC 579780206 1080193 22584 X 22584 0 0 MCCORMICK & CO INC 579780206 1013135 21182 X 17895 2987 300 MCDONALDS CORP 580135101 6350624 83462 X 81217 845 1400 MCDONALDS CORP 580135101 3034774 39884 X 26910 11574 1400 MEAD JOHNSON NUTRITION CO 582839106 5793 100 X 100 0 0 MEAD JOHNSON NUTRITION CO 582839106 316066 5456 X 5456 0 0 MEDCO HEALTH SOLUTIONS INC 58405U102 166795 2970 X 2970 0 0 MEDCO HEALTH SOLUTIONS INC 58405U102 332804 5926 X 5926 0 0 MEDTRONIC INC 585055106 243577 6190 X 6190 0 0 MEDTRONIC INC 585055106 127494 3240 X 3240 0 0 MERCK & CO INC 58933Y105 3549367 107524 X 105014 290 2220 MERCK & CO INC 58933Y105 3394055 102819 X 52921 47322 2576 METLIFE INC 59156R108 1520149 33985 X 32585 0 1400 METLIFE INC 59156R108 1488614 33280 X 15560 17720 0 MICROSOFT CORP 594918104 2495913 98303 X 94983 2800 520 MICROSOFT CORP 594918104 1644358 64764 X 37900 22464 4400 MONSANTO CO 61166W101 396924 5493 X 5323 0 170 MONSANTO CO 61166W101 405017 5605 X 4730 775 100 MORGAN STANLEY 617446448 219243 8025 X 8025 0 0 MORGAN STANLEY 617446448 127038 4650 X 4450 200 0 NATIONAL FUEL GAS CO 636180101 236800 3200 X 3200 0 0 NATIONAL-OILWELL INC 637071101 477998 6030 X 6030 0 0 NATIONAL-OILWELL INC 637071101 554890 7000 X 6400 400 200 ---------- ---------- ---- ----- ----- --------- --------- --------- SUBTOTALS FOR THIS PAGE 47272226 1086652 906983 156720 22949
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE A. COMMON STOCK INSTR OTHER V DOMESTIC COMMON STOCKS ------------------------------- NEWMONT MNG CORP 651639106 166578 3052 X 3052 0 0 NEWMONT MNG CORP 651639106 65496 1200 X 700 0 500 NEXTERA ENERGY INC 65339F101 726592 13182 X 12752 430 0 NEXTERA ENERGY INC 65339F101 780775 14165 X 7225 6640 300 NIKE INC-CLASS B 654106103 809082 10688 X 10523 25 140 NIKE INC-CLASS B 654106103 227100 3000 X 2200 800 0 NORFOLK SOUTHERN CORP 655844108 324530 4685 X 3885 800 0 NORFOLK SOUTHERN CORP 655844108 567460 8192 X 7625 567 0 NORTHERN TR CORP 665859104 2104856 41475 X 37650 375 3450 NORTHERN TR CORP 665859104 426300 8400 X 6405 1995 0 OCCIDENTAL PETE CORP 674599105 601235 5754 X 5679 75 0 OCCIDENTAL PETE CORP 674599105 121208 1160 X 0 1160 0 ORACLE CORPORATION 68389X105 268296 8025 X 7275 0 750 ORACLE CORPORATION 68389X105 145966 4366 X 4366 0 0 PEABODY ENERGY CORP 704549104 772491 10735 X 9535 1200 0 PEABODY ENERGY CORP 704549104 1153879 16035 X 13075 2960 0 PEAPACK-GLADSTONE FINL CORP 704699107 7481504 564216 X 561216 0 3000 PEAPACK-GLADSTONE FINL CORP 704699107 6900557 520404 X 494846 6458 19100 PENN VIRGINIA RESOURCE PARTNERS LP 707884102 806070 29100 X 29100 0 0 PENN VIRGINIA RESOURCE PARTNERS LP 707884102 1144010 41300 X 8300 33000 0 PEPSICO INC 713448108 9622854 149400 X 141495 2525 5380 PEPSICO INC 713448108 5156214 80053 X 49326 30477 250 PFIZER INC 717081103 1320495 65017 X 63467 0 1550 PFIZER INC 717081103 1607212 79134 X 56323 22811 0 PHILIP MORRIS INTERNATIONAL 718172109 510339 7776 X 7201 0 575 PHILIP MORRIS INTERNATIONAL 718172109 315549 4808 X 4500 308 0 PITNEY BOWES INC 724479100 331144 12890 X 12290 0 600 PITNEY BOWES INC 724479100 290297 11300 X 5400 5900 0 PNC FINANCIAL SERVICES GROUP 693475105 612641 9726 X 9726 0 0 PNC FINANCIAL SERVICES GROUP 693475105 225504 3580 X 3580 0 0 PPG INDUSTRIES INC 693506107 613152 6440 X 6440 0 0 PPG INDUSTRIES INC 693506107 368939 3875 X 3875 0 0 PRAXAIR INC 74005P104 174244 1715 X 1715 0 0 PRAXAIR INC 