-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KwP9My+76E1NDpsaYdrYhsGyc9ivTqQGDid9bMHIlK4GUpngcKE2IPGXMlk1m3lO a1jN4iLh2Gdtv5Kc5Yt96Q== 0001085146-06-000584.txt : 20060914 0001085146-06-000584.hdr.sgml : 20060914 20060914080545 ACCESSION NUMBER: 0001085146-06-000584 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060914 DATE AS OF CHANGE: 20060914 EFFECTIVENESS DATE: 20060914 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAMIUS CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001050154 IRS NUMBER: 133937658 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06309 FILM NUMBER: 061089616 BUSINESS ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128457900 MAIL ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR/A 1 ramga22q06.txt RAMIUS CAPITAL GROUP - AMEND #2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2006 Check here if Amendment [ X]; Amendment Number: 2 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ramius Capital Group LLC Address: 666 Third Avenue, 26th Floor New York, NY 10017 13F File Number: 28-06309 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marran H. Ogilvie Title: General Counsel Phone: 212-845-7909 Signature, Place, and Date of Signing: /s/ Marran H. Ogilvie New York, NY September 13, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form13F Information Table Entry Total: 494 Form13F Information Table Value Total: $1,308,184 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10676 Ramius Securities, LLC 02 28-10674 Ramius Advisors, LLC 03 28-12004 Admiral Advisors LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 403 4990 SH DEFINED 01 4990 0 0 A4S SEC INC *W EXP 07/18/201 001069111 92 120959 SH DEFINED 01 120959 0 0 ABBOTT LABS COM 002824100 205 4700 SH DEFINED 02 4700 0 0 ACCO BRANDS CORP COM 00081T108 4079 186260 SH DEFINED 02 186260 0 0 ACCO BRANDS CORP COM 00081T108 451 20573 SH SOLE 20573 0 0 ACE CASH EXPRESS INC COM 004403101 1144 39087 SH DEFINED 01 39087 0 0 ACE CASH EXPRESS INC COM 004403101 3089 105536 SH DEFINED 02 105536 0 0 ACE CASH EXPRESS INC COM 004403101 1487 50814 SH SOLE 50814 0 0 ACE LTD ORD G0070K103 677 13375 SH DEFINED 01 13375 0 0 ACQUICOR TECHNOLOGY INC *W EXP 03/15/201 00489A115 64 131000 SH DEFINED 01 131000 0 0 ADE CORP MASS COM 00089C107 931 28669 SH DEFINED 01 28669 0 0 ADE CORP MASS COM 00089C107 2233 68737 SH DEFINED 02 68737 0 0 ADE CORP MASS COM 00089C107 1069 32908 SH SOLE 32908 0 0 ADVANCED DIGITAL INFORMATION COM 007525108 4739 402610 SH DEFINED 02 402610 0 0 ADVANCED DIGITAL INFORMATION COM 007525108 2164 183870 SH SOLE 183870 0 0 ADVANCED DIGITAL INFORMATION COM 007525108 1763 149767 SH DEFINED 01 149767 0 0 ADVANCED MEDICAL OPTICS INC COM 00763M108 695 13704 SH SOLE 13704 0 0 ADVANCED MEDICAL OPTICS INC COM 00763M108 6301 124276 SH DEFINED 02 124276 0 0 AES CORP COM 00130H105 1232 66800 SH DEFINED 02 66800 0 0 AETHER HLDGS INC COM 00809C106 452 82100 SH DEFINED 01 82100 0 0 AETHER HLDGS INC COM 00809C106 6985 1270000 SH SOLE 1270000 0 0 AGERE SYS INC NOTE 6.500%12/1 00845VAA8 2708 2735000 PRN SOLE 2735000 0 0 AGERE SYS INC NOTE 6.500%12/1 00845VAA8 1995 2015000 PRN DEFINED 02 2015000 0 0 AGNICO EAGLE MINES LTD *W EXP 11/07/200 008474132 934 56704 SH DEFINED 01 56704 0 0 AIRTRAN HLDGS INC NOTE 7.000% 7/0 00949PAB4 9976 6236500 PRN SOLE 6236500 0 0 AIRTRAN HLDGS INC NOTE 7.000% 7/0 00949PAB4 2021 1263500 PRN DEFINED 02 1263500 0 0 ALERIS INTL INC COM 014477103 642 14000 SH DEFINED 01 14000 0 0 ALLIANT TECHSYSTEMS INC NOTE 2.750% 2/1 018804AH7 1935 1808000 PRN DEFINED 02 1808000 0 0 ALLIANT TECHSYSTEMS INC NOTE 2.750% 2/1 018804AH7 6091 5692000 PRN SOLE 5692000 0 0 AMER BIO MEDICA CORP COM 024600108 14 14000 SH DEFINED 01 14000 0 0 AMER BIO MEDICA CORP *W EXP 08/22/200 024600116 11 267729 SH DEFINED 01 267729 0 0 AMERICA SVC GROUP INC COM 02364L109 294 18942 SH SOLE 18942 0 0 AMERICA SVC GROUP INC COM 02364L109 2685 172981 SH DEFINED 02 172981 0 0 AMERICAN EXPRESS CO DBCV 1.850%12/0 025816AS8 1814 1778000 PRN DEFINED 02 1778000 0 0 AMERICAN EXPRESS CO DBCV 1.850%12/0 025816AS8 6349 6222000 PRN SOLE 6222000 0 0 AMERICAN INTL GROUP INC COM 026874107 637 10787 SH DEFINED 01 10787 0 0 AMERICAN MOLD GUARD INC *W EXP 04/26/201 02756R128 9 10999 SH DEFINED 01 10999 0 0 AMERICAN RETIREMENT CORP COM 028913101 1573 48000 SH DEFINED 01 48000 0 0 AMERICAN RETIREMENT CORP COM 028913101 4155 126800 SH DEFINED 02 126800 0 0 AMERICAN RETIREMENT CORP COM 028913101 1481 45200 SH SOLE 45200 0 0 AMR CORP NOTE 4.500% 2/1 001765BB1 2700 2000000 PRN SOLE 2000000 0 0 AMSOUTH BANCORPORATION COM 