-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BTl6CzE9oDJ5S1/gSLkjeu+w7pycowR/4bi6InSt2zvEilMGKcwkytWSOiFvYQvy bbgzNRCLIdBQeC92DhY+oA== 0001085146-08-001660.txt : 20081114 0001085146-08-001660.hdr.sgml : 20081114 20081114130826 ACCESSION NUMBER: 0001085146-08-001660 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAMIUS LLC CENTRAL INDEX KEY: 0001050154 IRS NUMBER: 133937658 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06309 FILM NUMBER: 081189076 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122014823 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: RAMIUS CAPITAL GROUP LLC DATE OF NAME CHANGE: 20010212 13F-HR 1 ramg3q08ks.txt RAMIUS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ramius LLC Address: 599 Lexington Avenue, 2Oth floor New York, NY 10022 13F File Number: 28-06309 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marc Baum Title: General Counsel Phone: 212-201-4804 Signature, Place, and Date of Signing: /s/ Marc Baum New York, NY November 14, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form13F Information Table Entry Total: 527 Form13F Information Table Value Total: $1,393,270 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10676 Ramius Securities, LLC 02 28-10674 Ramius Advisors, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 2020 CHINACAP ACQUIRCO INC *W EXP 11/08/201 90212G117 8 40700 SH SOLE 40700 0 0 2020 CHINACAP ACQUIRCO INC COM 90212G109 162 22415 SH DEFINED 02 22415 0 0 2020 CHINACAP ACQUIRCO INC COM 90212G109 108 14944 SH SOLE 14944 0 0 2020 CHINACAP ACQUIRCO INC *W EXP 11/08/201 90212G117 9 42600 SH DEFINED 02 42600 0 0 AAR CORP NOTE 2.250% 3/0 000361AL9 403 540000 PRN DEFINED 02 540000 0 0 AAR CORP NOTE 2.250% 3/0 000361AL9 1090 1460000 PRN SOLE 1460000 0 0 ACTEL CORP COM 004934105 2205 176677 SH SOLE 176677 0 0 ACTEL CORP COM 004934105 965 77294 SH DEFINED 02 77294 0 0 ADVANCED LIFE SCIENCES HLDGS COM 00765H107 8 10000 SH SOLE 10000 0 0 ADVANCED TECHNOLOGY ACQU COR *W EXP 06/18/201 007556111 11 125500 SH SOLE 125500 0 0 AFFYMETRIX INC NOTE 3.500% 1/1 00826TAG3 971 1325000 PRN DEFINED 02 1325000 0 0 AFFYMETRIX INC NOTE 3.500% 1/1 00826TAG3 1594 2175000 PRN SOLE 2175000 0 0 AGILYSYS INC COM 00847J105 2191 217113 SH DEFINED 02 217113 0 0 AGILYSYS INC COM 00847J105 3267 323761 SH SOLE 323761 0 0 AIRTRAN HLDGS INC NOTE 7.000% 7/0 00949PAB4 8224 12651500 PRN SOLE 12651500 0 0 AIRTRAN HLDGS INC NOTE 7.000% 7/0 00949PAB4 4449 6843500 PRN DEFINED 02 6843500 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 254 4000 SH DEFINED 01 4000 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 979 19040 SH DEFINED 02 19040 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 667 12960 SH SOLE 12960 0 0 ALPHA SEC GROUP CORP *W EXP 03/23/201 02078A118 6 30000 SH SOLE 30000 0 0 ALPHA SEC GROUP CORP COM 02078A100 172 18000 SH DEFINED 02 18000 0 0 ALPHA SEC GROUP CORP COM 02078A100 115 12000 SH SOLE 12000 0 0 ALPHARMA 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99 33500 SH SOLE 33500 0 0 PRIVATEBANCORP INC NOTE 3.625% 3/1 742962AD5 312 323000 PRN DEFINED 02 323000 0 0 PRIVATEBANCORP INC NOTE 3.625% 3/1 742962AD5 4433 4588000 PRN SOLE 4588000 0 0 PROCTER & GAMBLE CO COM 742718109 438 6291 SH DEFINED 01 6291 0 0 PROSPECT ACQUISITION CORP COM 74347T103 349 38360 SH SOLE 38360 0 0 PROSPECT ACQUISITION CORP *W EXP 11/14/201 74347T111 5 24800 SH SOLE 24800 0 0 PROSPECT ACQUISITION CORP COM 74347T103 524 57539 SH DEFINED 02 57539 0 0 PUGET ENERGY INC NEW COM 745310102 3287 123119 SH SOLE 123119 0 0 PUGET ENERGY INC NEW COM 745310102 3352 125525 SH DEFINED 02 125525 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 5947 390234 SH DEFINED 02 390234 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 13250 869428 SH SOLE 869428 0 0 QUANTUM CORP NOTE 4.375% 8/0 747906AE5 5078 7060000 PRN DEFINED 02 7060000 0 0 QUANTUM CORP NOTE 4.375% 8/0 747906AE5 8229 11440000 PRN SOLE 11440000 0 0 QUIGLEY CORP COM NEW 74838L304 1781 347935 SH DEFINED 01 347935 0 0 RALCORP 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