Compliance Consultant

0001049662-23-000001.txt : 20230110 0001049662-23-000001.hdr.sgml : 20230110 20230110094244 ACCESSION NUMBER: 0001049662-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230110 DATE AS OF CHANGE: 20230110 EFFECTIVENESS DATE: 20230110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIES FINANCIAL LLC CENTRAL INDEX KEY: 0001049662 IRS NUMBER: 341257039 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06572 FILM NUMBER: 23519898 BUSINESS ADDRESS: STREET 1: 1801 EAST NINTH STREET STREET 2: SUITE 1600 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168611148 MAIL ADDRESS: STREET 1: 1801 EAST NINTH ST STREET 2: SUITE 1600 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: GRIES FINANCIAL CORP DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001049662 XXXXXXXX 12-31-2022 12-31-2022 GRIES FINANCIAL LLC

1801 EAST NINTH ST SUITE 1600 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06572 N Eric Myers Compliance Consultant 5133998090 Eric Myers Covington KY 01-10-2023 0 150 301256 false INFORMATION TABLE 2 Gries_Q4_2022_13F.xml 3M Co COM 88579Y101 984 8206 SH SOLE 0 0 8206 Abbott Laboratories COM 002824100 1600 14575 SH SOLE 0 0 14575 Abbvie Inc COM 00287Y109 2846 17610 SH SOLE 0 0 17610 Aflac Inc COM 001055102 2204 30630 SH SOLE 0 0 30630 Allstate Corp COM 020002101 1706 12578 SH SOLE 0 0 12578 Alphabet Inc Class A CAP STK CL A 02079K305 468 5307 SH SOLE 0 0 5307 Alphabet Inc Class C CAP STK CL C 02079K107 412 4640 SH SOLE 0 0 4640 Altria Group Inc. COM 02209S103 233 5105 SH SOLE 0 0 5105 Amazon.com Inc COM 023135106 987 11751 SH SOLE 0 0 11751 Amdocs Ltd. SHS G02602103 2439 26837 SH SOLE 0 0 26837 American Tower Corp COM 03027X100 2387 11265 SH SOLE 0 0 11265 Amgen Inc COM 031162100 3088 11757 SH SOLE 0 0 11757 Apple Inc COM 037833100 2416 18593 SH SOLE 0 0 18593 Automatic Data Processing COM 053015103 223 932 SH SOLE 0 0 932 Avago Technologies Ltd COM 11135F101 207 371 SH SOLE 0 0 371 Bain Capital Specialty Finance Inc COM STK 05684B107 1549 130127 SH SOLE 0 0 130127 Bank Of America 7.25 Non Cumulatve Perp C V T Pfd 7.25 CNV PFD L 060505682 425 366 SH SOLE 0 0 366 Bank of New York Mellon Corp COM 064058100 2152 47274 SH SOLE 0 0 47274 BCE Inc COM NEW 05534B760 2238 50922 SH SOLE 0 0 50922 Berkshire Hathaway Inc CL B NEW 084670702 304 983 SH SOLE 0 0 983 BlackRock Inc COM 09247X101 2373 3349 SH SOLE 0 0 3349 Blackstone Secured Lending COMMON STOCK 09261X102 9939 444719 SH SOLE 0 0 444719 Bristol-Myers Squibb Company COM 110122108 3327 46236 SH SOLE 0 0 46236 BROADSTONE NET LEASE ORD COM 11135E203 339 20938 SH SOLE 0 0 20938 Caterpillar Inc COM 149123101 236 984 SH SOLE 0 0 984 Chevron Corp COM 166764100 632 3523 SH SOLE 0 0 3523 Cigna Holding Co COM 125523100 2530 7637 SH SOLE 0 0 7637 Cisco Systems Inc COM 17275R102 3255 68334 SH SOLE 0 0 68334 Coca-Cola Co COM 191216100 1398 