032165102 1060 40084 SH DEFINED 01 40084 0 0 ANADIGICS INC NOTE 5.000%11/1 032515AB4 1165 1165000 PRN DEFINED 02 1165000 0 0 ANADIGICS INC NOTE 5.000%11/1 032515AB4 4735 4735000 PRN SOLE 4735000 0 0 ANNALY MTG MGMT INC COM 035710409 8388 654808 SH DEFINED 02 654808 0 0 ANNALY MTG MGMT INC COM 035710409 167 13060 SH DEFINED 01 13060 0 0 AON CORP DBCV 3.500%11/1 037389AT0 8133 5000000 PRN SOLE 5000000 0 0 APPLE COMPUTER INC COM 037833100 2864 50000 SH SOLE 50000 0 0 ARAMARK CORP CL B 038521100 1069 32300 SH DEFINED 01 32300 0 0 ARAMARK CORP CL B 038521100 2888 87210 SH DEFINED 02 87210 0 0 ARAMARK CORP CL B 038521100 1390 41990 SH SOLE 41990 0 0 AURIZON MINES LTD COM 05155P106 516 185696 SH SOLE 185696 0 0 AURIZON MINES LTD COM 05155P106 527 189698 SH DEFINED 01 189698 0 0 AURIZON MINES LTD COM 05155P106 1394 502106 SH DEFINED 02 502106 0 0 AVIALL INC NEW COM 05366B102 1654 34810 SH SOLE 34810 0 0 AVIALL INC NEW COM 05366B102 1399 29450 SH DEFINED 01 29450 0 0 AVIALL INC NEW COM 05366B102 3766 79241 SH DEFINED 02 79241 0 0 AZTAR CORP COM 054802103 972 18700 SH DEFINED 01 18700 0 0 AZTAR CORP COM 054802103 2323 44716 SH DEFINED 02 44716 0 0 AZTAR CORP COM 054802103 1122 21584 SH SOLE 21584 0 0 BALLY TOTAL FITNESS HLDG COR COM 05873K108 411 60675 SH SOLE 60675 0 0 BALLY TOTAL FITNESS HLDG COR COM 05873K108 1018 150203 SH DEFINED 02 150203 0 0 BALLY TOTAL FITNESS HLDG COR COM 05873K108 823 121321 SH DEFINED 01 121321 0 0 BASIN WTR INC COM 07011T306 105 10500 SH DEFINED 01 10500 0 0 BEAR STEARNS COS INC COM 073902108 632 4515 SH DEFINED 01 4515 0 0 BELLSOUTH CORP COM 079860102 4082 112749 SH DEFINED 01 112749 0 0 BELLSOUTH CORP COM 079860102 10980 303311 SH DEFINED 02 303311 0 0 BELLSOUTH CORP COM 079860102 5290 146120 SH SOLE 146120 0 0 BIODELIVERY SCIENCES INTL IN *W EXP 06/25/200 09060J114 50 200294 SH DEFINED 01 200294 0 0 BOEING CO COM 097023105 677 8262 SH DEFINED 01 8262 0 0 BOTTOMLINE TECH DEL INC COM 101388106 684 84087 SH DEFINED 01 84087 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 202 7800 SH DEFINED 02 7800 0 0 BRISTOL MYERS SQUIBB CO DBCV 9/1 110122AN8 11111 11000000 PRN SOLE 11000000 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 223 8610 SH DEFINED 01 8610 0 0 CAMECO CORP COM 13321L108 6094 152466 SH DEFINED 02 152466 0 0 CAMECO CORP COM 13321L108 669 16734 SH SOLE 16734 0 0 CANADA SOUTHN PETE LTD COM 135231108 555 46728 SH SOLE 46728 0 0 CANADA SOUTHN PETE LTD COM 135231108 1347 113512 SH DEFINED 02 113512 0 0 CANADA SOUTHN PETE LTD COM 135231108 505 42560 SH DEFINED 01 42560 0 0 CAPITAL TRUST INC MD CL A NEW 14052H506 230 6450 SH DEFINED 01 6450 0 0 CARRAMERICA RLTY CORP COM 144418100 1250 28050 SH DEFINED 01 28050 0 0 CBS CORP NEW CL B 124857202 6231 230349 SH DEFINED 02 230349 0 0 CBS CORP NEW CL B 124857202 687 25383 SH SOLE 25383 0 0 CENDANT CORP COM 151313103 637 39095 SH DEFINED 01 39095 0 0 CENTERPOINT ENERGY INC NOTE 3.750% 5/1 15189TAM9 3870 3408000 PRN SOLE 3408000 0 0 CENTERPOINT ENERGY INC NOTE 3.750% 5/1 15189TAM9 1808 1592000 PRN DEFINED 02 1592000 0 0 CERADYNE INC NOTE 2.875%12/1 156710AA3 1662 1500000 PRN DEFINED 02 1500000 0 0 CERADYNE INC NOTE 2.875%12/1 156710AA3 3878 3500000 PRN SOLE 3500000 0 0 CERES GROUP INC COM 156772105 1163 187000 SH DEFINED 01 187000 0 0 CERES GROUP INC COM 156772105 3066 493000 SH DEFINED 02 493000 0 0 CERES GROUP INC COM 156772105 1057 170000 SH SOLE 170000 0 0 CF INDS HLDGS INC COM 125269100 725 50824 SH SOLE 50824 0 0 CF INDS HLDGS INC COM 125269100 6601 462876 SH DEFINED 02 462876 0 0 CHAPARRAL STL CO DEL COM 159423102 837 11619 SH SOLE 11619 0 0 CHAPARRAL STL CO DEL COM 159423102 7606 105611 SH DEFINED 02 105611 0 0 CHAPARRAL STL CO DEL COM 159423102 494 6865 SH DEFINED 01 6865 0 0 CHARTER COMMUNICATIONS INC D CL A 16117M107 94 83540 SH DEFINED 02 83540 0 0 CHARTER COMMUNICATIONS INC D CL A 16117M107 11 10003 SH SOLE 10003 0 0 CHATTEM INC COM 162456107 911 30000 SH DEFINED 01 30000 0 0 CHIPPAC INC NOTE 2.500% 6/0 169657AD5 803 818000 PRN DEFINED 02 818000 0 0 CHIPPAC INC NOTE 2.500% 6/0 169657AD5 6802 6932000 PRN SOLE 6932000 0 0 CIENA CORP NOTE 3.750% 2/0 171779AA9 2143 2250000 PRN SOLE 2250000 0 0 CITIGROUP INC COM 172967101 1635 33899 SH DEFINED 01 33899 0 0 CKE RESTAURANTS INC COM 12561E105 10600 638190 SH DEFINED 02 638190 0 0 CKE RESTAURANTS INC COM 12561E105 1161 69897 SH SOLE 69897 0 0 CLOROX CO DEL COM 189054109 250 4100 SH DEFINED 02 4100 0 0 COLD SPRING CAP INC *W EXP 11/11/200 192865111 7 18900 SH DEFINED 01 18900 0 0 COMCAST CORP NEW CL A SPL 20030N200 709 21641 SH SOLE 21641 0 0 COMCAST CORP NEW CL A