0001209191-21-037469.txt : 20210602 0001209191-21-037469.hdr.sgml : 20210602 20210602211620 ACCESSION NUMBER: 0001209191-21-037469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210531 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKERTSEN CARL J CENTRAL INDEX KEY: 0001203479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 21991007 MAIL ADDRESS: STREET 1: MICROSTRATEGY INCORPORATED STREET 2: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY Inc CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 BUSINESS PHONE: 703-848-8600 MAIL ADDRESS: STREET 1: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: MICROSTRATEGY INC DATE OF NAME CHANGE: 19971126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-31 0 0001050446 MICROSTRATEGY Inc MSTR 0001203479 RICKERTSEN CARL J C/O MICROSTRATEGY INCORPORATED 1850 TOWERS CRESCENT PLAZA TYSONS CORNER VA 22182 1 0 0 0 Class A Common Stock 2000 D Director Stock Option (Right to buy) 470.00 2021-05-31 4 A 0 5000 0.00 A 2031-05-31 Class A Common Stock 5000 5000 D This option is scheduled to vest as to 1,250 shares on the first anniversary of the grant date, and as to an additional 1,250 shares on each anniversary thereafter until the option is vested in full. This option was granted pursuant to Amendment No. 2 to the MicroStrategy Incorporated 2013 Stock Incentive Plan ("Amendment No. 2"). Amendment No. 2 provides for the annual automatic grant of a stock option to purchase 5,000 shares of Class A common stock to each non-employee director on May 31 of each year, beginning in 2015. Amendment No. 2 was approved by the stockholders of MicroStrategy Incorporated at the 2015 annual meeting. See Exhibit A. /s/ W. Ming Shao, Attorney-in-Fact 2021-06-02 EX-99 2 attachment1.htm EX-99 DOCUMENT

Exhibit A:

Mr. Rickertsen also directly owns a director stock option to purchase 3,000
shares of Class A common stock with (i) an exercise price of $182.36 per share
and (ii) an expiration date of May 31, 2027. Of the 3,000 shares subject to this
option, 500 shares vested on May 31, 2019, 1,250 shares vested on May 31, 2020,
and 1,250 shares vested on May 31, 2021.

Mr. Rickertsen also directly owns a director stock option to purchase 5,000
shares of Class A common stock with (i) an exercise price of $129.57 per share
and (ii) an expiration date of May 31, 2028. Of the 5,000 shares subject to this
option, 1,250 shares vested on May 31, 2019, 1,250 shares vested on May 31,
2020, 1,250 shares vested on May 31, 2021, and 1,250 shares are scheduled to
vest on May 31, 2022.

Mr. Rickertsen also directly owns a director stock option to purchase 5,000
shares of Class A common stock with (i) an exercise price of $132.91 per share
and (ii) an expiration date of May 31, 2029. Of the 5,000 shares subject to this
option, 1,250 shares vested on May 31, 2020, 1,250 shares vested on May 31,
2021, 1,250 shares are scheduled to vest on May 31, 2022, and 1,250 shares are
scheduled to vest on May 31, 2023.

Mr. Rickertsen also directly owns a director stock option to purchase 5,000
shares of Class A common stock with (i) an exercise price of $124.48 per share
and (ii) an expiration date of May 31, 2030. Of the 5,000 shares subject to this
option, 1,250 shares vested on May 31, 2021, 1,250 shares are scheduled to vest
on May 31, 2022, 1,250 shares are scheduled to vest on May 31, 2023, and 1,250
shares are scheduled to vest on May 31, 2024.