0001144204-15-068404.txt : 20151127
0001144204-15-068404.hdr.sgml : 20151126
20151127214253
ACCESSION NUMBER: 0001144204-15-068404
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151124
FILED AS OF DATE: 20151127
DATE AS OF CHANGE: 20151127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WhiteHorse Finance, Inc.
CENTRAL INDEX KEY: 0001552198
IRS NUMBER: 454247759
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 Brickell Avenue, 31st Floor
CITY: Miami
STATE: FL
ZIP: 33131
BUSINESS PHONE: (305) 379-2322
MAIL ADDRESS:
STREET 1: 1450 Brickell Avenue, 31st Floor
CITY: Miami
STATE: FL
ZIP: 33131
FORMER COMPANY:
FORMER CONFORMED NAME: WhiteHorse Finance, LLC
DATE OF NAME CHANGE: 20120613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MNAYMNEH SAMI
CENTRAL INDEX KEY: 0001050046
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00967
FILM NUMBER: 151258410
MAIL ADDRESS:
STREET 1: 1001 SOUTH BAYSHORE DRIVE
STREET 2: STE 2708
CITY: MIAMI
STATE: FL
ZIP: 33131
4
1
v425822_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-11-24
0
0001552198
WhiteHorse Finance, Inc.
WHF
0001050046
MNAYMNEH SAMI
1450 BRICKELL AVENUE, 31ST FLOOR
MIAMI
FL
33131
0
0
1
0
Common Stock, par value $0.001 per share
2015-11-25
4
P
0
17720
13.55
A
195343
I
See footnote
Common Stock, par value $0.001 per share
2015-11-24
4
P
0
167340
13.55
A
8418233
I
See footnote
Common Stock, par value $0.001 per share
2015-11-25
4
P
0
3084386
13.55
A
11502619
I
See footnote
Subscription Rights
13.55
2015-11-20
4
O
0
79944
0
A
2015-10-23
2015-11-20
Common Stock, par value $0.001 per share
17720
0
I
See footnote
Subscription Rights
13.55
2015-11-20
4
O
0
9743071
0
A
2015-10-23
2015-11-20
Common Stock, par value $0.001 per share
3251726
0
I
See footnote
Mr. Mnaymneh is the General Partner and Manager of Mnaymneh H.I.G. Management, L.P., which owns the reported securities. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by Mnaymneh H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.
Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by each entity. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., except to the extent of his direct pecuniary interest therein.
Subscription rights received pursuant to a pro rata distribution thereof to stockholders of record of WhiteHorse Finance, Inc. as of October 23, 2015 in connection with a rights offering. The subscription rights entitled stockholders of record to purchase one new share of common stock for every 4.511505 rights held. Stockholders of record who fully exercised their rights were entitled to subscribe for additional shares of common stock that remained unsubscribed as a result of any unexercised rights.
/s/ Marco Collazos, Attorney-in-Fact for Sami Mnaymneh
2015-11-27