-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O8jkXvaYzdpmTFB7ILJ9kqUMbkoin0TfOSaPOgw6hNlRLWLmcLvlyZGf2Ct/Rj2H +Cd/LkSIZJRosn8ICiGxlQ== 0001085146-07-001114.txt : 20071115 0001085146-07-001114.hdr.sgml : 20071115 20071114215816 ACCESSION NUMBER: 0001085146-07-001114 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071115 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAMIUS CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001050154 IRS NUMBER: 133937658 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06309 FILM NUMBER: 071247570 BUSINESS ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128457900 MAIL ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 ramg3q07.txt RAMIUS CAPITAL GROUP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ramius Capital Group LLC Address: 666 Third Avenue, 26th Floor New York, NY 10017 13F File Number: 28-06309 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marran H. Ogilvie Title: General Counsel Phone: 212-845-7909 Signature, Place, and Date of Signing: /s/ Marran H. Ogilvie New York, NY November 07, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form13F Information Table Entry Total: 640 Form13F Information Table Value Total: $2,082,184 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10676 Ramius Securities, LLC 02 28-10674 Ramius Advisors, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 21ST CENTY INS GROUP COM 90130N103 383 17400 SH DEFINED 01 17400 0 0 3M CO COM 88579Y101 271 2895 SH DEFINED 01 2895 0 0 ABN AMRO HLDG NV SPONSORED ADR 000937102 13256 251464 SH DEFINED 02 251464 0 0 ACCREDITED HOME LENDRS HLDG COM 00437P107 123 10500 SH DEFINED 01 10500 0 0 ACCREDITED HOME LENDRS HLDG COM 00437P107 753 64500 SH DEFINED 02 64500 0 0 ACE LTD ORD G0070K103 795 13125 SH DEFINED 01 13125 0 0 ACTIVE POWER INC COM 00504W100 74 33700 SH DEFINED 02 33700 0 0 ADAPTEC INC COM 00651F108 1528 400080 SH DEFINED 01 400080 0 0 ADVANCED TECHNOLOGY ACQU COR *W EXP 06/18/201 007556111 91 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