-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DP8JI4mKuTFf9HUA4fQZM+8aSuosT7EfImrOb3l9gwWb1O7A66Ts5O7RA7t70OdY PcvBPcDt2qp33hC2aS9dNg== 0001085146-07-000431.txt : 20070215 0001085146-07-000431.hdr.sgml : 20070215 20070215161232 ACCESSION NUMBER: 0001085146-07-000431 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070215 DATE AS OF CHANGE: 20070215 EFFECTIVENESS DATE: 20070215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAMIUS CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001050154 IRS NUMBER: 133937658 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06309 FILM NUMBER: 07627611 BUSINESS ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128457900 MAIL ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 ramg4q06.txt RAMIUS CAPITAL GROUP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ramius Capital Group LLC Address: 666 Third Avenue, 26th Floor New York, NY 10017 13F File Number: 28-06309 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marran H. Ogilvie Title: General Counsel Phone: 212-845-7909 Signature, Place, and Date of Signing: /s/ Marran H. Ogilvie New York, NY February 14, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form13F Information Table Entry Total: 593 Form13F Information Table Value Total: $1,629,415 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10676 Ramius Securities, LLC 02 28-10674 Ramius Advisors, LLC 03 28-12004 Admiral Advisors LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 648 8315 SH DEFINED 01 8315 0 0 ACCO BRANDS CORP COM 00081T108 1210 45701 SH DEFINED 02 45701 0 0 ACCO BRANDS CORP COM 00081T108 8504 321254 SH SOLE 321254 0 0 ACQUICOR TECHNOLOGY INC *W EXP 03/15/201 00489A115 154 186000 SH DEFINED 01 186000 0 0 ACQUICOR TECHNOLOGY INC UNIT 99/99/9999 00489A206 388 53500 SH DEFINED 01 53500 0 0 ADESA INC COM 00686U104 6518 234900 SH SOLE 234900 0 0 ADESA INC COM 00686U104 2248 81000 SH DEFINED 01 81000 0 0 ADESA INC COM 00686U104 2473 89100 SH DEFINED 02 89100 0 0 ADVO INC COM 007585102 1482 45449 SH 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