-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RfOpeFx8BVWIBVVqOqsV7JJiVTYYjdzdz6LQo0FxOXELEtzRFoYx6Pmx8fIY6Sjj WicJ/SNAx1tltJ5N8NAGvw== 0001085146-07-001123.txt : 20071119 0001085146-07-001123.hdr.sgml : 20071119 20071116205923 ACCESSION NUMBER: 0001085146-07-001123 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071119 DATE AS OF CHANGE: 20071116 EFFECTIVENESS DATE: 20071119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAMIUS CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001050154 IRS NUMBER: 133937658 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06309 FILM NUMBER: 071254713 BUSINESS ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128457900 MAIL ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR/A 1 ramga13q07.txt RAMIUS CAPITAL GROUP LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ramius Capital Group LLC Address: 666 Third Avenue, 26th Floor New York, NY 10017 13F File Number: 28-06309 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marran H. Ogilvie Title: General Counsel Phone: 212-845-7909 Signature, Place, and Date of Signing: /s/ Marran H. Ogilvie New York, NY November 16, 2007 THIS AMENDMENT ADDS OMITTED POSITIONS IN THE SAME SECURITY ON THE ORIGINAL FORM 13F WHICH WAS SUBMITTED ON NOVEMBER 14, 2007. THE ORIGINAL REPORT INCLUDED 1,634,800 SH OF STAR MARITIME ACQUISITION CO *W EXP 12/15/20 FOR RAMIUS SECURITIES LLC, BUT INADVERTENTLY OMITTED THE 514,999 SHARES OF STAR MARITIME ACQUISITION CO *W EXP 12/15/20 HELD BY RAMIUS CAPITAL GROUP, LLC AND RAMIUS ADVISORS,LLC. Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 2 Form13F Information Table Value Total: $2,936 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10676 Ramius Securities, LLC 02 28-10674 Ramius Advisors, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- STAR MARITIME ACQUISITION CO *W EXP 12/15/20 85516E115 2423 424999 SH SOLE 424999 0 0 STAR MARITIME ACQUISITION CO *W EXP 12/15/20 85516E115 513 90000 SH DEFINED 02 90000 0 0
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