-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D9P19/FMMJY6prSxO0J8GdOFitmgH+RTEXq8Gh24oqhnrfx0go2sojHXQYfQV7Ec ypnr+g8uWAfkLu088nE8Zw== 0001179110-06-015483.txt : 20060724 0001179110-06-015483.hdr.sgml : 20060724 20060724112424 ACCESSION NUMBER: 0001179110-06-015483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060720 FILED AS OF DATE: 20060724 DATE AS OF CHANGE: 20060724 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WJ COMMUNICATIONS INC CENTRAL INDEX KEY: 0000105006 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 941402710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-577-6200 MAIL ADDRESS: STREET 1: 401 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: WATKINS JOHNSON CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chen Herald Y CENTRAL INDEX KEY: 0001348636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31337 FILM NUMBER: 06975826 BUSINESS ADDRESS: BUSINESS PHONE: 650-235-2055 MAIL ADDRESS: STREET 1: 950 TOWER LANE, SUITE 1150 CITY: FOSTER CITY STATE: CA ZIP: 94404-2127 4 1 edgar.xml FORM 4 - X0202 4 2006-07-20 0 0000105006 WJ COMMUNICATIONS INC WJCI 0001348636 Chen Herald Y 950 TOWER LANE, SUITE 1150 FOSTER CITY CA 94404-2127 1 0 0 0 Common Stock 25492044 I See Footnote Stock Option (right to buy) 1.46 2006-07-20 4 A 0 18000 0 A 2007-07-20 2016-07-20 Common Stock 18000 18000 D The Reporting Person is a Member of Fox Paine Capital, LLC ("Capital LLC") and an employee of Fox Paine & Co., LLC ("Company LLC"). Capital LLC is (i) the General Partner of Fox Paine Capital Fund, LP and FPC Investors, LP (collectively, the "LPs"), each of which is a direct owner of, respectively, 24,155,413 and 358,422 shares of common stock of the Issuer, and (ii) the manager of WJ Coinvestment Fund I, LLC, WJ Coinvestment Fund II, LLC, WJ Coinvestment Fund III, LC and WJ Coinvestment Fund IV, LLC, which directly own 601,478, 0, 251,155 and 125,576 shares, respectively. Company LLC is the manager of the LPs. On 4/23/2001, WJ Coinvestment Fund II, LLC transferred 1,276,594 shares to certain individuals in which the Reporting Person has no direct or pecuniary interest. As a result, Capital LLC and Company LLC may in the aggregate be deemed to own beneficially and indirectly 25,492,044 shares. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein. This option is exercisable in four equal annual installments beginning July 20, 2007. /s/Rainer N. Growitz by Power of Attorney 2006-07-24 -----END PRIVACY-ENHANCED MESSAGE-----