-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ILRw2a5ROaPYXbGRMN8ILQc20a3wwl8dVZtIbRDJkeQ19434p7KNkilNCLLWJZCN qoUECKKWB/96AbCCz0aDag== 0000876661-09-000480.txt : 20091221 0000876661-09-000480.hdr.sgml : 20091221 20091221105623 ACCESSION NUMBER: 0000876661-09-000480 CONFORMED SUBMISSION TYPE: 25-NSE PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20091221 DATE AS OF CHANGE: 20091221 EFFECTIVENESS DATE: 20091221 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANTHRACITE CAPITAL INC CENTRAL INDEX KEY: 0001050112 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133978906 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-13937 FILM NUMBER: 091251651 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127545560 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: ANTHRACITE MORTGAGE CAPITAL INC DATE OF NAME CHANGE: 19971121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE INC CENTRAL INDEX KEY: 0000876661 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-2060 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 25-NSE 1 primary_doc.xml X0203 0000876661 NEW YORK STOCK EXCHANGE INC 1050112 ANTHRACITE CAPITAL INC 001-13937
40 East 52nd Street 4th Floor New York NY NEW YORK 10022
(212) 810-5300
Common Stock 17 CFR 240.12d2-2(b) Edwin Mecabe Director 2009-12-21
EX-99.25 2 ahr.txt NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES New York Stock Exchange LLC (the 'Exchange' or the 'NYSE') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of each of the Common Stock, Series C Cumulative Redeemable Preferred Stock, and 8.25% Series D Cumulative Redeemable Preferred Stock (?the Securities') of Anthracite Capital, Inc., (?the REIT') from listing and registration on the Exchange at the opening of business on December 31, 2009, pursuant to the provisions of Rule 12d2-2 (b), because, in the opinion of the Exchange, the Securities are no longer suitable for continued listing and trading on the Exchange. NYSE Regulation based its determination on the ?abnormally low? selling price of the Company?s common stock, which closed at $0.24 on December 1, 2009, with a resultant market capitalization of approximately $22.6 million. The REIT made an announcement on December 1, 2009, that disclosed defaults and cross-defaults on a number of unsecured and secured debt obligations. The REIT also stated that there can be no assurance that discussions with creditors will result in its continuing operations and referenced management?s assessment that, in the event of a reorganization or liquidation, shareholders would not receive any value and the value received by unsecured creditors would be minimal. 1. The Exchange's Listed Company Manual, Section 802.01C, states, in part, that the Exchange would consider delisting a security of either a domestic or non-U.S. issuer when: average closing price of a security is less than $1.00 over a consecutive 30 trading-day period. 2. The Exchange, on December 1, 2009, determined that the Securities should be suspended from trading before the opening of the trading session on December 2, 2009, and directed the preparation and filing with the Commission of this application for the removal of the Securities from listing and registration on the Exchange. The REIT was notified by letter on December 1, 2009. 3. Pursuant to the above authorization, a press release was immediately issued and an announcement was made on the 'ticker' of the Exchange at the opening and at the close of the trading session on December 2, 2009 of the suspension of trading in the Securities. Similar information was included on the Exchange's website. 4. The Company had a right to appeal to the Committee for Review of the Board of Directors of NYSE Regulation the determination to delist its Securities, provided that it filed a written request for such a review with the Secretary of the Exchange within ten business days of receiving notice of delisting determination. On December 2, 2009, the Company stated in its Form 8-K that it does not intend to contest the suspension or delisting
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