0001104659-22-125969.txt : 20221209 0001104659-22-125969.hdr.sgml : 20221209 20221209181336 ACCESSION NUMBER: 0001104659-22-125969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221208 FILED AS OF DATE: 20221209 DATE AS OF CHANGE: 20221209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOLDUC JOHN CENTRAL INDEX KEY: 0001050047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00967 FILM NUMBER: 221455832 MAIL ADDRESS: STREET 1: 1450 BRICKELL AVENUE STREET 2: 31ST FLOOR CITY: MIAMI STATE: FL ZIP: 33131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WhiteHorse Finance, Inc. CENTRAL INDEX KEY: 0001552198 IRS NUMBER: 454247759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 BUSINESS PHONE: (305) 379-2322 MAIL ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 FORMER COMPANY: FORMER CONFORMED NAME: WhiteHorse Finance, LLC DATE OF NAME CHANGE: 20120613 4 1 tm2232386-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-12-08 0 0001552198 WhiteHorse Finance, Inc. WHF 0001050047 BOLDUC JOHN C/O WHITEHORSE FINANCE, INC 1450 BRICKELL AVENUE, 31ST FLOOR MIAMI FL 33131 1 0 0 0 Common Stock, par value $0.001 per share 2022-12-08 4 P 0 3850 12.95 A 178262 I See Footnote Common Stock, par value $0.001 per share 2022-12-08 4 P 0 3850 12.95 A 176376 I See Footnote Common Stock, par value $0.001 per share 2022-12-09 4 P 0 3860 12.95 A 182122 I See Footnote Common Stock, par value $0.001 per share 2022-12-09 4 P 0 3860 12.95 A 180236 I See Footnote Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein. Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein. /s/ Marco Collazos, Attorney-in-Fact for John Bolduc 2022-12-09