13F-HR 1 ramg2q09.txt RAMIUS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ramius LLC Address: 599 Lexington Avenue, 2Oth Flr. New York, NY 10022 13F File Number: 28-06309 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Owen Littman Title: General Counsel Phone: 212-201-4841 Signature, Place, and Date of Signing: /s/ Owen Littman New York, NY August 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form13F Information Table Entry Total: 194 Form13F Information Table Value Total: $639,018 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10676 Ramius Securities, LLC 02 28-10674 Ramius Advisors, LLC 03 28-12004 RCG Starboard Advisors, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A POWER ENERGY GENERAT SYS L COM G04136100 3592 450000 SH PUT DEFINED 02 450000 0 0 ACE LTD SHS H0023R105 408 9225 SH DEFINED 01 9225 0 0 ACTEL CORP COM 004934105 25248 2353015 SH DEFINED 03 2353015 0 0 ACTIVISION BLIZZARD INC COM 00507V109 134 10582 SH DEFINED 01 10582 0 0 ACTIVISION BLIZZARD INC COM 00507V109 5286 418500 SH DEFINED 02 418500 0 0 ACTUANT CORP SDCV 2.000%11/1 00508XAB0 2803 3000000 PRN DEFINED 02 3000000 0 0 AETERNA ZENTARIS INC COM 007975204 1122 648673 SH DEFINED 02 648673 0 0 AGILYSYS INC COM 00847J105 1190 254360 SH DEFINED 02 254360 0 0 AGILYSYS INC COM 00847J105 11464 2449631 SH DEFINED 03 2449631 0 0 AIRTRAN HLDGS INC NOTE 7.000% 7/0 00949PAB4 26810 28000000 PRN DEFINED 02 28000000 0 0 ANALOGIC CORP COM PAR $0.05 032657207 4882 132125 SH DEFINED 03 132125 0 0 ANALOGIC CORP COM PAR $0.05 032657207 928 25108 SH DEFINED 02 25108 0 0 APPLE INC COM 037833100 291 2041 SH DEFINED 01 2041 0 0 ASCENT MEDIA CORP COM SER A 043632108 1063 40000 SH DEFINED 02 40000 0 0 AXSYS TECHNOLOGIES INC COM 054615109 429 8000 SH DEFINED 02 8000 0 0 BANK OF AMERICA CORPORATION COM 060505104 1513 114600 SH DEFINED 02 114600 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 270 3 SH DEFINED 01 3 0 0 BLACKROCK CORPOR HI YLD FD V COM 09255P107 83 10000 SH DEFINED 01 10000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1212 115000 SH DEFINED 02 115000 0 0 BOEING CO COM 097023105 207 4877 SH DEFINED 01 4877 0 0 BORLAND SOFTWARE CORP NOTE 2.750% 2/1 099849AB7 5902 6108000 PRN DEFINED 02 6108000 0 0 BOYD GAMING CORP COM 103304101 160 18825 SH DEFINED 01 18825 0 0 BSD MED CORP DEL COM 055662100 21 10000 SH DEFINED 01 10000 0 0 CANADIAN SUPERIOR ENERGY INC COM 136644101 53 80000 SH DEFINED 01 80000 0 0 CAPSTONE TURBINE CORP COM 14067D102 459 552542 SH SOLE 552542 0 0 CARROLS RESTAURANT GROUP INC COM 14574X104 201 30200 SH DEFINED 02 30200 0 0 CAVALIER HOMES INC COM 149507105 112 41200 SH DEFINED 01 41200 0 0 CENTEX CORP COM 152312104 4257 503200 SH DEFINED 02 503200 0 0 CENTRAL FD CDA LTD CL A 153501101 1213 103300 SH DEFINED 01 103300 0 0 CERUS CORP COM 157085101 177 171600 SH DEFINED 02 171600 0 0 CHAMPION ENTERPRISES INC COM 158496109 3 10890 SH DEFINED 01 10890 0 0 CHAMPION ENTERPRISES INC COM 