Chief Compliance Officer

0001049662-22-000003.txt : 20221031 0001049662-22-000003.hdr.sgml : 20221031 20221031110040 ACCESSION NUMBER: 0001049662-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221031 DATE AS OF CHANGE: 20221031 EFFECTIVENESS DATE: 20221031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIES FINANCIAL LLC CENTRAL INDEX KEY: 0001049662 IRS NUMBER: 341257039 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06572 FILM NUMBER: 221344377 BUSINESS ADDRESS: STREET 1: 1801 EAST NINTH STREET STREET 2: SUITE 1600 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168611148 MAIL ADDRESS: STREET 1: 1801 EAST NINTH ST STREET 2: SUITE 1600 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: GRIES FINANCIAL CORP DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001049662 XXXXXXXX 09-30-2022 09-30-2022 GRIES FINANCIAL LLC

1801 EAST NINTH ST SUITE 1600 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06572 N Matthew Swendiman Chief Compliance Officer 5135621675 Matthew Swendiman Covington KY 10-31-2022 0 145 236364 false INFORMATION TABLE 2 Gries_Q3_2022_13F.xml 3M Co COM 88579Y101 848 7679 SH SOLE 0 0 7679 Abbott Laboratories COM 002824100 1393 14392 SH SOLE 0 0 14392 Abbvie Inc COM 00287Y109 2247 16744 SH SOLE 0 0 16744 Aflac Inc COM 001055102 1158 20597 SH SOLE 0 0 20597 Allstate Corp COM 020002101 1058 8495 SH SOLE 0 0 8495 Alphabet Inc Class A CAP STK CL A 02079K305 459 4800 SH SOLE 0 0 4800 Alphabet Inc Class C CAP STK CL C 02079K107 348 3620 SH SOLE 0 0 3620 Altria Group Inc. COM 02209S103 202 5005 SH SOLE 0 0 5005 Amazon.com Inc COM 023135106 1150 10180 SH SOLE 0 0 10180 Amdocs Ltd. SHS G02602103 1438 18094 SH SOLE 0 0 18094 American Tower Corp COM 03027X100 1798 8375 SH SOLE 0 0 8375 Amgen Inc COM 031162100 1892 8392 SH SOLE 0 0 8392 Apple Inc COM 037833100 2666 19290 SH SOLE 0 0 19290 Automatic Data Processing COM 053015103 211 932 SH SOLE 0 0 932 Avalara Inc COM 05338G106 451 4918 SH SOLE 0 0 4918 BCE Inc COM NEW 05534B760 1418 33800 SH SOLE 0 0 33800 Best Buy Co Inc COM 086516101 1153 18206 SH SOLE 0 0 18206 BlackRock Inc COM 09247X101 1262 2294 SH SOLE 0 0 2294 Bristol-Myers Squibb Company COM 110122108 2653 37325 SH SOLE 0 0 37325 Cedar Fair LP DEPOSITORY UNIT 150185106 280 6800 SH SOLE 0 0 6800 Chevron Corp COM 166764100 410 2857 SH SOLE 0 0 2857 Cigna Holding Co COM 125523100 1454 5241 SH SOLE 0 0 5241 Cisco Systems Inc COM 17275R102 418 10448 SH SOLE 0 0 10448 Coca-Cola Co COM 191216100 1231 21974 SH SOLE 0 0 21974 Cognizant Technology Solutions Corporation CL A 192446102 1199 20874 SH SOLE 0 0 20874 ConAgra Foods Inc. COM 205887102 2265 69401 SH SOLE 0 0 69401 ConocoPhillips COM 20825C104 464 4534 SH SOLE 0 0 4534 Copart Inc COM 217204106 426 4000 SH SOLE 0 0 4000 Costco