21974 SH SOLE 0 0 21974 ConAgra Foods Inc. COM 205887102 2820 72879 SH SOLE 0 0 72879 ConocoPhillips COM 20825C104 625 5294 SH SOLE 0 0 5294 Copart Inc COM 217204106 487 8000 SH SOLE 0 0 8000 Costco Wholesale Corporation COM 22160K105 547 1198 SH SOLE 0 0 1198 CSX Corp COM 126408103 3211 103635 SH SOLE 0 0 103635 Danaher Corporation COM 235851102 257 968 SH SOLE 0 0 968 Eaton Corp SHS G29183103 1721 10965 SH SOLE 0 0 10965 Eli Lilly and Company COM 532457108 242 662 SH SOLE 0 0 662 Emerson Electric Co. COM 291011104 563 5863 SH SOLE 0 0 5863 Exxon Mobil Corporation COM 30231G102 998 9047 SH SOLE 0 0 9047 Franklin Resources Inc. COM 354613101 2637 99976 SH SOLE 0 0 99976 FS KKR Capital Corp COM 302635206 465 26549 SH SOLE 0 0 26549 Gilead Sciences Inc COM 375558103 4203 48960 SH SOLE 0 0 48960 Goldman Sachs Active Beta U.S. Small Cap ACTIVEBETA US 381430602 658 12040 SH SOLE 0 0 12040 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ET ACTIVEBETA US LG 381430503 1037 13627 SH SOLE 0 0 13627 Goldman Sachs Group Inc COM 38141G104 2887 8407 SH SOLE 0 0 8407 Home Depot Inc. COM 437076102 2846 9009 SH SOLE 0 0 9009 Hormel Foods Corporation COM 440452100 2007 44064 SH SOLE 0 0 44064 Intel Corp COM 458140100 342 12925 SH SOLE 0 0 12925 International Business Machines Corp COM 459200101 3295 23389 SH SOLE 0 0 23389 ISHARES 10-20 YEAR TREASURY BOND ETF 10-20 YR TRS ETF 464288653 4337 40089 SH SOLE 0 0 40089 iShares Barclays 1-3 Year Treasury Bond 1 3 YR TREAS BD 464287457 310 3815 SH SOLE 0 0 3815 iShares Commodities Select Strategy ETF GSCI CMDTY STGY 46431W853 3992 141624 SH SOLE 0 0 141624 iShares Convertible Bond ETF CONV BD ETF 46435G102 3662 52708 SH SOLE 0 0 52708 iShares Core MSCI EAFE CORE MSCI EAFE 46432F842 255 4129 SH SOLE 0 0 4129 iShares Core MSCI Emerg Markets ETF CORE MSCI EMKT 46434G103 477 10221 SH SOLE 0 0 10221 iShares Core MSCI Total Intl Stk ETF CORE MSCI TOTAL 46432F834 2034 35150 SH SOLE 0 0 35150 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 43471 113144 SH SOLE 0 0 113144 iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 4321 17862 SH SOLE 0 0 17862 iShares Core S&P Total US Stock Mkt CORE S&P TTL STK 464287150 3198 37714 SH SOLE 0 0 37714 iShares Core Total US Bond Market ETF CORE US AGGBD ET 464287226 1028 10598 SH SOLE 0 0 10598 iShares Dow Jones US Energy U.S. ENERGY ETF 464287796 1704 36647 SH SOLE 0 0 36647 iShares Edge MSCI Min Vol USA MSCI USA MIN VOL 46429B697 5029 69752 SH SOLE 0 0 69752 ISHARES ESG SCREENED S&P 500 ETF ESG SCRND S&P500 46436E569 339 11924 SH SOLE 0 0 11924 iShares iBoxx Invest Grade Corp Bond IBOXX INV CP ETF 464287242 552 5237 SH SOLE 0 0 5237 iShares MSCI ACWI Index MSCI ACWI ETF 464288257 929 10940 SH SOLE 0 0 10940 iShares MSCI EAFE Index MSCI EAFE ETF 464287465 1898 28911 SH SOLE 0 0 28911 iShares MSCI Emerging Markets Index MSCI EMG MKT ETF 464287234 556 14660 