158496109 107 335000 SH DEFINED 02 335000 0 0 CHARMING SHOPPES INC COM 161133103 182 49000 SH DEFINED 02 49000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 417 21050 SH DEFINED 01 21050 0 0 CIGNA CORP COM 125509109 1060 44000 SH DEFINED 02 44000 0 0 CITIGROUP INC COM 172967101 62 20925 SH DEFINED 01 20925 0 0 CITIGROUP INC COM 172967101 1970 663300 SH CALL DEFINED 02 663300 0 0 CITIGROUP INC COM 172967101 42012 14145500 SH PUT DEFINED 02 14145500 0 0 CKE RESTAURANTS INC COM 12561E105 187 22000 SH DEFINED 01 22000 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 189 15400 SH DEFINED 02 15400 0 0 COMCAST CORP NEW CL A SPL 20030N200 983 69700 SH DEFINED 02 69700 0 0 COSTCO WHSL CORP NEW COM 22160K105 414 9065 SH DEFINED 01 9065 0 0 COUGAR BIOTECHNOLOGY INC COM 222083107 1254 29193 SH DEFINED 02 29193 0 0 COVIDIEN PLC SHS G2554F105 1294 34550 SH DEFINED 02 34550 0 0 CPI CORP COM 125902106 10243 602881 SH DEFINED 02 602881 0 0 CPI CORP COM 125902106 17160 1010028 SH DEFINED 03 1010028 0 0 CROWN HOLDINGS INC COM 228368106 1057 43775 SH DEFINED 02 43775 0 0 CSX CORP COM 126408103 1202 34700 SH DEFINED 02 34700 0 0 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 94 10000 SH DEFINED 01 10000 0 0 DATA DOMAIN INC COM 23767P109 5720 171350 SH DEFINED 02 171350 0 0 DINEEQUITY INC COM 254423106 6238 200000 SH PUT DEFINED 02 200000 0 0 DRI CORPORATION COM 23330F109 16 10000 SH DEFINED 01 10000 0 0 EBAY INC COM 278642103 4814 281000 SH DEFINED 02 281000 0 0 EMERSON RADIO CORP COM NEW 291087203 12 20000 SH DEFINED 01 20000 0 0 EMS TECHNOLOGIES INC COM 26873N108 334 16001 SH DEFINED 02 16001 0 0 EMS TECHNOLOGIES INC COM 26873N108 1756 83999 SH DEFINED 03 83999 0 0 ENERGY XXI (BERMUDA) LTD COM SHS G10082108 10 20100 SH DEFINED 01 20100 0 0 ENERGY XXI (BERMUDA) LTD COM SHS G10082108 2438 4720344 SH DEFINED 02 4720344 0 0 ENTEGRIS INC COM 29362U104 184 67600 SH DEFINED 02 67600 0 0 EPICEPT CORP COM 294264205 3075 3941800 SH DEFINED 02 3941800 0 0 EXTREME NETWORKS INC COM 30226D106 221 110592 SH DEFINED 02 110592 0 0 EXTREME NETWORKS INC COM 30226D106 1161 580608 SH DEFINED 03 580608 0 0 EXXON MOBIL CORP COM 30231G102 482 6901 SH DEFINED 01 6901 0 0 FIBERTOWER CORP COM 31567R100 41 81300 SH DEFINED 01 81300 0 0 FIBERTOWER CORP COM 31567R100 1200 2400000 SH DEFINED 02 2400000 0 0 FOUNDATION COAL HLDGS INC COM 35039W100 6634 236000 SH DEFINED 02 236000 0 0 GENCORP INC NOTE 4.000% 1/1 368682AJ9 16831 20278000 PRN DEFINED 02 20278000 0 0 GENERAL ELECTRIC CO COM 369604103 221 18897 SH DEFINED 01 18897 0 0 GENEREX BIOTECHNOLOGY CP DEL COM 371485103 405 700001 SH SOLE 700001 0 0 GRAVITY CO LTD SPONSORED ADR 38911N107 2258 1735222 SH DEFINED 02 1735222 0 0 GRAVITY CO LTD SPONSORED ADR 38911N107 680 617889 SH DEFINED 03 617889 0 0 GREAT ATLANTIC & PAC TEA INC NOTE 5.125% 6/1 390064AJ2 25965 35327000 PRN DEFINED 02 35327000 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 524 75005 SH DEFINED 02 75005 