0001104659-22-120432.txt : 20221118
0001104659-22-120432.hdr.sgml : 20221118
20221118200757
ACCESSION NUMBER: 0001104659-22-120432
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221116
FILED AS OF DATE: 20221118
DATE AS OF CHANGE: 20221118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOLDUC JOHN
CENTRAL INDEX KEY: 0001050047
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00967
FILM NUMBER: 221403268
MAIL ADDRESS:
STREET 1: 1450 BRICKELL AVENUE
STREET 2: 31ST FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WhiteHorse Finance, Inc.
CENTRAL INDEX KEY: 0001552198
IRS NUMBER: 454247759
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 Brickell Avenue, 31st Floor
CITY: Miami
STATE: FL
ZIP: 33131
BUSINESS PHONE: (305) 379-2322
MAIL ADDRESS:
STREET 1: 1450 Brickell Avenue, 31st Floor
CITY: Miami
STATE: FL
ZIP: 33131
FORMER COMPANY:
FORMER CONFORMED NAME: WhiteHorse Finance, LLC
DATE OF NAME CHANGE: 20120613
4
1
tm2231021-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-11-16
0
0001552198
WhiteHorse Finance, Inc.
WHF
0001050047
BOLDUC JOHN
C/O WHITEHORSE FINANCE, INC.
1450 BRICKELL AVENUE, 31ST FLOOR
MIAMI
FL
33131
1
0
0
0
Common Stock, par value $0.001 per share
157146
D
Common Stock, par value $0.001 per share
2022-11-16
4
P
0
178
12.925
A
159032
I
See Footnote
Common Stock, par value $0.001 per share
2022-11-18
4
P
0
3845
13.00
A
162877
I
See Footnote
Common Stock, par value $0.001 per share
2022-11-18
4
P
0
3845
13.00
A
3845
I
See Footnote
Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.
Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, except to the extent of his pecuniary interest therein.
/s/ Marco Collazos, Attorney-in-Fact for John Bolduc
2022-11-18