SPL 20030N200 6450 196765 SH DEFINED 02 196765 0 0 COMMUNITY BANKERS ACQUISITN UNIT 99/99/9999 20361R200 212 27000 SH DEFINED 01 27000 0 0 COMSTOCK HOMEBUILDING COS IN CL A 205684103 959 151566 SH SOLE 151566 0 0 CONMED CORP COM 207410101 681 32914 SH DEFINED 01 32914 0 0 COPART INC COM 217204106 4486 182664 SH DEFINED 02 182664 0 0 COPART INC COM 217204106 490 19936 SH SOLE 19936 0 0 COST PLUS INC CALIF COM 221485105 3726 254174 SH DEFINED 02 254174 0 0 COST PLUS INC CALIF COM 221485105 410 27977 SH SOLE 27977 0 0 COSTCO WHSL CORP NEW COM 22160K105 759 13280 SH DEFINED 01 13280 0 0 COURTSIDE ACQUISITION CORP *W EXP 06/29/200 22274N110 44 100000 SH DEFINED 01 100000 0 0 CPI CORP COM 125902106 6706 218430 SH DEFINED 01 218430 0 0 CPI CORP COM 125902106 5894 192000 SH DEFINED 02 192000 0 0 CPI CORP COM 125902106 5894 192000 SH SOLE 192000 0 0 CROWN HOLDINGS INC COM 228368106 811 52117 SH SOLE 52117 0 0 CROWN HOLDINGS INC COM 228368106 7370 473350 SH DEFINED 02 473350 0 0 CRYSTALLEX INTL CORP COM 22942F101 784 271795 SH SOLE 271795 0 0 CRYSTALLEX INTL CORP COM 22942F101 1690 585734 SH DEFINED 02 585734 0 0 CRYSTALLEX INTL CORP COM 22942F101 730 253171 SH DEFINED 01 253171 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 1.250% 6/1 232806AH2 1701 1500000 PRN DEFINED 02 1500000 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 1.250% 6/1 232806AH2 6803 6000000 PRN SOLE 6000000 0 0 DARWIN PROFESSIONAL UNDERWRI COM 237502109 3320 188013 SH DEFINED 02 188013 0 0 DARWIN PROFESSIONAL UNDERWRI COM 237502109 366 20732 SH SOLE 20732 0 0 DAYSTAR TECHNOLOGIES INC *W EXP 03/22/200 23962Q126 323 91700 SH DEFINED 01 91700 0 0 DDI CORP COM 0.0001 NEW 233162502 4777 50000 SH SOLE 50000 0 0 DIAGNOSTIC PRODS CORP COM 252450101 947 16277 SH DEFINED 01 16277 0 0 DIAGNOSTIC PRODS CORP COM 252450101 2525 43399 SH DEFINED 02 43399 0 0 DIAGNOSTIC PRODS CORP COM 252450101 1037 17824 SH SOLE 17824 0 0 DIME BANCORP INC NEW *W EXP 99/99/999 25429Q110 173 785196 SH DEFINED 01 785196 0 0 DISNEY WALT CO COM DISNEY 254687106 352 11717 SH DEFINED 01 11717 0 0 DORAL FINL CORP COM 25811P100 3472 541666 SH SOLE 541666 0 0 DORCHESTER MINERALS LP COM UNIT 25820R105 1815 72300 SH DEFINED 01 72300 0 0 DORCHESTER MINERALS LP COM UNIT 25820R105 502 20000 SH SOLE 20000 0 0 EASTMAN KODAK CO NOTE 3.375%10/1 277461BE8 8846 9000000 PRN SOLE 9000000 0 0 EDO CORP NOTE 4.000%11/1 281347AE4 978 1000000 PRN DEFINED 02 1000000 0 0 EDO CORP NOTE 4.000%11/1 281347AE4 3911 4000000 PRN SOLE 4000000 0 0 EL PASO CORP COM 28336L109 449 29900 SH DEFINED 01 29900 0 0 EL PASO CORP COM 28336L109 630 42000 SH DEFINED 02 42000 0 0 EL PASO CORP COM 28336L109 270 18000 SH SOLE 18000 0 0 ELECTRONIC DATA SYS NEW NOTE 3.875% 7/1 285661AF1 2674 2679000 PRN DEFINED 02 2679000 0 0 ELECTRONIC DATA SYS NEW NOTE 3.875% 7/1 285661AF1 7808 7821000 PRN SOLE 7821000 0 0 EMDEON CORP COM 290849108 7552 608505 SH DEFINED 02 608505 0 0 EMDEON CORP COM 290849108 3750 302170 SH SOLE 302170 0 0 EMDEON CORP COM 290849108 2971 239415 SH DEFINED 01 239415 0 0 ENTEGRIS INC COM 29362U104 5109 536065 SH DEFINED 02 536065 0 0 ENTEGRIS INC COM 29362U104 562 58935 SH SOLE 58935 0 0 ETRIALS WORLDWIDE INC *W EXP 02/11/200 29786P111 113 133277 SH DEFINED 01 133277 0 0 EXCEL TECHNOLOGY INC COM 30067T103 1616 54000 SH SOLE 54000 0 0 EXCEL TECHNOLOGY INC COM 30067T103 3052 102000 SH DEFINED 02 102000 0 0 EXCEL TECHNOLOGY INC COM 30067T103 1316 44000 SH DEFINED 01 44000 0 0 EXIDE TECHNOLOGIES *W EXP 99/99/999 302051123 20 99328 SH DEFINED 01 99328 0 0 EXPEDIA INC DEL *W EXP 02/04/200 30212P121 321 60834 SH DEFINED 01 60834 0 0 EXPEDIA INC DEL *W EXP 02/04/200 30212P121 326 61777 SH DEFINED 02 61777 0 0 EXPEDIA INC DEL *W EXP 02/04/200 30212P121 475 89880 SH SOLE 89880 0 0 EXXON MOBIL CORP COM 30231G102 635 10355 SH DEFINED 01 10355 0 0 FAIR ISAAC CORP NOTE 1.500% 8/1 303250AD6 895 875000 PRN DEFINED 02 875000 0 0 FAIR ISAAC CORP NOTE 1.500% 8/1 303250AD6 2685 2625000 PRN SOLE 2625000 0 0 FALCONBRIDGE LTD NEW 2005 COM 306104100 5641 107100 SH DEFINED 01 107100 0 0 FALCONBRIDGE LTD NEW 2005 COM 306104100 14775 280500 SH DEFINED 02 280500 0 0 FALCONBRIDGE LTD NEW 2005 COM 306104100 6447 122400 SH SOLE 122400 0 0 FARGO ELECTRONICS INC COM 30744P102 411 16172 SH SOLE 16172 0 0 FARGO ELECTRONICS INC COM 30744P102 316 12441 SH DEFINED 01 12441 0 0 FARGO ELECTRONICS INC COM 30744P102 853 33590 SH DEFINED 02 33590 0 0 FIRST AVE NETWORKS INC COM 31865X106 7242 665638 SH DEFINED 01 665638 0 0 FIRST AVE NETWORKS INC COM 31865X106 43980 4042267 SH SOLE 4042267 0 0 FIRST DATA CORP COM 319963104 408 