74005P104 48768 480 X 480 0 0 PROCTER & GAMBLE CO 742718109 9107560 147850 X 141495 3080 3275 PROCTER & GAMBLE CO 742718109 7004782 113714 X 65012 47552 1150 PROVIDENT FINL SVCS INC 74386T105 7400 500 X 500 0 0 PROVIDENT FINL SVCS INC 74386T105 236800 16000 X 16000 0 0 PUBLIC SVC ENTERPRISE GROUP INC 744573106 1313841 41696 X 40496 300 900 PUBLIC SVC ENTERPRISE GROUP INC 744573106 918201 29140 X 24520 4620 0 QUALCOMM INC 747525103 5320923 97044 X 90994 3400 2650 QUALCOMM INC 747525103 2674827 48784 X 30330 18454 0 QUEST DIAGNOSTICS INC 74834L100 953823 16525 X 15905 250 370 QUEST DIAGNOSTICS INC 74834L100 913419 15825 X 12850 2375 600 ---------- ---------- ---- ----- ----- --------- --------- --------- SUBTOTALS FOR THIS PAGE 75242913 2272406 2029329 198537 44540
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 7 SEC USE ONLY __________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE A. COMMON STOCK INSTR OTHER V DOMESTIC COMMON STOCKS ------------------------------- ROCKWELL AUTOMATION INC 773903109 37860 400 X 400 0 0 ROCKWELL AUTOMATION INC 773903109 200469 2118 X 1568 550 0 RUTH'S HOSPITALITY GROUP INC 783332109 52353 10146 X 10146 0 0 SEMPRA ENERGY 816851109 18725 350 X 350 0 0 SEMPRA ENERGY 816851109 192600 3600 X 3600 0 0 SOUTHERN COMPANY 842587107 1483279 38921 X 37621 0 1300 SOUTHERN COMPANY 842587107 1772687 46515 X 26090 19125 1300 SPECTRA ENERGY CORP 847560109 211950 7798 X 7798 0 0 SPECTRA ENERGY CORP 847560109 96598 3554 X 3554 0 0 STARBUCKS CORP 855244109 312228 8450 X 6200 2250 0 SUBURBAN PROPANE PARTNERS LP 864482104 220077 3900 X 3900 0 0 SUBURBAN PROPANE PARTNERS LP 864482104 237006 4200 X 200 4000 0 SUPERGEN INC (DELAWARE) 868059106 155000 50000 X 50000 0 0 SYSCO CORP 871829107 3238269 116905 X 109150 900 6855 SYSCO CORP 871829107 1493584 53920 X 29615 24305 0 TARGET CORP 87612E106 3248200 64951 X 62691 1360 900 TARGET CORP 87612E106 2198440 43960 X 25545 18065 350 TEXAS INSTRUMENTS INC 882508104 721509 20877 X 20877 0 0 TEXAS INSTRUMENTS INC 882508104 513907 14870 X 12045 2325 500 TRAVELERS COMPANIES INC 89417E109 808987 13601 X 12141 0 1460 TRAVELERS COMPANIES INC 89417E109 170589 2868 X 2868 0 0 UGI CORP 902681105 315018 9575 X 9575 0 0 UGI CORP 902681105 939295 28550 X 5550 23000 0 UNION PAC CORP 907818108 3129942 31831 X 28656 175 3000 UNION PAC CORP 907818108 2237401 22754 X 8424 11110 3220 UNITED PARCEL SERVICE CL B 911312106 2044172 27505 X 27505 0 0 UNITED PARCEL SERVICE CL B 911312106 50166 675 X 575 100 0 UNITED TECHNOLOGIES CORP 913017109 8446970 99787 X 95907 1450 2430 UNITED TECHNOLOGIES CORP 913017109 6439833 76076 X 48476 27400 200 UNIVERSAL AMERN FINL CORP 913377107 206190 9000 X 9000 0 0 US BANCORP NEW 902973304 2771741 104871 X 100551 1350 2970 US BANCORP NEW 902973304 1740257 65844 X 48042 16502 1300 V.F. CORP 918204108 2616464 26555 X 26055 0 500 V.F. CORP 918204108 2615577 26546 X 12825 13521 200 VECTREN CORP 92240G101 1459280 53650 X 48990 0 4660 VECTREN CORP 92240G101 1588480 58400 X 22840 35560 0 VERIZON COMMUNICATIONS 92343V104 3185793 82662 X 76742 1100 4820 VERIZON COMMUNICATIONS 92343V104 2196125 56983 X 47346 6392 3245 VISA INC CL A 92826C839 883440 12000 X 11500 500 0 VISA INC CL A 92826C839 325769 4425 X 3900 525 0 WAL MART STORES INC 931142103 1071814 20592 X 18462 130 2000 WAL MART STORES INC 931142103 274304 5270 X 4650 620 0 WALGREEN CO 931422109 330352 8230 X 8230 0 0 WALGREEN CO 931422109 100350 2500 X 0 2500 0 ---------- ---------- ---- ----- ----- --------- --------- --------- SUBTOTALS FOR THIS PAGE 62353050 1346185 1090160 214815 41210