0 0 HEADWATERS INC NOTE 2.875% 6/0 42210PAB8 4268 7870000 PRN DEFINED 02 7870000 0 0 HECLA MNG CO COM 422704106 4661 1739130 SH DEFINED 02 1739130 0 0 HEMISPHERX BIOPHARMA INC COM 42366C103 356 140000 SH SOLE 140000 0 0 HEWLETT PACKARD CO COM 428236103 222 5756 SH DEFINED 01 5756 0 0 HILLTOP HOLDINGS INC COM 432748101 154 13000 SH DEFINED 01 13000 0 0 HOOKER FURNITURE CORP COM 439038100 650 56589 SH DEFINED 02 56589 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1486 125000 SH DEFINED 02 125000 0 0 HUTCHINSON TECHNOLOGY INC NOTE 2.250% 3/1 448407AE6 13195 14112000 PRN DEFINED 02 14112000 0 0 IMMERSION CORP COM 452521107 77 15492 SH DEFINED 02 15492 0 0 IMMERSION CORP COM 452521107 402 81336 SH DEFINED 03 81336 0 0 INCYTE CORP COM 45337C102 41 12500 SH DEFINED 01 12500 0 0 INFINITY PPTY & CAS CORP COM 45665Q103 288 7900 SH DEFINED 01 7900 0 0 INFINITY PPTY & CAS CORP COM 45665Q103 1025 28100 SH DEFINED 02 28100 0 0 INSMED INC COM NEW 457669208 66 65763 SH SOLE 65763 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 807 7726 SH DEFINED 01 7726 0 0 INTEROIL CORP COM 460951106 6232 211194 SH SOLE 211194 0 0 IPASS INC COM 46261V108 583 364317 SH DEFINED 02 364317 0 0 IPASS INC COM 46261V108 2997 1873416 SH DEFINED 03 1873416 0 0 ISHARES INC MSCI CDA INDEX 464286509 428 20000 SH DEFINED 01 20000 0 0 ISHARES INC MSCI HONG KONG 464286871 687 50000 SH DEFINED 02 50000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 290 21708 SH DEFINED 01 21708 0 0 ISHARES TR MSCI EMERG MKT 464287234 2417 75000 SH DEFINED 02 75000 0 0 ISHARES TR DJ US ENERGY 464287796 220 7695 SH DEFINED 01 7695 0 0 ISHARES TR MSCI EMERG MKT 464287234 3223 100000 SH PUT DEFINED 02 100000 0 0 JETBLUE AIRWAYS CORP DBCV 3.750% 3/1 477143AC5 15231 15950000 PRN DEFINED 02 15950000 0 0 JOHNSON & JOHNSON COM 478160104 337 5927 SH DEFINED 01 5927 0 0 JPMORGAN CHASE & CO COM 46625H100 536 15710 SH DEFINED 01 15710 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 90 100000 SH DEFINED 01 100000 0 0 LA Z BOY INC COM 505336107 976 206800 SH DEFINED 02 206800 0 0 LANCE INC COM 514606102 934 40361 SH DEFINED 02 40361 0 0 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 1306 48900 SH DEFINED 02 48900 0 0 LJ INTL INC ORD G55312105 536 275000 SH DEFINED 02 275000 0 0 LUCENT TECHNOLOGIES INC DBCV 2.750% 6/1 549463AG2 13787 14571000 PRN DEFINED 02 14571000 0 0 M & F WORLDWIDE CORP COM 552541104 1316 65800 SH DEFINED 01 65800 0 0 M & F WORLDWIDE CORP COM 552541104 5640 282000 SH DEFINED 02 282000 0 0 M & T BK CORP COM 55261F104 527 10350 SH DEFINED 01 10350 0 0 METALICO INC COM 591176102 827 177403 SH SOLE 177403 0 0 METAVANTE TECHNOLOGIES INC COM 591407101 10144 392255 SH DEFINED 02 392255 0 0 MICROSOFT CORP COM 594918104 248 10449 SH DEFINED 01 10449 0 0 MILLIPORE CORP NOTE 3.750% 6/0 601073AD1 494 500000 PRN DEFINED 01 500000 0 0 MOLSON COORS BREWING CO CL B 60871R209 1306 30850 SH DEFINED 02 30850 0 0 MONOGRAM BIOSCIENCES INC