243600 SH CALL DEFINED 02 0 0 0 FIRST OAK BROOK BANCSHARES I COM 335847208 420 11351 SH DEFINED 02 11351 0 0 FIRST OAK BROOK BANCSHARES I COM 335847208 202 5467 SH SOLE 5467 0 0 FIRSTBANK NW CORP COM 33762X106 1051 40019 SH DEFINED 01 40019 0 0 FIRSTBANK NW CORP COM 33762X106 2848 108443 SH DEFINED 02 108443 0 0 FIRSTBANK NW CORP COM 33762X106 1356 51638 SH SOLE 51638 0 0 FLIR SYS INC NOTE 3.000% 6/0 302445AB7 4530 3768000 PRN DEFINED 02 3768000 0 0 FLIR SYS INC NOTE 3.000% 6/0 302445AB7 10198 8482000 PRN SOLE 8482000 0 0 FLORIDA EAST COAST INDS COM 340632108 4235 80938 SH DEFINED 01 80938 0 0 FLORIDA EAST COAST INDS COM 340632108 9008 172142 SH DEFINED 02 172142 0 0 FLORIDA EAST COAST INDS COM 340632108 3718 71055 SH SOLE 71055 0 0 FUSION TELECOMM INTL INC COM 36113B301 141 70739 SH SOLE 70739 0 0 GENERAL ELECTRIC CO COM 369604103 611 18525 SH DEFINED 01 18525 0 0 GENERAL FINANCE CORP UNIT 99/99/9999 369822200 400 50000 SH DEFINED 01 50000 0 0 GENERAL MTRS CORP DEB SR CONV B 370442733 1874 100000 SH DEFINED 02 100000 0 0 GENERAL MTRS CORP DEB SR CONV B 370442733 5623 300000 SH SOLE 300000 0 0 GENVEC INC COM 37246C109 883 626000 SH SOLE 626000 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 201 3600 SH DEFINED 02 3600 0 0 GLOBAL CROSSING LTD NOTE 5.000% 5/1 37932JAA1 968 1000000 PRN DEFINED 02 1000000 0 0 GLOBAL CROSSING LTD NOTE 5.000% 5/1 37932JAA1 3871 4000000 PRN SOLE 4000000 0 0 GLOBALSANTAFE CORP SHS G3930E101 216 3747 SH DEFINED 01 3747 0 0 GOLDEN WEST FINL CORP DEL COM 381317106 3717 50100 SH DEFINED 01 50100 0 0 GOLDEN WEST FINL CORP DEL COM 381317106 10037 135270 SH DEFINED 02 135270 0 0 GOLDEN WEST FINL CORP DEL COM 381317106 4833 65130 SH SOLE 65130 0 0 GRAVITY CO LTD SPONSORED ADR 38911N107 3332 470559 SH DEFINED 02 470559 0 0 GRAVITY CO LTD SPONSORED ADR 38911N107 5519 779540 SH SOLE 779540 0 0 GREAT ATLANTIC & PAC TEA INC COM 390064103 559 24596 SH DEFINED 01 24596 0 0 HARBOR ACQUISITION CORPORATI *W EXP 04/25/201 41145X115 56 175000 SH DEFINED 01 175000 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 272 13776 SH SOLE 13776 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 2488 126224 SH DEFINED 02 126224 0 0 HEWLETT PACKARD CO COM 428236103 260 8193 SH DEFINED 01 8193 0 0 HILTON HOTELS CORP NOTE 3.375% 4/1 432848AZ2 2424 1842000 PRN DEFINED 02 1842000 0 0 HILTON HOTELS CORP NOTE 3.375% 4/1 432848AZ2 6787 5158000 PRN SOLE 5158000 0 0 HOLLINGER INTL INC CL A 435569108 193 24000 SH SOLE 24000 0 0 HOLLINGER INTL INC CL A 435569108 212 26400 SH DEFINED 01 26400 0 0 HOLLINGER INTL INC CL A 435569108 559 69600 SH DEFINED 02 69600 0 0 HORIZON OFFSHORE INC COM NEW 44043J204 377 18000 SH DEFINED 01 18000 0 0 HOUSTON EXPL CO COM 442120101 14197 232010 SH DEFINED 02 232010 0 0 HOUSTON EXPL CO COM 442120101 4614 75411 SH SOLE 75411 0 0 HOUSTON EXPL CO COM 442120101 3254 53179 SH DEFINED 01 53179 0 0 HUMMINGBIRD INC COM 44544R101 4604 167527 SH DEFINED 01 167527 0 0 HUMMINGBIRD INC COM 44544R101 12659 460726 SH DEFINED 02 460726 0 0 HUMMINGBIRD INC COM 44544R101 5945 216328 SH SOLE 216328 0 0 I-MANY INC COM 44973Q103 2114 880696 SH DEFINED 01 880696 0 0 I-MANY INC COM 44973Q103 7967 3319425 SH SOLE 3319425 0 0 IAC INTERACTIVECORP *W EXP 02/04/200 44919P128 181 14000 SH DEFINED 01 14000 0 0 IAC INTERACTIVECORP *W EXP 02/04/200 44919P128 2047 158699 SH DEFINED 02 158699 0 0 IAC INTERACTIVECORP *W EXP 02/04/200 44919P128 2496 193458 SH SOLE 193458 0 0 ICOP DIGITAL INC *W EXP 07/08/201 44930M112 315 121030 SH DEFINED 01 121030 0 0 IMPERIAL SUGAR CO NEW *W EXP 08/29/200 453096117 186 23500 SH DEFINED 01 23500 0 0 INCO LTD COM 453258402 4523 68696 SH DEFINED 01 68696 0 0 INCO LTD COM 453258402 12023 182596 SH DEFINED 02 182596 0 0 INCO LTD COM 453258402 5512 83708 SH SOLE 83708 0 0 INDEVUS PHARMACEUTICALS INC COM 454072109 186 34000 SH DEFINED 01 34000 0 0 INDIA GLOBALIZATION CAP INC *W EXP 03/03/201 45408X118 96 184100 SH DEFINED 01 184100 0 0 INDIA GLOBALIZATION CAP INC COM 45408X100 275 50000 SH DEFINED 01 50000 0 0 INFINITY PPTY & CAS CORP COM 45665Q103 873 21294 SH SOLE 21294 0 0 INFINITY PPTY & CAS CORP COM 45665Q103 205 5000 SH DEFINED 01 5000 0 0 INFINITY PPTY & CAS CORP COM 45665Q103 7918 193110 SH DEFINED 02 193110 0 0 INFOUSA INC NEW COM 456818301 164 15948 SH DEFINED 02 15948 0 0 INHALE THERAPEUTIC SYS INC NOTE 5.000% 2/0 457191AF1 993 1000000 PRN DEFINED 02 1000000 0 0 INHALE THERAPEUTIC SYS INC NOTE 5.000% 2/0 457191AF1 1985 2000000 PRN SOLE 2000000 0 0 INSITE VISION INC COM 457660108 82 50000 SH DEFINED 01 50000 0 0 INTEL CORP COM 458140100 329 17357 SH DEFINED 