SH SOLE 0 0 14660 iShares MSCI USA Momentum Factor ETF MSCI USA MMENTM 46432F396 5165 35392 SH SOLE 0 0 35392 iShares Russell 1000 Growth Index RUS 1000 GRW ETF 464287614 1256 5861 SH SOLE 0 0 5861 iShares Russell 1000 Index RUS 1000 ETF 464287622 704 3342 SH SOLE 0 0 3342 iShares Russell 1000 Value Index RUS 1000 VAL ETF 464287598 1420 9361 SH SOLE 0 0 9361 iShares Russell 2000 Growth Index Fund RUS 2000 GRW ETF 464287648 427 1990 SH SOLE 0 0 1990 iShares Russell 2000 Index RUSSELL 2000 ETF 464287655 3728 21381 SH SOLE 0 0 21381 iShares Russell 2000 Value Index Fund RUS 2000 VAL ETF 464287630 293 2112 SH SOLE 0 0 2112 iShares Short Maturity Municipal Bd ETF BLACKROCK SHORT 46431W838 1274 25630 SH SOLE 0 0 25630 Ishares U S Technology ETF U.S. TECH ETF 464287721 5054 67844 SH SOLE 0 0 67844 iShares Ultra Short-Term Bond ETF BLACKROCK ULTRA 46434V878 449 8975 SH SOLE 0 0 8975 iShares US Infrastructure ETF US INFRASTRUC 46435U713 961 26499 SH SOLE 0 0 26499 Johnson & Johnson COM 478160104 759 4295 SH SOLE 0 0 4295 JPMorgan Chase & Co COM 46625H100 4247 31672 SH SOLE 0 0 31672 JPMorgan Ultra-Short Income ETF ULTRA SHRT INC 46641Q837 475 9484 SH SOLE 0 0 9484 Juniper Networks Inc COM 48203R104 1674 52378 SH SOLE 0 0 52378 L3Harris Technologies Inc COM 502431109 1895 9100 SH SOLE 0 0 9100 Landstar System Inc. COM 515098101 3263 20032 SH SOLE 0 0 20032 Lockheed Martin Corporation COM 539830109 291 598 SH SOLE 0 0 598 Lowe's Companies Inc. COM 548661107 1702 8543 SH SOLE 0 0 8543 MARSH & MCLENNAN COS COM 571748102 1028 6210 SH SOLE 0 0 6210 Masco Corp COM 574599106 1944 41645 SH SOLE 0 0 41645 McDonald's Corporation COM 580135101 340 1290 SH SOLE 0 0 1290 Merck & Co Inc COM 58933Y105 4877 43953 SH SOLE 0 0 43953 Microsoft Corporation COM 594918104 3835 15991 SH SOLE 0 0 15991 Moderna Inc COM 60770K107 308 1715 SH SOLE 0 0 1715 Mondelez International Inc CL A 609207105 295 4425 SH SOLE 0 0 4425 Morgan Stanley COM NEW 617446448 2584 30389 SH SOLE 0 0 30389 Newell Rubbermaid Inc COM 651229106 484 37000 SH SOLE 0 0 37000 NextEra Energy Inc COM 65339F101 362 4330 SH SOLE 0 0 4330 Nordson Corporation COM 655663102 272 1146 SH SOLE 0 0 1146 Novo Nordisk A/S ADR 670100205 338 2500 SH SOLE 0 0 2500 NVIDIA Corporation COM 67066G104 363 2485 SH SOLE 0 0 2485 OGE Energy Corp COM 670837103 2714 68611 SH SOLE 0 0 68611 Oracle Corporation COM 68389X105 2796 34205 SH SOLE 0 0 34205 Owens-Corning Inc COM 690742101 2489 29182 SH SOLE 0 0 29182 OWL ROCK CAPITAL ORD COM 69121K104 116 10015 SH SOLE 0 0 10015 Parker Hannifin Corporation COM 701094104 997 3427 SH SOLE 0 0 3427 Pembina Pipeline Corp COM 706327103 1757 51758 SH SOLE 0 0 51758 Pennant Park Investment Corp COM 708062104 396 68785 SH SOLE 0 0 68785 PepsiCo Inc COM 713448108 2546 14095 SH SOLE 0 0 14095 Pfizer Inc COM 717081103 1500 29280 SH SOLE 0 0 29280 Phillips 66 COM 718546104 2301 22111 