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 8 SEC USE ONLY __________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE A. COMMON STOCK INSTR OTHER V DOMESTIC COMMON STOCKS ------------------------------- WASTE MANAGEMENT INC 94106L109 3496555 93641 X 90016 1175 2450 WASTE MANAGEMENT INC 94106L109 1885483 50495 X 15310 35185 0 WELLS FARGO & CO 949746101 2616804 82523 X 77273 4090 1160 WELLS FARGO & CO 949746101 2347999 74046 X 46696 27350 0 WESTERN UNION CO 959802109 227432 10950 X 10950 0 0 WESTERN UNION CO 959802109 4154 200 X 200 0 0 WILLIAMS-SONOMA INC 969904101 234900 5800 X 4800 1000 0 WISCONSIN ENERGY CORP 976657106 205204 6728 X 4994 1734 0 YUM! BRANDS INC 988498101 316860 6167 X 6167 0 0 YUM! BRANDS INC 988498101 33654 655 X 255 0 400 ZIMMER HLDGS INC 98956P102 103506 1710 X 1710 0 0 ZIMMER HLDGS INC 98956P102 117428 1940 X 790 1150 0 3M CO 88579Y101 1556121 16643 X 16643 0 0 3M CO 88579Y101 939395 10047 X 9732 315 0 ---------- ---------- ---- ----- ----- --------- --------- --------- SUBTOTALS FOR DOMESTIC COMMON STOCKS 507523931 11478320 9750770 1415584 311966
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 9 SEC USE ONLY __________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE A. COMMON STOCK INSTR OTHER V ADR SECURITIES ------------------------------- BHP BILLITON LTD SPONS ADR 088606108 3536342 36883 X 36283 500 100 BHP BILLITON LTD SPONS ADR 088606108 1666874 17385 X 6005 11380 0 BP PLC SPONS ADR 055622104 244800 5546 X 4647 399 500 BP PLC SPONS ADR 055622104 287087 6504 X 4904 1600 0 GLAXO SMITHKLINE SPONS ADR 37733W105 70098 1825 X 1825 0 0 GLAXO SMITHKLINE SPONS ADR 37733W105 343923 8954 X 8954 0 0 NOVARTIS AG SPONS ADR 66987V109 279087 5135 X 4835 0 300 NOVARTIS AG SPONS ADR 66987V109 52176 960 X 800 160 0 PETROLEO BRASILEIRO SA SPONS ADR 71654V408 718522 17772 X 16492 0 1280 PETROLEO BRASILEIRO SA SPONS ADR 71654V408 398438 9855 X 8415 940 500 ROYAL DUTCH SHELL SPONS ADR 780259206 442989 6080 X 6080 0 0 ROYAL DUTCH SHELL SPONS ADR 780259206 451878 6202 X 6102 100 0 TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 4359221 86889 X 84224 1505 1160 TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 2782830 55468 X 28030 27438 0 TOTAL S.A. SPONS ADR 89151E109 952961 15630 X 15630 0 0 TOTAL S.A. SPONS ADR 89151E109 954181 15650 X 450 15200 0 UNILEVER NV NY SHARES ADR 904784709 164640 5250 X 4050 0 1200 UNILEVER NV NY SHARES ADR 904784709 59584 1900 X 1900 0 0 VODAFONE GROUP SPONS ADR 92857W209 382605 13308 X 12258 0 1050 VODAFONE GROUP SPONS ADR 92857W209 199813 6950 X 5132 943 875 ---------- ---------- ---- ----- ----- --------- --------- --------- SUBTOTALS FOR ADR SECURITIES 18348049 324146 257016 60165 6965
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 10 *SUMMARY PAGE FOR A. COMMON STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) ------------------------------------------ --------- -------- ------ ---- --- -------- ------- ------ 43 DOMESTIC COMMON STOCKS 507523931 11478320 9750770 1415584 311966 44 ADR SECURITIES 18348049 324146 257016 60165 6965 --------- -------- ------ ---- --- -------- ------- ------ *SUBTOTALS* 525871980 11802466 10007786 1475749 318931
