-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EuLweo3ee37M9xc46A2/VIgK6unz/FeBwSkwBYInaxyf+FUTJmNo0hxwXAw8Z0/V jmOgnRWGCR2ABJnFcAI7ig== 0000914317-08-002077.txt : 20080808 0000914317-08-002077.hdr.sgml : 20080808 20080808151513 ACCESSION NUMBER: 0000914317-08-002077 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080808 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20080808 DATE AS OF CHANGE: 20080808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 081002205 BUSINESS ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 158 ROUTE 206 NORTH CITY: GLADSTONE STATE: NJ ZIP: 07934 8-K 1 form8k-94202_pgfc.htm FORM 8-K form8k-94202_pgfc.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

____________

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934




Date of report (Date of earliest event reported)
      August 8, 2008



PEAPACK-GLADSTONE FINANCIAL CORPORATION
(Exact Name of Registrant as Specified in Charter)
     
     
New Jersey
001-16197
22-3537895
(State or Other Jurisdiction
(Commission
(I.R.S. Employer
of Incorporation)
File Number)
Identification No.)
     
     
158 Route 206, Peapack-Gladstone, New Jersey
 
07934
(Address of Principal Executive Offices)
 
(Zip Code)
     

Registrant’s telephone number, including area code
    (908) 234-0700

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
 

 


Item 8.01 Other Events.

Peapack-Gladstone Financial Corporation (the “Corporation”) announced today that its Board of Directors has approved the decision to switch the listing of its common stock from the American Stock Exchange to The NASDAQ Global Select Market.  The listing on the NASDAQ Global Select Market will be effective on August 19, 2008.

Attached and being furnished as Exhibit 99.1 is a copy of a press release of Peapack-Gladstone Financial Corporation dated August 8, 2008.  Exhibit 99.1 is incorporated by reference under this Item 8.01.


Item 9.01 Financial Statements and Exhibits

(d)

99.1
Press Release of Peapack-Gladstone Financial Corporation, dated August 8, 2008



 
 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     
 
PEAPACK-GLADSTONE FINANCIAL CORPORATION
     
     
     
Dated: August 8, 2008
By:
 /s/ Arthur F. Birmingham
 
Name:
Arthur F. Birmingham
 
Title:
Executive Vice President and Chief Financial Officer
     

 
 

 

EXHIBIT INDEX

Exhibit No.
Title
   
99.1
Press Release of Peapack-Gladstone Financial Corporation, dated August 8, 2008

 
 
 
 
 
 
 
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 ex99-1.htm
Exhibit 99.1

Peapack-Gladstone Financial Corporation Switches to The NASDAQ Stock Market
 

 
GLADSTONE, N.J.—(BUSINESS WIRE)—August 8, 2008 – Peapack-Gladstone Financial Corporation (AMEX:PGC) announced today that its Board of Directors has approved the decision to switch the listing of its common stock from the American Stock Exchange to The NASDAQ Stock Market.  Effective August 19, 2008, the Corporation will trade on the NASDAQ Global Select Market under its current symbol of PGC.
 
“This decision was reached after careful consideration of capital market alternatives and analysis of the electronic market model, which provides added visibility to our investors,” said Frank A. Kissel, Chairman and CEO.  “We believe that NASDAQ’s electronic multiple market maker structure will provide our company with enhanced exposure and liquidity, while at the same time providing investors with the best prices, the fastest execution, and the lowest cost per trade.”
 
Peapack-Gladstone Financial Corporation is a bank holding company with total assets of $1.4 billion as of June 30, 2008. Peapack-Gladstone Bank, its wholly owned community bank, was established in 1921, and has 22 branches in Somerset, Hunterdon, Morris and Union Counties. Its Trust Division, PGB Trust & Investments, operates at the Bank’s main office located at 190 Main Street in Gladstone and at offices in Clinton, Morristown and Summit. To learn more about Peapack-Gladstone Financial Corporation and its services please visit our web site at www.pgbank.com or call 908-234-0700.
 
The foregoing contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Such statements are not historical facts and include expressions about management’s view of future interest income and net loans, management’s confidence and strategies and management’s expectations about new and existing programs and products, relationships, opportunities and market conditions. These statements may be identified by such forward-looking terminology as “expect”, “look”, “believe”, “anticipate”, “may”, or similar statements or variations of such terms. Actual results may differ materially from such forward-looking statements. Factors that may cause results to differ materially from such forward-looking statements include, but are not limited to, the effectiveness of its balance sheet restructuring initiative, unanticipated costs in connection with new branch openings, an unexpected decline in the direction of the economy in New Jersey, unexpected changes in interest rates, failure to grow business, inability to manage growth in commercial loans, unexpected loan prepayment volume, unanticipated exposure to credit risks, insufficient allowance for loan losses, competition from other financial institutions, adverse effects of government regulation or different than anticipated effects from existing regulations, decline in the levels of loan quality and origination volume, decline in trust assets or deposits, and unexpected classification of securities to other-than-temporary impaired status. Peapack-Gladstone assumes no obligation for updating any such forward-looking statements at any time.
 
Contact:
Peapack-Gladstone Financial Corporation
Arthur F. Birmingham, 908-719-4308

-----END PRIVACY-ENHANCED MESSAGE-----