01 17357 0 0 INTERNATIONAL ALUM CORP COM 458884103 3846 101216 SH DEFINED 02 101216 0 0 INTERNATIONAL ALUM CORP COM 458884103 423 11133 SH SOLE 11133 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1112 14469 SH DEFINED 01 14469 0 0 INTERNATIONAL COAL GRP INC N COM 45928H106 374 52000 SH DEFINED 01 52000 0 0 INTERNET CAP GROUP INC COM NEW 46059C205 270 30000 SH SOLE 30000 0 0 INTRAWEST CORPORATION COM NEW 460915200 1487 46680 SH DEFINED 01 46680 0 0 INTRAWEST CORPORATION COM NEW 460915200 4016 126036 SH DEFINED 02 126036 0 0 INTRAWEST CORPORATION COM NEW 460915200 1933 60684 SH SOLE 60684 0 0 INVITROGEN CORP NOTE 2.250%12/1 46185RAD2 4894 5000000 PRN SOLE 5000000 0 0 IPCS INC COM NEW 44980Y305 25948 537221 SH SOLE 537221 0 0 ISHARES INC MSCI JAPAN 464286848 246 18000 SH SOLE 18000 0 0 ISHARES INC MSCI JAPAN 464286848 150 11000 SH DEFINED 01 11000 0 0 ISHARES INC MSCI JAPAN 464286848 573 42000 SH DEFINED 02 42000 0 0 ISONICS CORP *W EXP 12/29/200 464895135 135 396031 SH DEFINED 01 396031 0 0 JOHNSON & JOHNSON COM 478160104 993 16571 SH DEFINED 01 16571 0 0 JP MORGAN CHASE & CO COM 46625H100 1038 24703 SH DEFINED 01 24703 0 0 KCS ENERGY INC COM 482434206 911 30663 SH DEFINED 01 30663 0 0 KCS ENERGY INC COM 482434206 2432 81893 SH DEFINED 02 81893 0 0 KCS ENERGY INC COM 482434206 975 32844 SH SOLE 32844 0 0 KERR MCGEE CORP COM 492386107 2943 42432 SH DEFINED 01 42432 0 0 KERR MCGEE CORP COM 492386107 7303 105300 SH DEFINED 02 105300 0 0 KERR MCGEE CORP COM 492386107 3516 50700 SH SOLE 50700 0 0 KERZNER INTL LTD NOTE 2.375% 4/1 492520AB7 2743 2000000 PRN DEFINED 02 2000000 0 0 KERZNER INTL LTD NOTE 2.375% 4/1 492520AB7 8228 6000000 PRN SOLE 6000000 0 0 KEYSPAN CORP COM 49337W100 1942 48064 SH DEFINED 01 48064 0 0 KIMBERLY CLARK CORP COM 494368103 275 4460 SH DEFINED 01 4460 0 0 KIMBERLY CLARK CORP COM 494368103 247 4000 SH DEFINED 02 4000 0 0 KNOLOGY INC COM 499183804 3798 408417 SH SOLE 408417 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1131 15000 SH DEFINED 01 15000 0 0 LANCASTER COLONY CORP COM 513847103 1029 26082 SH DEFINED 01 26082 0 0 LANCASTER COLONY CORP COM 513847103 253 6400 SH DEFINED 02 6400 0 0 LASERSCOPE COM 518081104 1012 32833 SH SOLE 32833 0 0 LASERSCOPE COM 518081104 778 25254 SH DEFINED 01 25254 0 0 LASERSCOPE COM 518081104 2101 68189 SH DEFINED 02 68189 0 0 LEHMAN BROS HLDGS INC COM 524908100 1379 21164 SH DEFINED 01 21164 0 0 LEUCADIA NATL CORP NOTE 3.750% 4/1 527288AX2 6496 4601000 PRN SOLE 4601000 0 0 LEUCADIA NATL CORP NOTE 3.750% 4/1 527288AX2 1799 1274000 PRN DEFINED 02 1274000 0 0 LILLY ELI & CO COM 532457108 204 3700 SH DEFINED 02 3700 0 0 LIONS GATE ENTMNT CORP NOTE 3.625% 3/1 535919AG9 1727 2000000 PRN DEFINED 02 2000000 0 0 LIONS GATE ENTMNT CORP NOTE 3.625% 3/1 535919AG9 2590 3000000 PRN SOLE 3000000 0 0 LONGVIEW FIBRE CO COM 543213102 1215 63620 SH DEFINED 01 63620 0 0 LOUDEYE CORP NEW COM 545754202 1 112500 SH SOLE 112500 0 0 LUCENT TECHNOLOGIES INC DBCV 2.750% 6/1 549463AG2 4227 4324000 PRN SOLE 4324000 0 0 LUCENT TECHNOLOGIES INC DBCV 2.750% 6/1 549463AG2 661 676000 PRN DEFINED 02 676000 0 0 M & F WORLDWIDE CORP COM 552541104 1626 101000 SH DEFINED 01 101000 0 0 M & F WORLDWIDE CORP COM 552541104 441 27400 SH SOLE 27400 0 0 MAGNA ENTMT CORP CL A 559211107 631 120000 SH DEFINED 01 120000 0 0 MANUGISTICS GROUP INC NOTE 5.000%11/0 565011AB9 1756 1760000 PRN DEFINED 01 1760000 0 0 MANUGISTICS GROUP INC NOTE 5.000%11/0 565011AB9 4329 4340000 PRN DEFINED 02 4340000 0 0 MANUGISTICS GROUP INC NOTE 5.000%11/0 565011AB9 1895 1900000 PRN SOLE 1900000 0 0 MAVERICK TUBE CORP COM 577914104 2385 37740 SH DEFINED 01 37740 0 0 MAVERICK TUBE CORP COM 577914104 6371 100818 SH DEFINED 02 100818 0 0 MAVERICK TUBE CORP COM 577914104 3067 48542 SH SOLE 48542 0 0 MCDATA CORP NOTE 2.250% 2/1 580031AD4 15555 18300000 PRN SOLE 18300000 0 0 MEDTRONIC INC DBCV 1.250% 9/1 585055AD8 214 216000 PRN SOLE 216000 0 0 MEDTRONIC INC DBCV 1.250% 9/1 585055AB2 101 102000 PRN DEFINED 01 102000 0 0 MEDTRONIC INC DBCV 1.250% 9/1 585055AB2 112 114000 PRN DEFINED 02 114000 0 0 MERCK & CO INC COM 589331107 293 8040 SH DEFINED 01 8040 0 0 MERRILL LYNCH & CO INC COM 590188108 807 11596 SH DEFINED 01 11596 0 0 MERRILL LYNCH & CO INC NOTE 3/1 590188W46 6518 5975000 PRN DEFINED 02 5975000 0 0 MERRILL LYNCH & CO INC NOTE 3/1 590188W46 37662 34525000 PRN SOLE 34525000 0 0 MICHAELS STORES INC COM 594087108 4363 105790 SH DEFINED 01 105790 0 0 MICHAELS STORES INC COM 594087108 11655 282622 SH DEFINED 02 282622 0 0 MICHAELS STORES INC COM 594087108 5105 123788 SH SOLE 123788 0 0 MICROSOFT CORP