Wholesale Corporation COM 22160K105 534 1131 SH SOLE 0 0 1131 CSX Corp COM 126408103 2761 103635 SH SOLE 0 0 103635 Danaher Corporation COM 235851102 250 968 SH SOLE 0 0 968 Eaton Corp SHS G29183103 1462 10965 SH SOLE 0 0 10965 Emerson Electric Co. COM 291011104 414 5650 SH SOLE 0 0 5650 Exxon Mobil Corporation COM 30231G102 624 7147 SH SOLE 0 0 7147 FedEx Corporation COM 31428X106 1174 7905 SH SOLE 0 0 7905 Fortune Brands Home & Security Inc COM 34964C106 1428 26604 SH SOLE 0 0 26604 Franklin Resources Inc. COM 354613101 1442 67012 SH SOLE 0 0 67012 FS KKR Capital Corp COM 302635206 817 48214 SH SOLE 0 0 48214 Gilead Sciences Inc COM 375558103 2065 33471 SH SOLE 0 0 33471 Goldman Sachs Active Beta U.S. Small Cap ACTIVEBETA US 381430602 792 15681 SH SOLE 0 0 15681 Goldman Sachs Group Inc COM 38141G104 1676 5718 SH SOLE 0 0 5718 Home Depot Inc. COM 437076102 1960 7103 SH SOLE 0 0 7103 Honeywell International Inc. COM 438516106 202 1212 SH SOLE 0 0 1212 Intel Corp COM 458140100 413 16040 SH SOLE 0 0 16040 International Business Machines Corp COM 459200101 1966 16551 SH SOLE 0 0 16551 iShares Core MSCI EAFE CORE MSCI EAFE 46432F842 217 4124 SH SOLE 0 0 4124 iShares Core MSCI Emerg Markets ETF CORE MSCI EMKT 46434G103 437 10174 SH SOLE 0 0 10174 iShares Core MSCI Total Intl Stk ETF CORE MSCI TOTAL 46432F834 1880 36918 SH SOLE 0 0 36918 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 34541 96308 SH SOLE 0 0 96308 iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 3959 18056 SH SOLE 0 0 18056 iShares Core S&P Total US Stock Mkt CORE S&P TTL STK 464287150 3018 37937 SH SOLE 0 0 37937 iShares Dow Jones US Energy U.S. ENERGY ETF 464287796 1514 38525 SH SOLE 0 0 38525 iShares Edge MSCI Min Vol USA MSCI USA MIN VOL 46429B697 4646 70282 SH SOLE 0 0 70282 ISHARES ESG SCREENED S&P 500 ETF ESG SCRND S&P500 46436E569 320 11924 SH SOLE 0 0 11924 iShares MSCI EAFE Index MSCI EAFE ETF 464287465 1134 20241 SH SOLE 0 0 20241 iShares MSCI Emerging Markets Index MSCI EMG MKT ETF 464287234 406 11638 SH SOLE 0 0 11638 iShares Russell 1000 Growth Index RUS 1000 GRW ETF 464287614 1233 5860 SH SOLE 0 0 5860 iShares Russell 1000 Index RUS 1000 ETF 464287622 564 2860 SH SOLE 0 0 2860 iShares Russell 1000 Value Index RUS 1000 VAL ETF 464287598 1208 8882 SH SOLE 0 0 8882 iShares Russell 2000 Growth Index Fund RUS 2000 GRW ETF 464287648 419 2030 SH SOLE 0 0 2030 iShares Russell 2000 Index RUSSELL 2000 ETF 464287655 3419 20733 SH SOLE 0 0 20733 iShares Russell 2000 Value Index Fund RUS 2000 VAL ETF 464287630 270 2095 SH SOLE 0 0 2095 iShares US Infrastructure ETF US INFRASTRUC 46435U713 828 25667 SH SOLE 0 0 25667 Johnson & Johnson COM 478160104 640 3921 SH SOLE 0 0 3921 JPMorgan Chase & Co COM 46625H100 2431 23262 SH SOLE 0 0 23262 L3Harris