0001396677-17-000031.txt : 20170824
0001396677-17-000031.hdr.sgml : 20170824
20170824191428
ACCESSION NUMBER: 0001396677-17-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170823
FILED AS OF DATE: 20170824
DATE AS OF CHANGE: 20170824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUME GARY M
CENTRAL INDEX KEY: 0001265853
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23731
FILM NUMBER: 171050239
MAIL ADDRESS:
STREET 1: C/O NUTRACEUTICAL INTERNATIONAL CORP
STREET 2: 1400 KEARNS BLVD 2ND FL.
CITY: PARK CITY
STATE: UT
ZIP: 84060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NUTRACEUTICAL INTERNATIONAL CORP
CENTRAL INDEX KEY: 0001050007
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 870515089
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1400 KEARNS BOULEVARD
STREET 2: 2ND FLOOR
CITY: PARK CITY
STATE: UT
ZIP: 84060
BUSINESS PHONE: 4356556000
MAIL ADDRESS:
STREET 1: 1400 KEARNS BOULEVARD
STREET 2: 2ND FLOOR
CITY: PARK CITY
STATE: UT
ZIP: 84060
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-08-23
1
0001050007
NUTRACEUTICAL INTERNATIONAL CORP
NUTR
0001265853
HUME GARY M
C/O NUTRACEUTICAL INTERNATIONAL CORP
1400 KEARNS BLVD 2ND FL.
PARK CITY
UT
84060
0
1
0
0
Executive Vice President
Common Stock
2017-06-08
5
G
0
E
12064
0
D
15131
I
By Trust
Common Stock
2017-06-08
5
G
0
E
4821
0
D
1895
D
Common Stock
2017-06-08
5
A
0
E
16855
0
A
41000
I
By Wife's Trust
Common Stock
2017-06-08
5
G
0
E
1895
0
D
0
D
Common Stock
2017-06-08
5
A
0
E
1895
0
A
1895
I
By IRA
Common Stock
2017-06-27
5
G
0
E
2655
0
D
12476
I
By Trust
Common Stock
2017-08-23
4
D
0
41000
D
0
I
By Wife's Trust
Common Stock
2017-08-23
4
D
0
12476
D
0
I
By Trust
Common Stock
2017-08-23
4
D
0
1895
D
0
I
By IRA
Represents shares transferred to irrevocable trust (Frances A. Hume Trust), which reporting person and reporting person's wife are trustees and reporting person is the beneficiary of income only from the trust until his death and their respective children are the beneficiaries of the trust.
These shares are held in the Gary M. Hume Trust, an irrevocable trust, for the benefit of the children of reporting person and reporting person's wife. The reporting person and reporting person's wife are trustees of the trust. The reporting person's wife is the beneficiary of income only from the trust until her death. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
These shares are held in the Frances A. Hume Trust, an irrevocable trust, for the benefit of the children of reporting person and reporting person's wife. The reporting person and reporting person's wife are trustees of the trust. The reporting person is the beneficiary of income only from the trust until his death. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 21, 2017, by and among Nutraceutical International Corporation (the "Company"), Nutrition Parent, LLC ("Parent") and Nutrition Sub, Inc. ("Merger Sub"), at the effective time of the merger (the "Effective Time") of Merger Sub with and into the Company, with the Company as the surviving entity and a wholly owned subsidiary of Parent, each share of the Company's common stock, par value $0.01 per share (the "Common Stock"), owned by the reporting person was converted into the right to receive $41.80 in cash without interest (the "Merger Consideration").
Represents shares transferred to reporting person's IRA.
/s/ Alison Pitt, attorney in fact
2017-08-24