COM 594918104 606 26001 SH DEFINED 01 26001 0 0 MIRANT CORP NEW COM 60467R100 1112 41500 SH DEFINED 01 41500 0 0 MIRANT CORP NEW COM 60467R100 10789 402584 SH SOLE 402584 0 0 MITTAL STEEL CO N V NY REG SH CL A 60684P101 565 18517 SH DEFINED 01 18517 0 0 MITTAL STEEL CO N V NY REG SH CL A 60684P101 1798 58936 SH DEFINED 02 58936 0 0 MITTAL STEEL CO N V NY REG SH CL A 60684P101 738 24202 SH SOLE 24202 0 0 MITTAL STEEL CO N V NY REG SH CL A 60684P101 473 46400 SH PUT DEFINED 01 464 0 0 MONACO COACH CORP COM 60886R103 389 30649 SH SOLE 30649 0 0 MONACO COACH CORP COM 60886R103 3528 277818 SH DEFINED 02 277818 0 0 MONRO MUFFLER BRAKE INC COM 610236101 265 8147 SH DEFINED 01 8147 0 0 MOSAIC CO COM 61945A107 4465 285335 SH DEFINED 02 285335 0 0 MOSAIC CO COM 61945A107 489 31273 SH SOLE 31273 0 0 MOSSIMO INC COM 619696107 177 22206 SH DEFINED 01 22206 0 0 MOSSIMO INC COM 619696107 519 65228 SH DEFINED 02 65228 0 0 MOSSIMO INC COM 619696107 209 26262 SH SOLE 26262 0 0 MOTOROLA INC COM 620076109 435 21590 SH DEFINED 01 21590 0 0 MPOWER HOLDING CORP COM NEW 62473L309 443 236965 SH DEFINED 01 236965 0 0 MPOWER HOLDING CORP COM NEW 62473L309 707 378160 SH DEFINED 02 378160 0 0 MPOWER HOLDING CORP COM NEW 62473L309 7261 3883100 SH SOLE 3883100 0 0 MUELLER INDS INC COM 624756102 268 8100 SH DEFINED 01 8100 0 0 MULTIMEDIA GAMES INC COM 625453105 156 15387 SH DEFINED 01 15387 0 0 NASDAQ 100 TR UNIT SER 1 631100104 2132 55000 SH DEFINED 01 55000 0 0 NASH FINCH CO COM 631158102 584 27412 SH SOLE 27412 0 0 NASH FINCH CO COM 631158102 5359 251702 SH DEFINED 02 251702 0 0 NATIONSHEALTH INC *W EXP 08/24/200 63860C118 22 50000 SH DEFINED 01 50000 0 0 NAVIOS MARITIME HOLDINGS INC *W EXP 09/12/200 Y62196111 354 841821 SH DEFINED 01 841821 0 0 NETIQ CORP COM 64115P102 752 61710 SH DEFINED 01 61710 0 0 NETIQ CORP COM 64115P102 1812 148665 SH DEFINED 02 148665 0 0 NETIQ CORP COM 64115P102 855 70125 SH SOLE 70125 0 0 NEWMONT MINING CORP COM 651639106 224 4231 SH DEFINED 01 4231 0 0 NEWPARK RES INC COM PAR $.01NEW 651718504 106 17300 SH DEFINED 01 17300 0 0 NII HLDGS INC NOTE 2.875% 2/0 62913FAC6 16516 7500000 PRN SOLE 7500000 0 0 NORTH AMERN INS LEADERS INC UNIT 99/99/9999 65687M203 432 55000 SH DEFINED 01 55000 0 0 NORTH FORK BANCORPORATION NY COM 659424105 4319 143158 SH DEFINED 02 143158 0 0 NORTH FORK BANCORPORATION NY COM 659424105 1840 61002 SH SOLE 61002 0 0 NORTH FORK BANCORPORATION NY COM 659424105 3528 116940 SH DEFINED 01 116940 0 0 NORTHWESTERN CORP COM NEW 668074305 568 16526 SH DEFINED 01 16526 0 0 NTL INC DEL *W EXP 01/10/201 62941W119 164 260634 SH DEFINED 01 260634 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 749 7300 SH DEFINED 01 7300 0 0 OMNICARE INC DBCV 3.250%12/1 681904AL2 1990 2184000 PRN DEFINED 02 2184000 0 0 OMNICARE INC DBCV 3.250%12/1 681904AL2 7123 7816000 PRN SOLE 7816000 0 0 ONYX SOFTWARE CORP COM NEW 683402200 683 137059 SH DEFINED 01 137059 0 0 ONYX SOFTWARE CORP COM NEW 683402200 1904 382421 SH DEFINED 02 382421 0 0 ONYX SOFTWARE CORP COM NEW 683402200 817 164020 SH SOLE 164020 0 0 OPEN TEXT CORP COM 683715106 387 27000 SH DEFINED 02 27000 0 0 OPEN TEXT CORP COM 683715106 186 13000 SH SOLE 13000 0 0 OUTDOOR CHANNEL HLDGS INC COM NEW 690027206 261 25305 SH DEFINED 01 25305 0 0 OUTDOOR CHANNEL HLDGS INC COM NEW 690027206 690 66813 SH DEFINED 02 66813 0 0 OUTDOOR CHANNEL HLDGS INC COM NEW 690027206 244 23670 SH SOLE 23670 0 0 PANAMSAT HLDG CORP COM 69831Y105 557 22307 SH DEFINED 01 22307 0 0 PATHMARK STORES INC NEW *W EXP 09/10/201 70322A119 102 299400 SH DEFINED 01 299400 0 0 PATHMARK STORES INC NEW COM 70322A101 1106 117500 SH DEFINED 01 117500 0 0 PATHMARK STORES INC NEW COM 70322A101 2985 317250 SH DEFINED 02 317250 0 0 PATHMARK STORES INC NEW COM 70322A101 1437 152750 SH SOLE 152750 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 5015 427561 SH DEFINED 02 427561 0 0 PEP BOYS MANNY MOE & JACK NOTE 4.250% 6/0 713278AP4 1960 2000000 PRN SOLE 2000000 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 2449 208783 SH SOLE 208783 0 0 PMI GROUP INC COM 69344M101 5713 128150 SH DEFINED 02 128150 0 0 PMI GROUP INC COM 69344M101 629 14117 SH SOLE 14117 0 0 POINT THERAPEUTICS INC COM 730694106 32 13100 SH DEFINED 01 13100 0 0 POLYMEDICA CORP COM 731738100 7045 195904 SH DEFINED 02 195904 0 0 POLYMEDICA CORP COM 731738100 772 21466 SH SOLE 21466 0 0 PRESIDENTIAL LIFE CORP COM 740884101 2565 104350 SH DEFINED 01 104350 0 0 PRIDE INTL INC DEL NOTE 3.250% 5/0 74153QAD4 1746 1302000 PRN DEFINED 02 1302000 0 0 PRIDE INTL INC DEL NOTE 3.250% 5/0 74153QAD4 6300 4698000 PRN SOLE 