0001013762-21-000025.txt : 20211004
0001013762-21-000025.hdr.sgml : 20211004
20211004160950
ACCESSION NUMBER: 0001013762-21-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210909
FILED AS OF DATE: 20211004
DATE AS OF CHANGE: 20211004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAMER ANTHONY
CENTRAL INDEX KEY: 0001050045
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39802
FILM NUMBER: 211302797
MAIL ADDRESS:
STREET 1: 1001 SOUTH BAYSHORE DRIVE
STREET 2: STE 2708
CITY: MIAMI
STATE: FL
ZIP: 33131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MNAYMNEH SAMI
CENTRAL INDEX KEY: 0001050046
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39802
FILM NUMBER: 211302796
MAIL ADDRESS:
STREET 1: 1001 SOUTH BAYSHORE DRIVE
STREET 2: STE 2708
CITY: MIAMI
STATE: FL
ZIP: 33131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: H.I.G. Ventures - Clarus, LLC
CENTRAL INDEX KEY: 0001512060
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39802
FILM NUMBER: 211302801
BUSINESS ADDRESS:
STREET 1: 1450 BRICKELL AVENUE
STREET 2: 31ST FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33131
BUSINESS PHONE: 305-379-2322
MAIL ADDRESS:
STREET 1: 1450 BRICKELL AVENUE
STREET 2: 31ST FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: H.I.G. Bio-Clarus II, L.P.
CENTRAL INDEX KEY: 0001885010
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39802
FILM NUMBER: 211302800
BUSINESS ADDRESS:
STREET 1: 1450 BRICKELL AVENUE, 31ST FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33131
BUSINESS PHONE: 305-379-2322
MAIL ADDRESS:
STREET 1: 1450 BRICKELL AVENUE, 31ST FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: H.I.G.-GPII, Inc.
CENTRAL INDEX KEY: 0001788482
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39802
FILM NUMBER: 211302798
BUSINESS ADDRESS:
STREET 1: C/O EXAGEN INC.
STREET 2: 1261 LIBERTY WAY, SUITE C
CITY: VISTA
STATE: CA
ZIP: 92081
BUSINESS PHONE: (760) 560-1501
MAIL ADDRESS:
STREET 1: C/O EXAGEN INC.
STREET 2: 1261 LIBERTY WAY, SUITE C
CITY: VISTA
STATE: CA
ZIP: 92081
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: H.I.G. Bio-Clarus I, L.P.
CENTRAL INDEX KEY: 0001884997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39802
FILM NUMBER: 211302799
BUSINESS ADDRESS:
STREET 1: 1450 BRICKELL AVENUE, 31ST FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33131
BUSINESS PHONE: 305-379-2322
MAIL ADDRESS:
STREET 1: 1450 BRICKELL AVENUE, 31ST FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Clarus Therapeutics Holdings, Inc.
CENTRAL INDEX KEY: 0001817944
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 851231852
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 555 SKOKIE BOULEVARD, SUITE 340
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: (847) 562-4300
MAIL ADDRESS:
STREET 1: 555 SKOKIE BOULEVARD, SUITE 340
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
FORMER COMPANY:
FORMER CONFORMED NAME: Blue Water Acquisition Corp.
DATE OF NAME CHANGE: 20200713
4
1
ownership.xml
X0306
4
2021-09-09
0
0001817944
Clarus Therapeutics Holdings, Inc.
CRXT
0001512060
H.I.G. Ventures - Clarus, LLC
C/O H.I.G. CAPITAL, 1450 BRICKELL AVE.,
SUITE 3100
MIAMI
FL
33131
0
0
1
0
0001885010
H.I.G. Bio-Clarus II, L.P.
C/O H.I.G. CAPITAL, 1450 BRICKELL AVE.,
SUITE 3100
MIAMI
FL
33131
0
0
1
0
0001884997
H.I.G. Bio-Clarus I, L.P.
