0000950170-24-068801.txt : 20240604 0000950170-24-068801.hdr.sgml : 20240604 20240604165900 ACCESSION NUMBER: 0000950170-24-068801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240531 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKERTSEN CARL J CENTRAL INDEX KEY: 0001203479 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 241019107 MAIL ADDRESS: STREET 1: MICROSTRATEGY INCORPORATED STREET 2: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY Inc CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 BUSINESS PHONE: 703-848-8600 MAIL ADDRESS: STREET 1: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: MICROSTRATEGY INC DATE OF NAME CHANGE: 19971126 4 1 ownership.xml 4 X0508 4 2024-05-31 0001050446 MICROSTRATEGY Inc MSTR 0001203479 RICKERTSEN CARL J C/O MICROSTRATEGY INCORPORATED 1850 TOWERS CRESCENT PLAZA TYSONS CORNER VA 22182 true false false false false Class A Common Stock 2024-05-31 4 M false 497 A 497 D Restricted Stock Units 2024-05-31 4 M false 497 0 D Class A Common Stock 497 0 D Director Stock Option (Right to buy) 1524.49 2024-05-31 4 A false 139 0 A 2034-05-31 Class A Common Stock 139 139 D Restricted Stock Units 2024-05-31 4 A false 98 0 A Class A Common Stock 98 98 D Each restricted stock unit represents a contingent right to receive one share of MicroStrategy class A common stock. The 497 restricted stock units vested in full on May 31, 2024. See Exhibit A. These grants were made pursuant to the MicroStrategy Incorporated 2023 Equity Incentive Plan ("2023 Plan"), which provides for the annual automatic grant of equity awards with an aggregate fair value of $300,000 (split evenly between RSUs and options) to each non-employee director on May 31 of each year, beginning in 2023. The 2023 Plan was approved by the stockholders of MicroStrategy Incorporated at the 2023 annual meeting. This option is scheduled to vest as to 139 shares on the first anniversary of the grant date. These restricted stock units are scheduled to vest as to 98 shares on the first anniversary of the grant date. /s/ Joseph Phillips, Attorney-in-Fact 2024-06-04 EX-99 2 mstr-ex99.htm EX-99 EX-99

Exhibit A:

 

Mr. Rickertsen also directly owns a director stock option to purchase 1,250 shares of Class A common stock with (i) an exercise price of $124.48 per share and (ii) an expiration date of May 31, 2030. The 1,250 shares subject to this option vested on May 31, 2024.

 

Mr. Rickertsen also directly owns a director stock option to purchase 2,500 shares of Class A common stock with (i) an exercise price of $470.00 per share and (ii) an expiration date of May 31, 2031. Of the 2,500 shares subject to this option, 1,250 shares vested on May 31, 2024, and 1,250 shares are scheduled to vest on May 31, 2025.

 

Mr. Rickertsen also directly owns a director stock option to purchase 3,750 shares of Class A common stock with (i) an exercise price of $264.69 per share and (ii) an expiration date of May 31, 2032. Of the 3,750 shares subject to this option, 1,250 shares vested on May 31, 2024, 1,250 shares are scheduled to vest on May 31, 2025, and 1,250 shares are scheduled to vest on May 31, 2026.

 

Mr. Rickertsen also directly owns a director stock option to purchase 761 shares of Class A common stock with (i) an exercise price of $301.63 per share and (ii) an expiration date of May 31, 2033. The 761 shares subject to this option vested on May 31, 2024.