4698000 0 0 PROCTER & GAMBLE CO COM 742718109 245 4400 SH DEFINED 02 4400 0 0 QUEST RESOURCE CORP COM NEW 748349305 5308 391715 SH DEFINED 02 391715 0 0 QUEST RESOURCE CORP COM NEW 748349305 582 42917 SH SOLE 42917 0 0 QUIGLEY CORP COM NEW 74838L304 2667 290835 SH DEFINED 01 290835 0 0 RAILAMERICA INC COM 750753105 1992 190416 SH DEFINED 01 190416 0 0 RAM ENERGY RESOURCES INC *W EXP 99/99/999 75130P117 612 375343 SH DEFINED 01 375343 0 0 REGIS CORP MINN COM 758932107 424 11906 SH SOLE 11906 0 0 REGIS CORP MINN COM 758932107 3885 109094 SH DEFINED 02 109094 0 0 RELIANT ENERGY INC NOTE 5.000% 8/1 75952BAD7 3333 2405000 PRN DEFINED 02 2405000 0 0 RELIANT ENERGY INC NOTE 5.000% 8/1 75952BAD7 7754 5595000 PRN SOLE 5595000 0 0 REMINGTON OIL & GAS CORP COM 759594302 746 16959 SH DEFINED 01 16959 0 0 REMINGTON OIL & GAS CORP COM 759594302 2237 50872 SH DEFINED 02 50872 0 0 REMINGTON OIL & GAS CORP COM 759594302 942 21419 SH SOLE 21419 0 0 REPUBLIC BANCORP INC COM 760282103 561 45240 SH DEFINED 01 45240 0 0 REPUBLIC BANCORP INC COM 760282103 1513 122148 SH DEFINED 02 122148 0 0 REPUBLIC BANCORP INC COM 760282103 729 58812 SH SOLE 58812 0 0 RITE AID CORP NOTE 4.750%12/0 767754BA1 6203 6250000 PRN SOLE 6250000 0 0 ROYAL GROUP TECHNOLOGIES LTD COM 779915107 784 70000 SH DEFINED 01 70000 0 0 ROYAL GROUP TECHNOLOGIES LTD COM 779915107 2116 189000 SH DEFINED 02 189000 0 0 ROYAL GROUP TECHNOLOGIES LTD COM 779915107 1019 91000 SH SOLE 91000 0 0 RSA SEC INC COM 749719100 1951 72000 SH DEFINED 01 72000 0 0 RSA SEC INC COM 749719100 2537 93600 SH SOLE 93600 0 0 RSA SEC INC COM 749719100 5268 194400 SH DEFINED 02 194400 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 1210 83426 SH DEFINED 01 83426 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 3592 247697 SH DEFINED 02 247697 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 1612 111205 SH SOLE 111205 0 0 RUSSELL CORP COM 782352108 1312 72240 SH SOLE 72240 0 0 RUSSELL CORP COM 782352108 1443 79464 SH DEFINED 01 79464 0 0 RUSSELL CORP COM 782352108 3804 209496 SH DEFINED 02 209496 0 0 S1 CORPORATION COM 78463B101 2894 602960 SH DEFINED 02 602960 0 0 S1 CORPORATION COM 78463B101 1260 262593 SH SOLE 262593 0 0 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 2494 2800000 PRN DEFINED 02 2800000 0 0 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 10867 12200000 PRN SOLE 12200000 0 0 SCHLUMBERGER LTD COM 806857108 234 3600 SH DEFINED 01 3600 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 22708 750000 SH SOLE 750000 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 10423 292604 SH DEFINED 01 292604 0 0 SCS TRANSN INC COM 81111T102 6065 220302 SH SOLE 220302 0 0 SCS TRANSN INC COM 81111T102 14086 511677 SH DEFINED 02 511677 0 0 SEATTLE GENETICS INC COM 812578102 203 44222 SH DEFINED 01 44222 0 0 SEROLOGICALS CORP COM 817523103 1235 39270 SH DEFINED 01 39270 0 0 SEROLOGICALS CORP COM 817523103 3255 103530 SH DEFINED 02 103530 0 0 SEROLOGICALS CORP COM 817523103 1122 35700 SH SOLE 35700 0 0 SERVICE CORP INTL COM 817565104 8685 1066965 SH DEFINED 02 1066965 0 0 SERVICE CORP INTL COM 817565104 957 117532 SH SOLE 117532 0 0 SERVICES ACQUISITION CORP IN *W EXP 02/14/200 817628118 590 149800 SH DEFINED 01 149800 0 0 SHURGARD STORAGE CTRS INC COM 82567D104 1016 16250 SH DEFINED 01 16250 0 0 SIX FLAGS INC NOTE 4.500% 5/1 83001PAJ8 1539 1450000 PRN DEFINED 02 1450000 0 0 SIX FLAGS INC NOTE 4.500% 5/1 83001PAJ8 5890 5550000 PRN SOLE 5550000 0 0 SIZELER PPTY INVS INC COM 830137105 1361 84740 SH SOLE 84740 0 0 SIZELER PPTY INVS INC COM 830137105 1028 63984 SH DEFINED 01 63984 0 0 SIZELER PPTY INVS INC COM 830137105 3591 223576 SH DEFINED 02 223576 0 0 SOMERSET HILLS BANCORP *W EXP 11/30/200 834728115 277 44371 SH DEFINED 01 44371 0 0 SSA GLOBAL TECHNOLOGIES INC COM 78465P108 513 26463 SH DEFINED 01 26463 0 0 SSA GLOBAL TECHNOLOGIES INC COM 78465P108 1352 69764 SH DEFINED 02 69764 0 0 SSA GLOBAL TECHNOLOGIES INC COM 78465P108 466 24058 SH SOLE 24058 0 0 ST JUDE MED INC DBCV 2.800%12/1 790849AB9 395 400000 PRN DEFINED 02 400000 0 0 ST JUDE MED INC DBCV 2.800%12/1 790849AB9 5527 5600000 PRN SOLE 5600000 0 0 STAGE STORES INC *W EXP 08/23/200 85254C131 1423 73066 SH DEFINED 01 73066 0 0 STAGE STORES INC *W EXP 08/23/200 85254C123 347 15216 SH DEFINED 01 15216 0 0 STAR MARITIME ACQUISITION CO *W EXP 12/15/200 85516E115 120 116500 SH DEFINED 01 116500 0 0 STAR MARITIME ACQUISITION CO COM 85516E107 427 42000 SH DEFINED 01 42000 0 0 STERLING BANCORP COM 859158107 803 41157 SH DEFINED 01 41157 0 0 STONE ENERGY CORP COM 861642106 2021 43410 SH DEFINED 01 