COM NEW 60975U207 217 47891 SH DEFINED 02 47891 0 0 MORGAN STANLEY COM NEW 617446448 5702 200000 SH PUT DEFINED 02 200000 0 0 MOSAIC CO COM 61945A107 243 5475 SH DEFINED 01 5475 0 0 NABORS INDUSTRIES LTD SHS G6359F103 187 12050 SH DEFINED 01 12050 0 0 NATCO GROUP INC CL A 63227W203 3885 118000 SH DEFINED 02 118000 0 0 NCI BUILDING SYS INC NOTE 2.125%11/1 628852AG0 1246 2043000 PRN DEFINED 02 2043000 0 0 NCI BUILDING SYS INC COM 628852105 1991 754035 SH DEFINED 03 754035 0 0 NCI BUILDING SYS INC NOTE 2.125%11/1 628852AG0 10336 16945000 PRN DEFINED 03 16945000 0 0 NCI BUILDING SYS INC COM 628852105 224 84800 SH CALL DEFINED 02 84800 0 0 NCI BUILDING SYS INC COM 628852105 240 90965 SH DEFINED 02 90965 0 0 NCI BUILDING SYS INC COM 628852105 832 315200 SH CALL DEFINED 03 315200 0 0 NICHOLAS-APPLEGATE CV & INC COM 65370F101 111 16000 SH DEFINED 01 16000 0 0 NORFOLK SOUTHERN CORP COM 655844108 1134 30100 SH DEFINED 02 30100 0 0 NOVA CHEMICALS CORP COM 66977W109 3531 595513 SH DEFINED 02 595513 0 0 NRG ENERGY INC COM NEW 629377508 909 35000 SH DEFINED 02 35000 0 0 NUVEEN NY QUALITY INCM MUN F COM 670986108 198 16400 SH DEFINED 01 16400 0 0 NYSE EURONEXT COM 629491101 250 9185 SH DEFINED 01 9185 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 891 100000 SH DEFINED 02 100000 0 0 OLIN CORP COM PAR $1 680665205 944 79400 SH DEFINED 02 79400 0 0 OSI PHARMACEUTICALS INC COM 671040103 217 7700 SH DEFINED 01 7700 0 0 PEPSI BOTTLING GROUP INC COM 713409100 1015 30000 SH DEFINED 02 30000 0 0 PETRO-CDA COM 71644E102 6382 166100 SH DEFINED 02 166100 0 0 PHOENIX TECHNOLOGY LTD COM 719153108 154 56960 SH DEFINED 02 56960 0 0 PHOENIX TECHNOLOGY LTD COM 719153108 813 300040 SH DEFINED 03 300040 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 736 50000 SH DEFINED 02 50000 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 255 10000 SH DEFINED 01 10000 0 0 POWERWAVE TECHNOLOGIES INC NOTE 1.875%11/1 739363AD1 714 1152000 PRN DEFINED 02 1152000 0 0 PRESIDENTIAL LIFE CORP COM 740884101 78 10250 SH DEFINED 01 10250 0 0 PROCTER & GAMBLE CO COM 742718109 289 5663 SH DEFINED 01 5663 0 0 PROSHARES TR PSHS ULSHT SP500 74347R883 565 10220 SH DEFINED 01 10220 0 0 PROSHARES TR PSHS REAL ESTAT 74347R552 2224 113000 SH DEFINED 02 113000 0 0 PROSHARES TR PSHS REAL ESTAT 74347R552 216 11000 SH DEFINED 01 11000 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 1119 21970 SH DEFINED 01 21970 0 0 QUANTUM CORP NOTE 4.375% 8/0 747906AE5 15458 18079000 PRN DEFINED 02 18079000 0 0 QUIGLEY CORP COM NEW 74838L304 1343 360085 SH DEFINED 01 360085 0 0 QUIKSILVER INC COM 74838C106 123 66700 SH DEFINED 02 66700 0 0 RALCORP HLDGS INC NEW COM 751028101 1389 22800 SH DEFINED 02 22800 0 0 RAMBUS INC DEL NOTE 2/0 750917AB2 6371 6300000 PRN DEFINED 02 6300000 0 0 RAND LOGISTICS INC COM 752182105 5407 1614070 SH DEFINED 02 1614070 0 0 RASER TECHNOLOGIES INC COM 754055101 439 156712 SH DEFINED 02 156712 0 0 RODMAN & RENSHAW CAP GP INC