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 11 SEC USE ONLY __________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE B. PREFERRED STOCK INSTR OTHER V FOREIGN PREFERRED STOCKS ---------------------------------------- BARCLAYS BANK PLC 7.100% PFD SER 3 06739H776 25220 1000 X N.A. N.A. N.A. BARCLAYS BANK PLC 7.100% PFD SER 3 06739H776 517010 20500 X N.A. N.A. N.A. ------ ----- ---- ----- ----- ------ ------ ----- SUBTOTALS FOR FOREIGN PREFERRED STOCKS 542230 21500 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 12 *SUMMARY PAGE FOR B. PREFERRED STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) ----------------------------- -------- ------- ---- ---- ---- ------- --------------- -------- 50 FOREIGN PREFERRED STOCKS 542230 21500 N.A. N.A. N.A. -------- ------- ---- ---- ---- ------- --------------- -------- *SUBTOTALS* 542230 21500 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 13 SEC USE ONLY __________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE C. OTHER INSTR OTHER V REAL ESTATE INVESTMENT TRUSTS ------------------------------- SIMON PROPERTY GROUP INC REIT * 828806109 13502 126 X N.A. N.A. N.A. SIMON PROPERTY GROUP INC REIT * 828806109 382025 3565 X N.A. N.A. N.A. -------- -------- ----- ------ ----- --------- ------- ------- SUBTOTALS FOR REAL ESTATE INVESTMENT TRUSTS 395527 3691 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 14 SEC USE ONLY __________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE C. OTHER INSTR OTHER V FOREIGN SECURITIES ----------------------------------- ALCON INC * H01301102 116685 705 X 705 0 0 ALCON INC * H01301102 417085 2520 X 2520 0 0 INGERSOLL-RAND PLC * G47791101 124157 2570 X 2570 0 0 INGERSOLL-RAND PLC * G47791101 491941 10183 X 10183 0 0 NABORS INDUSTRIES LTD * G6359F103 244468 8047 X 4047 0 4000 NABORS INDUSTRIES LTD * G6359F103 61428 2022 X 1722 300 0 RESEARCH IN MOTION LIMITED * 760975102 267434 4730 X 4730 0 0 RESEARCH IN MOTION LIMITED * 760975102 42405 750 X 0 750 0 ROGERS COMMUNICATIONS-CL B * 775109200 473200 13000 X 12000 1000 0 SCHLUMBERGER LTD * 806857108 7333500 78635 X 75420 425 2790 SCHLUMBERGER LTD * 806857108 4494013 48188 X 35743 12445 0 TRANSOCEAN LTD * H8817H100 406275 5212 X 5212 0 0 TRANSOCEAN LTD * H8817H100 472611 6063 X 5364 699 0 WEATHERFORD INTNTL LTD * H27013103 1307523 57855 X 57105 750 0 WEATHERFORD INTNTL LTD * H27013103 202835 8975 X 5875 3100 0 -------- -------- ------ ----- ---- --------- ------- ---------- SUBTOTALS FOR FOREIGN SECURITIES 16455560 249455 223196 19469 6790
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 15 SEC USE ONLY __________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE C. OTHER INSTR OTHER V CLOSED END EQUITY MUTUAL FUND ---------------------------------- CENTRAL FUND CANADA CL A * 153501101 111850 5000 X N.A. N.A. N.A. CENTRAL FUND CANADA CL A * 153501101 100665 4500 X N.A. N.A. N.A. ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 932189 17882 X N.A. N.A. N.A. ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 96649 1854 X N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND * 464287465 4049933 67409 X N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND * 464287465 830726 13827 X N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN * 464287234 4149604 85260 X N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN * 464287234 1012823 20810 X N.A. N.A. N.A. ISHARES NASDAQ BIOTECH INDX * 464287556 1347352 13452 X N.A. N.A. N.A. ISHARES NASDAQ BIOTECH INDX * 464287556 747093 7459 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP GRWTH * 464287481 2985321 49012 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP GRWTH * 464287481 1333685 21896 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 1248480 11455 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 38147 350 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP VALUE * 464287473 2897787 60170 X N.A. N.A. N.A. ISHARES RUSSELL MIDCAP VALUE * 464287473 1329649 27609 X N.A. N.A. N.A. ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 341353 5645 X N.A. N.A. N.A. ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 4233 70 X N.A. N.A. N.A. ISHARES S&P PREF STK * 464288687 163556 4125 X N.A. N.A. N.A. ISHARES S&P PREF STK * 464288687 229574 5790 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600 * 464287804 1062427 14443 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600 * 464287804 42518 578 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600/VAL * 464287879 347258 4556 X N.A. N.A. N.A. ISHARES S&P SMALLCAP 600/VAL * 464287879 15244 200 X N.A. N.A. N.A. ISHARES S&P 500 GROWTH INDEX FD * 464287309 2339919 34055 X N.A. N.A. N.A. ISHARES S&P 500 GROWTH INDEX FD * 464287309 432598 6296 X N.A. N.A. N.A. ISHARES S&P 500 VALUE INDEX FUND * 464287408 2308093 36457 X N.A. N.A. N.A. ISHARES S&P 500 VALUE INDEX FUND * 464287408 443107 6999 X N.A. N.A. N.A. ISHARES TR S&P SMALLCAP/600 GROWTH * 464287887 327222 4141 X N.A. N.A. N.A. POWERSHARES QQQ TRUST * 73935A104 2951500 51393 X N.A. N.A. N.A. POWERSHARES QQQ TRUST * 73935A104 892864 15547 X N.A. N.A. N.A. SPDR GOLD TRUST * 78463V107 160839 1150 X N.A. N.A. N.A. SPDR GOLD TRUST * 78463V107 120280 860 X N.A. N.A. N.A. SPDR S&P DIVIDEND ETF * 78464A763 965495 17830 X N.A. N.A. N.A. SPDR S&P DIVIDEND ETF * 78464A763 1808069 33390 X N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 8387499 46714 X N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 1487033 8282 X N.A. N.A. N.A. SPDR S&P 500 ETF TRUST * 78462F103 6853577 51690 X N.A. N.A. N.A. SPDR S&P 500 ETF TRUST * 78462F103 969896 7315 X N.A. N.A. N.A. UTILITIES SELECT SECTOR SPDR * 81369Y886 223090 7000 X N.A. N.A. N.A. VANGUARD IND FD MID-CAP * 922908629 131699 1635 X N.A. N.A. N.A. VANGUARD IND FD MID-CAP * 922908629 81194 1008 X N.A. N.A. N.A. VANGUARD MSCI EAFE ETF * 921943858 2922157 78321 X N.A. N.A. N.A. VANGUARD MSCI EAFE ETF * 921943858 1654325 44340 X N.A. N.A. N.A. -------- -------- ----- ----- ----- -------- -------- ------- SUBTOTALS FOR THIS PAGE 60878572 897775 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 16 SEC USE ONLY __________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE C. OTHER INSTR OTHER V CLOSED END EQUITY MUTUAL FUND ---------------------------------- VANGUARD MSCI EMERGING MARKETS ETF * 922042858 6464875 132071 X N.A. N.A. N.A. VANGUARD MSCI EMERGING MARKETS ETF * 922042858 2164667 44222 X N.A. N.A. N.A. VANGUARD SMALL CAP GROWTH ETF * 922908595 4033489 46738 X N.A. N.A. N.A. VANGUARD SMALL CAP GROWTH ETF * 922908595 1618384 18753 X N.A. N.A. N.A. VANGUARD SMALL CAP VALUE ETF * 922908611 3587647 50212 X N.A. N.A. N.A. VANGUARD SMALL CAP VALUE ETF * 922908611 1541105 21569 X N.A. N.A. N.A. VANGUARD SMALL-CAP ETF * 922908751 4363724 55244 X N.A. N.A. N.A. VANGUARD SMALL-CAP ETF * 922908751 