C/O H.I.G. CAPITAL, 1450 BRICKELL AVE.,
SUITE 3100
MIAMI
FL
33131
0
0
1
0
0001788482
H.I.G.-GPII, Inc.
C/O H.I.G. CAPITAL, 1450 BRICKELL AVE.,
SUITE 3100
MIAMI
FL
33131
0
0
1
0
0001050045
TAMER ANTHONY
C/O H.I.G. CAPITAL, 1450 BRICKELL AVE.,
SUITE 3100
MIAMI
FL
33131
0
0
1
0
0001050046
MNAYMNEH SAMI
C/O H.I.G. CAPITAL, 1450 BRICKELL AVE.,
SUITE 3100
MIAMI
FL
33131
0
0
1
0
Common Stock
2021-09-09
4
A
0
490531
0.00
A
490531
I
See Footnote
Common Stock
2021-09-09
4
A
0
2731094
0.00
A
2731094
I
See Footnote
Common Stock
2021-09-09
4
A
0
2470756
0.00
A
2470756
I
See Footnote
Received pursuant to the Agreement and Plan of Merger, dated as of April 27, 2021 by and among Blue Water Acquisition Corp. (n/k/a Clarus Therapeutics Holdings, Inc.) (the "Issuer"), Blue Water Merger Sub Corp. and Clarus Therapeutics, Inc. ("Legacy Clarus") (the "Merger Agreement") pursuant to which, through a merger, Legacy Clarus became a direct, wholly-owned subsidiary of the Issuer.
The shares reported are held of record by H.I.G. Bio -- Clarus I, L.P ("Clarus I"). H.I.G.-GPII, Inc. ("H.I.G. GP") is the general partner of Clarus I and has sole voting and investment control over the shares owned by Clarus I. Anthony Tamer and Sami Mnaymneh are the sole shareholders of H.I.G. GP and may be deemed to share beneficial ownership of the shares held by Clarus I. Each of Mr. Tamer and Mr. Mnaymneh disclaims beneficial ownership of the shares reported herein except to the extent of their pecuniary interest, if any.
The shares reported are held of record by H.I.G. Ventures - Clarus, LLC ("H.I.G. Ventures"). H.I.G. GP is the manager of H.I.G. Ventures and has sole voting and investment control over the shares owned by H.I.G. Ventures. Mr. Tamer and Mr. Mnaymneh are the sole shareholders of H.I.G. GP and may be deemed to share beneficial ownership of the shares held by H.I.G. Ventures. Each of Mr. Tamer and Mr. Mnaymneh disclaims beneficial ownership of the shares reported herein except to the extent of their pecuniary interest, if any.
The shares reported are held of record by H.I.G. Bio -- Clarus II, L.P ("Clarus II"). H.I.G. GP is the general partner of Clarus II and has sole voting and investment control over the shares owned by Clarus II. Mr. Tamer and Mr. Mnaymneh are the sole shareholders of H.I.G. GP and may be deemed to share beneficial ownership of the shares held by Clarus II. Each of Mr. Tamer and Mr. Mnaymneh disclaims beneficial ownership of the shares reported herein except to the extent of their pecuniary interest, if any.
H.I.G. Ventures - Clarus LLC By: H.I.G.-GP II, Inc., its manager By: /s/ Richard Siegel _Title: Authorized Signatory
2021-10-04
H.I.G. Bio - Clarus II, L.P. By: H.I.G.-GP II, Inc., its general partner By: /s/ Richard Siegel _Title: Authorized Signatory
2021-10-04
H.I.G. Bio - Clarus I, L.P. By: H.I.G.-GP II, Inc., its general partner By: /s/ Richard Siegel Title: Authorized Signatory
2021-10-04
H.I.G.-GP II, Inc. By: /s/ Richard Siegel Title: Authorized Signatory
2021-10-04
By: /s/ Anthony Tamer
2021-10-04
By: /s/ Sami Mnaymneh
2021-10-04