0001144204-15-068404.txt : 20151127 0001144204-15-068404.hdr.sgml : 20151126 20151127214253 ACCESSION NUMBER: 0001144204-15-068404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151124 FILED AS OF DATE: 20151127 DATE AS OF CHANGE: 20151127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WhiteHorse Finance, Inc. CENTRAL INDEX KEY: 0001552198 IRS NUMBER: 454247759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 BUSINESS PHONE: (305) 379-2322 MAIL ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 FORMER COMPANY: FORMER CONFORMED NAME: WhiteHorse Finance, LLC DATE OF NAME CHANGE: 20120613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MNAYMNEH SAMI CENTRAL INDEX KEY: 0001050046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00967 FILM NUMBER: 151258410 MAIL ADDRESS: STREET 1: 1001 SOUTH BAYSHORE DRIVE STREET 2: STE 2708 CITY: MIAMI STATE: FL ZIP: 33131 4 1 v425822_4.xml OWNERSHIP DOCUMENT X0306 4 2015-11-24 0 0001552198 WhiteHorse Finance, Inc. WHF 0001050046 MNAYMNEH SAMI 1450 BRICKELL AVENUE, 31ST FLOOR MIAMI FL 33131 0 0 1 0 Common Stock, par value $0.001 per share 2015-11-25 4 P 0 17720 13.55 A 195343 I See footnote Common Stock, par value $0.001 per share 2015-11-24 4 P 0 167340 13.55 A 8418233 I See footnote Common Stock, par value $0.001 per share 2015-11-25 4 P 0 3084386 13.55 A 11502619 I See footnote Subscription Rights 13.55 2015-11-20 4 O 0 79944 0 A 2015-10-23 2015-11-20 Common Stock, par value $0.001 per share 17720 0 I See footnote Subscription Rights 13.55 2015-11-20 4 O 0 9743071 0 A 2015-10-23 2015-11-20 Common Stock, par value $0.001 per share 3251726 0 I See footnote Mr. Mnaymneh is the General Partner and Manager of Mnaymneh H.I.G. Management, L.P., which owns the reported securities. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by Mnaymneh H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein. Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by each entity. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., except to the extent of his direct pecuniary interest therein. Subscription rights received pursuant to a pro rata distribution thereof to stockholders of record of WhiteHorse Finance, Inc. as of October 23, 2015 in connection with a rights offering. The subscription rights entitled stockholders of record to purchase one new share of common stock for every 4.511505 rights held. Stockholders of record who fully exercised their rights were entitled to subscribe for additional shares of common stock that remained unsubscribed as a result of any unexercised rights. /s/ Marco Collazos, Attorney-in-Fact for Sami Mnaymneh 2015-11-27