0001209191-21-017461.txt : 20210303 0001209191-21-017461.hdr.sgml : 20210303 20210303200920 ACCESSION NUMBER: 0001209191-21-017461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKERTSEN CARL J CENTRAL INDEX KEY: 0001203479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 21711906 MAIL ADDRESS: STREET 1: MICROSTRATEGY INCORPORATED STREET 2: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY Inc CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 BUSINESS PHONE: 703-848-8600 MAIL ADDRESS: STREET 1: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: MICROSTRATEGY INC DATE OF NAME CHANGE: 19971126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0001050446 MICROSTRATEGY Inc MSTR 0001203479 RICKERTSEN CARL J C/O MICROSTRATEGY INCORPORATED 1850 TOWERS CRESCENT PLAZA TYSONS CORNER VA 22182 1 0 0 0 Class A Common Stock 2021-03-01 4 S 0 3000 800.00 D 2000 D Class A Common Stock 2021-03-01 4 M 0 25000 121.43 A 27000 D Class A Common Stock 2021-03-01 4 M 0 3340 175.98 A 30340 D Class A Common Stock 2021-03-01 4 S 0 23138 795.00 D 7202 D Class A Common Stock 2021-03-01 4 S 0 2523 800.08 D 4679 D Class A Common Stock 2021-03-01 4 S 0 917 801.59 D 3762 D Class A Common Stock 2021-03-01 4 S 0 700 802.56 D 3062 D Class A Common Stock 2021-03-01 4 S 0 1062 803.41 D 2000 D Class A Common Stock 2021-03-02 4 M 0 1660 175.98 A 3660 D Class A Common Stock 2021-03-02 4 M 0 5000 186.54 A 8660 D Class A Common Stock 2021-03-02 4 M 0 2000 182.36 A 10660 D Class A Common Stock 2021-03-02 4 S 0 6170 802.11 D 4490 D Class A Common Stock 2021-03-02 4 S 0 154 803.75 D 4336 D Class A Common Stock 2021-03-02 4 S 0 2036 810.00 D 2300 D Class A Common Stock 2021-03-02 4 S 0 300 812.00 D 2000 D Director Stock Option (Right to buy) 121.43 2021-03-01 4 M 0 25000 0.00 D 2024-04-30 Class A Common Stock 25000 0 D Director Stock Option (Right to buy) 175.98 2021-03-01 4 M 0 3340 0.00 D 2025-05-31 Class A Common Stock 3340 1660 D Director Stock Option (Right to buy) 175.98 2021-03-02 4 M 0 1660 0.00 D 2025-05-31 Class A Common Stock 1660 0 D Director Stock Option (Right to buy) 186.54 2021-03-02 4 M 0 5000 0.00 D 2026-05-31 Class A Common Stock 5000 0 D Director Stock Option (Right to buy) 182.36 2021-03-02 4 M 0 2000 0.00 D 2027-05-31 Class A Common Stock 2000 3000 D The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $800.00 to $800.50 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $801.00 to $801.99 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $802.15 to $803.04 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $803.15 to $804.04 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $802.09 to $802.47, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $803.68 to $804.29, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Of the 25,000 shares exercised on March 1, 2021 pursuant to this option, 7,500 shares vested on April 30, 2016, 8,750 shares vested on April 30, 2017, and 8,750 shares vested on April 30, 2018. See Exhibit A Of the 3,340 shares exercised on March 1, 2021 pursuant to this option, 1,250 shares vested on May 31, 2016, 1,250 shares vested on May 31, 2017 and 840 shares vested on May 31, 2018. Of the remaining 1,660 shares subject to this option, 410 vested on May 31, 2018 and 1,250 shares vested on May 31, 2019. Of the 1,660 shares exercised on March 2, 2021 pursuant to this option, 410 shares vested on May 31, 2018 and 1,250 shares vested on May 31, 2019. Of the 5,000 shares exercised on March 2, 2021 pursuant to this option, 1,250 shares vested on May 31, 2017, 1,250 shares vested on May 31, 2018, 1,250 shares vested on May 31, 2019, and 1,250 shares vested on May 31, 2020. Of the 2,000 shares exercised on March 2, 2021 pursuant to this option, 1,250 shares vested on May 31, 2018 and 750 shares vested on May 31, 2019. Of the remaining 3,000 shares subject to this option, 500 vested on May 31, 2019, 1,250 shares vested on May 31, 2020, and 1,250 shares are scheduled to vest on May 31, 2021. /s/ W. Ming Shao, Attorney-in-Fact 2021-03-03 EX-99 2 attachment1.htm EX-99 DOCUMENT attachment1 

Exhibit A:

Mr. Rickertsen also directly owns a director stock option to purchase 5,000
shares of Class A common stock with (i) an exercise price of $129.57 per share
and (ii) an expiration date of May 31, 2028. Of the 5,000 shares subject to
this option, 1,250 shares vested on May 31, 2019, 1,250 shares vested on
May 31, 2020, 1,250 shares are scheduled to vest on May 31, 2021, and 1,250
shares are scheduled to vest on May 31, 2022.

Mr. Rickertsen also directly owns a director stock option to purchase 5,000
shares of Class A common stock with (i) an exercise price of $132.91 per share
and (ii) an expiration date of May 31, 2029. Of the 5,000 shares subject to
this option, 1,250 shares vested on May 31, 2020, 1,250 shares are scheduled
to vest on May 31, 2021, 1,250 shares are scheduled to vest on May 31, 2022,
and 1,250 shares are scheduled to vest on May 31, 2023.

Mr. Rickertsen also directly owns a director stock option to purchase 5,000
shares of Class A common stock with (i) an exercise price of $124.48 per share
and (ii) an expiration date of May 31, 2030. Of the 5,000 shares subject to
this option, 1,250 shares are scheduled to vest on May 31, 2021, 1,250 shares
are scheduled to vest on May 31, 2022, 1,250 shares are scheduled to vest on
May 31, 2023, and 1,250 shares are scheduled to vest on May 31, 2024.