1328454 16818 X N.A. N.A. N.A. VANGUARD TOTAL STOCK MARKET ETF * 922908769 656799 9559 X N.A. N.A. N.A. WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 409088 8704 X N.A. N.A. N.A. WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 1345751 28633 X N.A. N.A. N.A. -------- -------- ----- ----- ----- ------- ------- ------- SUBTOTALS FOR CLOSED END EQUITY MUTUAL FUND 88392555 1330298 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 17 SEC USE ONLY __________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE C. OTHER INSTR OTHER V CLOSED-END FIXED INCOME (TAX) ----------------------------------- ISHARES BARCLAYS 1-3 YEAR TREASURY * 464287457 1242013 14830 X N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR TREASURY * 464287457 15075 180 X N.A. N.A. N.A. VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 237414 2896 X N.A. N.A. N.A. VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 82800 1010 X N.A. N.A. N.A. VANGUARD SHORT TERM BOND ETF * 921937827 698113 8709 X N.A. N.A. N.A. VANGUARD SHORT TERM BOND ETF * 921937827 185971 2320 X N.A. N.A. N.A. VANGUARD TOTAL BOND MARKET ETF * 921937835 391938 4898 X N.A. N.A. N.A. -------- -------- ---- ----- ---- ------- ------- ------- SUBTOTALS FOR CLOSED-END FIXED INCOME (TAX) 2853324 34843 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 18 SEC USE ONLY __________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) SOLE SHRD- SHRD- SOLE SHARED NONE C. OTHER INSTR OTHER V CLOSED END FIXED INC-NON-TAX ---------------------------------- BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 39720 3000 X N.A. N.A. N.A. BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 100399 7583 X N.A. N.A. N.A. ISHARES S&P S/T NATION MUNI * 464288158 751408 7165 X N.A. N.A. N.A. NUVEEN NJ DVD ADV MUNI FD * 67069Y102 171534 13800 X N.A. N.A. N.A. -------- -------- ----- ---- ---- ------- ------- -------- SUBTOTALS FOR CLOSED END FIXED INC-NON-TAX 1063061 31548 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 19 *SUMMARY PAGE FOR C. OTHER *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) ----------------------------------- ------------ -------- ----- ---- ---- --------- --------- ------- 97 CLOSED END FIXED INC-NON-TAX 1063061 31548 N.A. N.A. N.A. 68 CLOSED-END FIXED INCOME (TAX) 2853324 34843 N.A. N.A. N.A. 63 CLOSED END EQUITY MUTUAL FUND 88392555 1330298 N.A. N.A. N.A. 54 FOREIGN SECURITIES 16455560 249455 223196 19469 6790 47 REAL ESTATE INVESTMENT TRUSTS 395527 3691 N.A. N.A. N.A. ------------ -------- ----- ---- ---- --------- --------- ------- *SUBTOTALS* 109160027 1649835 223196 19469 6790 *SUBTOTALS* 109160027 1649835 N.A. N.A. N.A.
* THESE ASSETS ARE CODED 13(F) ELIGIBLE, HOWEVER, THE MINOR ASSET TYPE IS NOT INCLUDED IN THE MAPPING INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR: PEAPACK-GLADSTONE TRUST & INV ON 4/2/11 AS OF 3/31/11 DEPT ID# 233 PAGE 20 **SUMMARY PAGE FOR: PEAPACK-GLADSTONE TRUST & INV **
CATEGORY MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES) ----------------------------------- ------------ -------- ----- ---- ---- --------- --------- ------- A. COMMON STOCK 525871980 11802466 10007786 1475749 318931 B. PREFERRED STOCK 542230 21500 N.A. N.A. N.A. C. OTHER 109160027 1649835 223196 19469 6790 ------------ -------- ----- ---- ---- --------- --------- ------- **GRAND TOTALS** 635574237 13473801 10230982 1495218 325721