Technologies Inc COM 502431109 1891 9100 SH SOLE 0 0 9100 Landstar System Inc. COM 515098101 1954 13534 SH SOLE 0 0 13534 Lockheed Martin Corporation COM 539830109 231 598 SH SOLE 0 0 598 Lowe's Companies Inc. COM 548661107 1185 6308 SH SOLE 0 0 6308 MARSH & MCLENNAN COS COM 571748102 927 6210 SH SOLE 0 0 6210 McDonald's Corporation COM 580135101 298 1290 SH SOLE 0 0 1290 Merck & Co Inc COM 58933Y105 2909 33775 SH SOLE 0 0 33775 Microsoft Corporation COM 594918104 3501 15034 SH SOLE 0 0 15034 Moderna Inc COM 60770K107 203 1715 SH SOLE 0 0 1715 Mondelez International Inc CL A 609207105 239 4356 SH SOLE 0 0 4356 Morgan Stanley COM NEW 617446448 1629 20616 SH SOLE 0 0 20616 Newell Rubbermaid Inc COM 651229106 524 37758 SH SOLE 0 0 37758 NEXTDOOR HOLDINGS CL A ORD COM CL A 65345M108 35 12422 SH SOLE 0 0 12422 NextEra Energy Inc COM 65339F101 904 11530 SH SOLE 0 0 11530 Nordson Corporation COM 655663102 243 1146 SH SOLE 0 0 1146 Novo Nordisk A/S ADR 670100205 249 2500 SH SOLE 0 0 2500 NVIDIA Corporation COM 67066G104 302 2485 SH SOLE 0 0 2485 OGE Energy Corp COM 670837103 1689 46326 SH SOLE 0 0 46326 Oracle Corporation COM 68389X105 1564 25604 SH SOLE 0 0 25604 Owens-Corning Inc COM 690742101 1505 19139 SH SOLE 0 0 19139 Parker Hannifin Corporation COM 701094104 830 3427 SH SOLE 0 0 3427 Pembina Pipeline Corp COM 706327103 1060 34908 SH SOLE 0 0 34908 PepsiCo Inc COM 713448108 1702 10423 SH SOLE 0 0 10423 Perrigo Company SHS G97822103 1482 41556 SH SOLE 0 0 41556 Pfizer Inc COM 717081103 1635 37366 SH SOLE 0 0 37366 Phillips 66 COM 718546104 1193 14778 SH SOLE 0 0 14778 PowerShares QQQ UNIT SER 1 46090E103 389 1456 SH SOLE 0 0 1456 Procter & Gamble Co COM 742718109 349 2766 SH SOLE 0 0 2766 Progressive Corporation COM 743315103 16726 143929 SH SOLE 0 0 143929 Raytheon Technologies Ord COM 75513E101 605 7393 SH SOLE 0 0 7393 Rivian Automotive Inc Class A COM CL A 76954A103 482 14641 SH SOLE 0 0 14641 SEI Investments Company COM 784117103 1489 30362 SH SOLE 0 0 30362 SPDR S&P 500 TR UNIT 78462F103 7829 21920 SH SOLE 0 0 21920 SPDR S&P MidCap 400 UTSER1 S&PDCRP 78467Y107 4073 10140 SH SOLE 0 0 10140 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 287 2570 SH SOLE 0 0 2570 TELUS Corp COM 87971M103 954 48020 SH SOLE 0 0 48020 Thermo Fisher Scientific Inc COM 883556102 883 1741 SH SOLE 0 0 1741 TJX Companies COM 872540109 2651 42672 SH SOLE 0 0 42672 Tractor Supply COM 892356106 1026 5521 SH SOLE 0 0 5521 Truist Finl Corp Com COM 89832Q109 981 22531 SH SOLE 0 0 22531 Tyson Foods Inc. CL A 902494103 1598 24245 SH SOLE 0 0 24245 UGI Corp COM 902681105 1105 34187 SH SOLE 0 0 34187 UnitedHealth Group Inc COM 91324P102 355 703 SH SOLE 0 0 703 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 205 1515 SH SOLE 0 0 1515 