43410 0 0 STONE ENERGY CORP COM 861642106 5226 112258 SH DEFINED 02 112258 0 0 STONE ENERGY CORP COM 861642106 2064 44332 SH SOLE 44332 0 0 STREETTRACKS GOLD TR GOLD SHS 863307104 742 12115 SH DEFINED 01 12115 0 0 STRIDE RITE CORP COM 863314100 349 26466 SH DEFINED 01 26466 0 0 STRYKER CORP COM 863667101 664 15775 SH DEFINED 01 15775 0 0 SUNCOR ENERGY INC COM 867229106 587 6500 SH DEFINED 01 6500 0 0 SYNTROLEUM CORP *W EXP 05/26/200 871630125 211 76402 SH DEFINED 01 76402 0 0 SYNTROLEUM CORP *W EXP 11/04/200 871630117 1165 291292 SH DEFINED 01 291292 0 0 TECHTEAM GLOBAL INC COM 878311109 1928 210698 SH DEFINED 01 210698 0 0 TECHTEAM GLOBAL INC COM 878311109 4841 529025 SH DEFINED 02 529025 0 0 TECHTEAM GLOBAL INC COM 878311109 2298 251164 SH SOLE 251164 0 0 TELKONET INC COM 879604106 942 299999 SH SOLE 299999 0 0 TERRA INDS INC COM 880915103 92 14500 SH DEFINED 01 14500 0 0 TERRA INDS INC COM 880915103 1290 202461 SH SOLE 202461 0 0 TERREMARK WORLDWIDE INC COM NEW 881448203 108 30000 SH DEFINED 01 30000 0 0 TEXAS INSTRS INC COM 882508104 385 12700 SH DEFINED 01 12700 0 0 TEXAS REGL BANCSHARES INC CL A VTG 882673106 986 26000 SH SOLE 26000 0 0 TEXAS REGL BANCSHARES INC CL A VTG 882673106 758 20000 SH DEFINED 01 20000 0 0 TEXAS REGL BANCSHARES INC CL A VTG 882673106 2048 54000 SH DEFINED 02 54000 0 0 TIME WARNER INC COM 887317105 696 40240 SH SOLE 40240 0 0 TIME WARNER INC COM 887317105 6336 366260 SH DEFINED 02 366260 0 0 TOLLGRADE COMMUNICATIONS INC COM 889542106 726 74815 SH DEFINED 01 74815 0 0 TOPPS INC COM 890786106 450 54775 SH DEFINED 01 54775 0 0 TOPPS INC COM 890786106 686 83508 SH DEFINED 02 83508 0 0 TOPPS INC COM 890786106 243 29530 SH SOLE 29530 0 0 TRANSMONTAIGNE INC COM 893934109 2713 242046 SH DEFINED 02 242046 0 0 TRANSMONTAIGNE INC COM 893934109 1204 107425 SH SOLE 107425 0 0 TRANSMONTAIGNE INC COM 893934109 1085 96829 SH DEFINED 01 96829 0 0 TRANSOCEAN INC ORD G90078109 383 4768 SH DEFINED 01 4768 0 0 TRANSWITCH CORP COM 894065101 35 16750 SH DEFINED 01 16750 0 0 TRI S SEC CORP *W EXP 02/08/201 895578110 53 151050 SH DEFINED 01 151050 0 0 TRICO MARINE SERVICES INC COM NEW 896106200 816 24000 SH DEFINED 01 24000 0 0 TRIZEC PROPERTIES INC COM 89687P107 2241 78234 SH SOLE 78234 0 0 TRIZEC PROPERTIES INC COM 89687P107 1724 60180 SH DEFINED 01 60180 0 0 TRIZEC PROPERTIES INC COM 89687P107 4654 162486 SH DEFINED 02 162486 0 0 TRUMP ENTMT RESORTS INC COM 89816T103 866 43000 SH DEFINED 01 43000 0 0 UBIQUITEL INC COM 903474302 4704 454974 SH DEFINED 01 454974 0 0 UBIQUITEL INC COM 903474302 12520 1210865 SH DEFINED 02 1210865 0 0 UBIQUITEL INC COM 903474302 4994 482933 SH SOLE 482933 0 0 UNITED RENTALS NORTH AMER IN NOTE 1.875%10/1 911365AH7 2250 1471000 PRN DEFINED 02 1471000 0 0 UNITED RENTALS NORTH AMER IN NOTE 1.875%10/1 911365AH7 6929 4529000 PRN SOLE 4529000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 497 7840 SH DEFINED 01 7840 0 0 UNIVISION COMMUNICATIONS INC CL A 914906102 1005 30000 SH DEFINED 01 30000 0 0 UNIVISION COMMUNICATIONS INC CL A 914906102 2714 81000 SH DEFINED 02 81000 0 0 UNIVISION COMMUNICATIONS INC CL A 914906102 1307 39000 SH SOLE 39000 0 0 UTSTARCOM INC COM 918076100 1169 150060 SH DEFINED 01 150060 0 0 VALERO ENERGY CORP NEW COM 91913Y100 213 3200 SH DEFINED 01 3200 0 0 WACHOVIA CORP 2ND NEW COM 929903102 242 4482 SH DEFINED 01 4482 0 0 WARNACO GROUP INC COM NEW 934390402 1489 79689 SH DEFINED 01 79689 0 0 WASHINGTON MUT INC COM 939322103 377 8278 SH DEFINED 01 8278 0 0 WENDYS INTL INC COM 950590109 740 12700 SH DEFINED 01 12700 0 0 WEST CORP COM 952355105 1222 25500 SH DEFINED 01 25500 0 0 WEST CORP COM 952355105 3306 69000 SH DEFINED 02 69000 0 0 WEST CORP COM 952355105 1461 30500 SH SOLE 30500 0 0 WESTERN GAS RES INC COM 958259103 3675 61400 SH DEFINED 01 61400 0 0 WESTERN GAS RES INC COM 958259103 9922 165780 SH DEFINED 02 165780 0 0 WESTERN GAS RES INC COM 958259103 4777 79820 SH SOLE 79820 0 0 WILLBROS GROUP INC COM 969199108 4257 224771 SH DEFINED 02 224771 0 0 WORKSTREAM INC COM 981402100 22 15000 SH DEFINED 01 15000 0 0 WRIGLEY WM JR CO COM 982526105 212 4672 SH DEFINED 02 4672 0 0 WYETH COM 983024100 272 6121 SH DEFINED 01 6121 0 0 YELLOW ROADWAY CORP NOTE 5.000% 8/0 985577AA3 1894 1417000 PRN DEFINED 02 1417000 0 0 YELLOW ROADWAY CORP NOTE 5.000% 8/0 985577AA3 7196 5383000 PRN SOLE 5383000 0 0 YOUNG BROADCASTING INC CL A 987434107 204 64857 SH DEFINED 02 64857 0 0 ZILOG INC COM PAR $0.01 989524301 1578 467010 SH SOLE 467010 0 0 ZILOG INC COM PAR $0.01 989524301 75 22312 SH DEFINED 01 22312 0 0
-----END PRIVACY-ENHANCED MESSAGE-----