SH SOLE 0 0 22111 PIMCO Enhanced Short Maturity ETF ENHAN SHRT MA AC 72201R833 536 5437 SH SOLE 0 0 5437 PowerShares QQQ UNIT SER 1 46090E103 468 1757 SH SOLE 0 0 1757 Procter & Gamble Co COM 742718109 422 2784 SH SOLE 0 0 2784 Progressive Corporation COM 743315103 1084 8355 SH SOLE 0 0 8355 Raytheon Technologies Ord COM 75513E101 746 7393 SH SOLE 0 0 7393 Rivian Automotive Inc Class A COM CL A 76954A103 190 10316 SH SOLE 0 0 10316 Roper Technologies Inc COM 776696106 2022 4680 SH SOLE 0 0 4680 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 1040 13767 SH SOLE 0 0 13767 Schwab US Large-Cap ETF US LRG CAP ETF 808524201 412 9122 SH SOLE 0 0 9122 SEI Investments Company COM 784117103 2624 45002 SH SOLE 0 0 45002 SPDR S&P 500 TR UNIT 78462F103 8473 22157 SH SOLE 0 0 22157 SPDR S&P MidCap 400 UTSER1 S&PDCRP 78467Y107 4561 10301 SH SOLE 0 0 10301 SPDR Portfolio TIPS ETF PORTFLI TIPS ETF 78464A656 274 10618 SH SOLE 0 0 10618 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 322 2570 SH SOLE 0 0 2570 Stryker Corporation COM 863667101 262 1071 SH SOLE 0 0 1071 TCG BDC Inc COM 872280102 3100 216597 SH SOLE 0 0 216597 TELUS Corp COM 87971M103 2407 124655 SH SOLE 0 0 124655 Thermo Fisher Scientific Inc COM 883556102 1001 1818 SH SOLE 0 0 1818 TJX Companies COM 872540109 3065 38501 SH SOLE 0 0 38501 Tractor Supply COM 892356106 1846 8204 SH SOLE 0 0 8204 Truist Finl Corp Com COM 89832Q109 1489 34604 SH SOLE 0 0 34604 Tyson Foods Inc. CL A 902494103 2209 35489 SH SOLE 0 0 35489 UGI Corp COM 902681105 1884 50836 SH SOLE 0 0 50836 United Parcel Service Inc CL B 911312106 1597 9188 SH SOLE 0 0 9188 UnitedHealth Group Inc COM 91324P102 380 717 SH SOLE 0 0 717 US Treasury 2 Year Note ETF US TREASY 2 YR 74933W486 783 16030 SH SOLE 0 0 16030 US Treasury 3 Month Bill ETF US TREAS 3 MNTH 74933W452 13634 273440 SH SOLE 0 0 273440 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 227 1495 SH SOLE 0 0 1495 Vanguard FTSE All World ex-US Small-Cap ETF FTSE SMCAP ETF 922042718 490 4763 SH SOLE 0 0 4763 Vanguard Large Cap ETF LARGE CAP ETF 922908637 707 4059 SH SOLE 0 0 4059 Vanguard Mid-Cap ETF MID CAP ETF 922908629 267 1308 SH SOLE 0 0 1308 Vanguard MSCI Emerging Markets ETF FTSE EMR MKT ETF 922042858 288 7377 SH SOLE 0 0 7377 Vanguard REIT Index ETF REAL ESTATE ETF 922908553 517 6264 SH SOLE 0 0 6264 Vanguard Russell 1000 Value Index ETF VNG RUS1000VAL 92206C714 342 5135 SH SOLE 0 0 5135 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 2299 12025 SH SOLE 0 0 12025 Visa Inc. COM CL A 92826C839 694 3339 SH SOLE 0 0 3339 Walt Disney Co COM 254687106 230 2647 SH SOLE 0 0 2647 Wells Fargo & Co PERP PFD CNV A 949746804 236 199 SH SOLE 0 0 199 Werner Enterprises Inc COM 950755108 2845 70663 SH SOLE 0 0 70663 WHEELS UP EXPERIENCE CL A ORD COM CL A 96328L106 40 38587 SH SOLE 0 0 38587 Zoetis Inc CL A 98978V103 2727 18608 SH SOLE 0 0 18608