COM 77487R100 75 72187 SH DEFINED 02 72187 0 0 SADIA S A SPON ADR PFD 786326108 1878 255800 SH DEFINED 02 255800 0 0 SCHERING PLOUGH CORP COM 806605101 37863 1507270 SH DEFINED 02 1507270 0 0 SCHOOL SPECIALTY INC NOTE 3.750% 8/0 807863AE5 17859 19100000 PRN DEFINED 02 19100000 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 6304 400000 SH DEFINED 02 400000 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 4456 282550 SH DEFINED 01 282550 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 384 8000 SH DEFINED 02 8000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 384 8000 SH PUT DEFINED 02 8000 0 0 SMART MODULAR TECHNOLOGIES I ORD SHS G82245104 149 65800 SH DEFINED 02 65800 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2894 31743 SH DEFINED 01 31743 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1368 15000 SH DEFINED 02 15000 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 1110 30000 SH PUT SOLE 30000 0 0 STEMCELLS INC COM 85857R105 748 440000 SH SOLE 440000 0 0 STERLING BANCORP COM 859158107 344 41157 SH DEFINED 01 41157 0 0 SUMTOTAL SYS INC COM 866615107 3636 756026 SH DEFINED 02 756026 0 0 SUN MICROSYSTEMS INC COM NEW 866810203 2208 239500 SH CALL DEFINED 02 239500 0 0 SUNTECH PWR HLDGS CO LTD NOTE 0.250% 2/1 86800CAC8 7507 7933000 PRN DEFINED 02 7933000 0 0 TELVENT GIT SA SHS E90215109 3058 141128 SH DEFINED 02 141128 0 0 TERREMARK WORLDWIDE INC COM NEW 881448203 1064 184124 SH DEFINED 01 184124 0 0 TOLLGRADE COMMUNICATIONS INC COM 889542106 10287 1963175 SH DEFINED 03 1963175 0 0 TRANSOCEAN LTD REG SHS H8817H100 309 4161 SH DEFINED 01 4161 0 0 TRAVELCENTERS OF AMERICA LLC COM 894174101 163 74000 SH DEFINED 02 74000 0 0 TYSON FOODS INC CL A 902494103 1387 110000 SH DEFINED 02 110000 0 0 UNITED STATES STL CORP NEW COM 912909108 322 9000 SH DEFINED 01 9000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 236 4540 SH DEFINED 01 4540 0 0 US BANCORP DEL COM NEW 902973304 1376 76800 SH DEFINED 02 76800 0 0 USA MOBILITY INC COM 90341G103 173 13550 SH DEFINED 01 13550 0 0 UTSTARCOM INC COM 918076100 977 599650 SH DEFINED 01 599650 0 0 VELOCITY EXPRESS CORP COM PAR NEW 92257T707 124 427900 SH SOLE 427900 0 0 VIGNETTE CORP COM NEW 926734401 4220 320900 SH DEFINED 02 320900 0 0 WAL MART STORES INC COM 931142103 387 7995 SH DEFINED 01 7995 0 0 WALTER INVT MGMT CORP COM 93317W102 150 11258 SH DEFINED 02 11258 0 0 WEBMD CORP NOTE 1.750% 6/1 94769MAE5 1988 2000000 PRN DEFINED 01 2000000 0 0 WEBMD CORP NOTE 1.750% 6/1 94769MAE5 16244 16429000 PRN DEFINED 02 16429000 0 0 WEBMD CORP NOTE 3.125% 9/0 94769MAG0 1958 2000000 PRN DEFINED 01 2000000 0 0 WEBMD CORP NOTE 3.125% 9/0 94769MAG0 485 500000 PRN DEFINED 02 500000 0 0 WESTERN UN CO COM 959802109 1163 70900 SH DEFINED 02 70900 0 0 WIND RIVER SYSTEMS INC COM 973149107 1814 158300 SH DEFINED 02 158300 0 0 WYETH COM 983024100 61726 1359900 SH DEFINED 02 1359900 0 0 ZOLTEK COS INC COM 98975W104 252 25894 SH SOLE 25894 0 0