-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WCO9NEHTdIfzpYb5ChsXKJkYEv2ktp1wjnAjQrOV8qZ0d6jYPF4Cy8orAvC8+9OU 2am7gJGSMT1HCA+dk6ol/Q== 0001099185-04-000008.txt : 20040130 0001099185-04-000008.hdr.sgml : 20040130 20040130203607 ACCESSION NUMBER: 0001099185-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040130 FILED AS OF DATE: 20040130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WJ COMMUNICATIONS INC CENTRAL INDEX KEY: 0000105006 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 941402710 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-577-6200 MAIL ADDRESS: STREET 1: 401 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: WATKINS JOHNSON CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOX PAINE CAPITAL LLC CENTRAL INDEX KEY: 0001099230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31337 FILM NUMBER: 04557353 BUSINESS ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6502352081 MAIL ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOX PAINE CAPITAL FUND LP CENTRAL INDEX KEY: 0001099184 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31337 FILM NUMBER: 04557352 BUSINESS ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6502352081 MAIL ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOX PAINE & CO LLC CENTRAL INDEX KEY: 0001099185 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31337 FILM NUMBER: 04557354 BUSINESS ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6505251300 MAIL ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FPC INVESTORS LP CENTRAL INDEX KEY: 0001278076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31337 FILM NUMBER: 04557351 BUSINESS ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6502352081 MAIL ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WJ COINVESTMENT FUND IV LLC CENTRAL INDEX KEY: 0001278080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31337 FILM NUMBER: 04557348 BUSINESS ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6502352081 MAIL ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WJ COINVESTMENT FUND III LLC CENTRAL INDEX KEY: 0001278079 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31337 FILM NUMBER: 04557349 BUSINESS ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6502352081 MAIL ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WJ COINVESTMENT FUND I LLC CENTRAL INDEX KEY: 0001278077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31337 FILM NUMBER: 04557350 BUSINESS ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6502352081 MAIL ADDRESS: STREET 1: C/O WJ COMMUNICATIONS STREET 2: 950 TOWER LANE #1150 CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-30 0 0000105006 WJ COMMUNICATIONS INC WJCN 0001099185 FOX PAINE & CO LLC C/O WJ COMMUNICATIONS 950 TOWER LANE #1150 FOSTER CITY CA 94404 0 0 1 0 0001099230 FOX PAINE CAPITAL LLC C/O WJ COMMUNICATIONS 950 TOWER LANE #1150 FOSTER CITY CA 94404 0 0 1 0 0001099184 FOX PAINE CAPITAL FUND LP C/O WJ COMMUNICATIONS 950 TOWER LANE #1150 FOSTER CITY CA 94404 0 0 1 0 0001278076 FPC INVESTORS LP C/O WJ COMMUNICATIONS 950 TOWER LANE #1150 FOSTER CITY CA 94404 0 0 1 0 0001278077 WJ COINVESTMENT FUND I LLC C/O WJ COMMUNICATIONS 950 TOWER LANE #1150 FOSTER CITY CA 94404 0 0 1 0 0001278079 WJ COINVESTMENT FUND III LLC C/O WJ COMMUNICATIONS 950 TOWER LANE #1150 FOSTER CITY CA 94404 0 0 1 0 0001278080 WJ COINVESTMENT FUND IV LLC C/O WJ COMMUNICATIONS 950 TOWER LANE #1150 FOSTER CITY CA 94404 0 0 1 0 Common Stock 2004-01-28 4 J 0 11529230 5.75 D 25492044 I See FN On January 28, 2004, Fox Paine Capital Fund, L.P., FPC Investors, L.P., WJ Coinvesment Fund I, LLC, WJ Coinvestment Fund III, LLC and WJ Coinvestment Fund IV, LLC sold registered shares pursuant to the Form S-3 Registration Statement filed by WJ Communications, Inc. with the Securities and Exchange Commission (333-110111) which was declared effective on December 29, 2003. Fox Paine Capital, LLC is (i) the General Partner of Fox Paine Capital Fund, LP and FPC Investors, LP (collectively, the "LPs") and (ii) the manager of WJ Coinvestment Fund I, LLC, WJ Coinvestment Fund III, LLC and WJ Coinvestment Fund IV, LLC. Fox Paine & Company, LLC is the manager of (i) Fox Paine Capital Fund, LP ("LP1"), a direct owner of 24,155,413 shares of Common Stock of WJ Communications, Inc. (the "Issuer"), and (ii) FPC Investors, LP ("LP2") (collectively, LP1 and LP2 are "LPs"), a direct owner of 358,422 shares of Common Stock of the Issuer. Fox Paine Capital, LLC is the General Partner of each of the LPs and the manager of each of WJ Coinvestment Fund I, LLC, WJ Coinvestment Fund III, LLC and WJ Coinvestment Fund IV, LLC (collectively, the "Funds"), which directly own 601,478, 251,155 and 125,576 shares, respectively, of Common Stock (the "Shares") of the Issuer. As a result, each of the Reporting Persons may be deemed to be the indirect beneficial owners of 25,492,044 shares of Common Stock of the Issuer owned by the LPs and the Funds. Each of the reporting persons disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein. Fox Paine & Company, LLC by Wray T. Thorn 2004-01-30 EX-99 3 sigpg.txt SIGNATURE PAGE FORM 4 JOINT FILER INFORMATION Exhibit 99 Names: Fox Paine & Company, LLC Fox Paine Capital, LLC Fox Paine Capital Fund, L.P. FPC Investors, L.P. WJ Coinvestment Fund I, LLC WJ Coinvestment Fund III, LLC WJ Coinvestment Fund IV, LLC Address: 950 Tower Lane, Suite 1150 Foster City, CA 94404 Designated Filer: Fox Paine & Company, LLC Issuer and Ticker Symbol: WJ Communications, Inc. (WJCI) Date of Event Requiring Statement: 1/28/04 Signature: By: Amy W. Recchio as Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----