Vanguard FTSE All World ex-US Small-Cap ETF FTSE SMCAP ETF 922042718 520 5601 SH SOLE 0 0 5601 Vanguard Large Cap ETF LARGE CAP ETF 922908637 664 4059 SH SOLE 0 0 4059 Vanguard Mid-Cap ETF MID CAP ETF 922908629 246 1308 SH SOLE 0 0 1308 Vanguard MSCI Emerging Markets ETF FTSE EMR MKT ETF 922042858 273 7469 SH SOLE 0 0 7469 Vanguard REIT Index ETF REAL ESTATE ETF 922908553 474 5912 SH SOLE 0 0 5912 Vanguard Russell 1000 Value Index ETF VNG RUS1000VAL 92206C714 316 5290 SH SOLE 0 0 5290 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 2167 12073 SH SOLE 0 0 12073 Verizon Communications Inc COM 92343V104 1200 31610 SH SOLE 0 0 31610 Visa Inc. COM CL A 92826C839 621 3493 SH SOLE 0 0 3493 Walt Disney Co COM 254687106 267 2826 SH SOLE 0 0 2826 WARNER BROS. DISCOVERY SRS A ORD WI COM SER A 934423104 116 10119 SH SOLE 0 0 10119 Werner Enterprises Inc COM 950755108 1793 47676 SH SOLE 0 0 47676 Zoetis Inc CL A 98978V103 1118 7539 SH SOLE 0 0 7539 Bain Capital Specialty Finance Inc COM STK 05684B107 1717 143094 SH SOLE 0 0 143094 Blackstone Secured Lending COMMON STOCK 09261X102 7513 330405 SH SOLE 0 0 330405 ISHARES 10-20 YEAR TREASURY BOND ETF 10-20 YR TRS ETF 464288653 3713 34079 SH SOLE 0 0 34079 iShares Barclays 1-3 Year Treasury Bond 1 3 YR TREAS BD 464287457 365 4490 SH SOLE 0 0 4490 iShares Barclays TIPS Bond TIPS BD ETF 464287176 231 2203 SH SOLE 0 0 2203 iShares Convertible Bond ETF CONV BD ETF 46435G102 3427 49744 SH SOLE 0 0 49744 iShares Core Total US Bond Market ETF CORE US AGGBD ET 464287226 987 10242 SH SOLE 0 0 10242 iShares Floating Rate Note FLTG RATE NT ETF 46429B655 210 4180 SH SOLE 0 0 4180 iShares iBoxx $ Invest Grade Corp Bond IBOXX INV CP ETF 464287242 598 5833 SH SOLE 0 0 5833 iShares Short Maturity Municipal Bd ETF BLACKROCK SHORT 46431W838 1272 25630 SH SOLE 0 0 25630 iShares Ultra Short-Term Bond ETF BLACKROCK ULTRA 46434V878 514 10270 SH SOLE 0 0 10270 iShares US Treasury Bond US TREAS BD ETF 46429B267 310 13611 SH SOLE 0 0 13611 JPMorgan Ultra-Short Income ETF ULTRA SHRT INC 46641Q837 1301 25940 SH SOLE 0 0 25940 Pennant Park Investment Corp COM 708062104 385 70580 SH SOLE 0 0 70580 PIMCO Enhanced Short Maturity ETF ENHAN SHRT MA AC 72201R833 2628 26583 SH SOLE 0 0 26583 SPDR Portfolio TIPS ETF PORTFLI TIPS ETF 78464A656 3597 141821 SH SOLE 0 0 141821 TCG BDC Inc COM 872280102 2478 216597 SH SOLE 0 0 216597 US Treasury 2 Year Note ETF US TREASY 2 YR 74933W486 350 7115 SH SOLE 0 0 7115 US Treasury 3 Month Bill ETF US TREAS 3 MNTH 74933W452 1497 29965 SH SOLE 0 0 29965 Wells Fargo & Co PERP PFD CNV A 949746804 240 199 SH SOLE 0 0 199 iShares Commodities Select Strategy ETF GSCI CMDTY STGY 46431W853 6044 169204 SH SOLE 0 0 169204 BROADSTONE NET LEASE ORD COM 11135E203 325 20938 SH SOLE 0 0 20938