-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WtCScSUQYzYlT8YrW9oBeh3DR9UvBu1MpJ1TMg0KGjGWQwBVqDbbOz7pgQrDI43f MHTc39yidsXmYYuSriYiuA== 0001275125-04-000270.txt : 20040826 0001275125-04-000270.hdr.sgml : 20040826 20040826143148 ACCESSION NUMBER: 0001275125-04-000270 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040826 DATE AS OF CHANGE: 20040826 EFFECTIVENESS DATE: 20040826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICM SERIES TRUST CENTRAL INDEX KEY: 0001049629 IRS NUMBER: 043386084 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08507 FILM NUMBER: 04998575 BUSINESS ADDRESS: STREET 1: 2 PORTLAND SQUARE CITY: PORTLAND STATE: ME ZIP: 04101-4049 BUSINESS PHONE: (800472-6114 MAIL ADDRESS: STREET 1: C/O CITIGROUP GLOBAL TRANSACTION SVCS STREET 2: 2 PORTLAND SQUARE CITY: PORTLAND STATE: ME ZIP: 04101-4049 N-PX 1 it04-108.txt ICM N-PX 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-8507 ICM SERIES TRUST Two Portland Square Portland, Maine 04101 207-879-1900 David Whitaker Forum Administrative Services, LLC Two Portland Square Portland, Maine 04101 Date of fiscal year end: December 31, 2004 Date of reporting period: July 1, 2003 - June 30, 2004
PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- BNS Co. BNSXA 55961304 7/28/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 2 -01 - Richard M. Donnelly, 02 - Kenneth N. Kermes To Approve Sale of the Company's Rhode Island Property, constituting the sale of substantially of the assets of the company Management Yes For For To Ratify the appointment of Ernst & Young LLP as company's independent Accountants for the fiscal year ending 12/31/03 Management Yes For For Pioneer Standard Electronics, Inc. PIOS 723877106 7/29/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1 -01 - Charles F. Christ, 02 - Arthur Thein, 03-Thomas C. Sullivan McKesson Corporation MCK 58155Q103 7/30/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 - Alton F. Irby III, 02 - James V. Napier Ratifying the appointment of Deloitee & Touche LLP as the company's independent auditors Management Yes For For Stockholder proposal regarding severance payments Management Yes For Against GSI Lumonics Inc. GSLI 36229U102 8/4/2003 Approval of a special resolution, the test of which is attached as Appendix A to to the management proxy circular-prospectus, authorizing the completion by the company of a plan of arrangement under Section 128 of the Business Corporations Act (New Brunswick) involving the company, its securityholders and GSLI Corp, as described in the management proxy circular-prospectus. Management Yes For For Van Kampen Asian Equity Fund- Cl A MSAAX 921133708 8/13/2003 To approve an agreement and plan of reorganization pursuant to which Van Kampen Asian Equity Fund would (I) transfer all of its assets and liabilities to Van Kampen Emerging Markets Fund in exchange for Class A, B and C shares of Van Kampen Emerging Markets Fund, (II) Distribute such Class A, B and C shares to its shareholders and (III) be dissolved. Management Yes Against Against Network Equipment Technologies Inc. NWK 641208103 8/12/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 - David R. Laube, 02 - Hubert A. J. Whyte Ratifying the appointment of Deloitee & Touche LLP to serve as the company's independent accountants for the fiscal year ending March 26, 2004 Management Yes For For To approve an amendment to the Company's 1993 Stock Option Plan making various changes, including extending the term of the plan five years Management Yes For For To approve an amendment to the Company's 1998 Employee Stock Purchase Plan to clarify the administrator's ability to designate subsidiaries for participation in the plan. Management Yes For For Helen of Troy Limited HELE G4388N106 8/26/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 - Gary B. Abromovitz, 02- John B. Butterworth, 03-Christopher L. Carameros, 04-Daniel C. Montano, 05-Byron H. Rubin, 06-Gerald J. Rubin, 07-Stanlee N. Rubin To approve an amendment to the Helen of Troy Limited 1998 Stock Option and restricted stock plan. Management Yes For For To approve an amendment to the Helen of Troy 1997 cash bonus performance plan Management Yes For For To ratify the appointment of KPMG LLP as Independent Auditors of the company to serve for the 2004 fiscal year. Management Yes For For Measurement Specialties MSS 583421102 9/23/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 - Joseph R. Mallon, 02- The Hon. Dan J. Samuel To approve the adoption of the Measurement Specialties, Inc. Stock Option Plan Management Yes For For To ratify the selection by the company of Grant Thornton LLP, Independent Public Accountants, to audit the financial statements of the company for the fiscal year ending March 31, 2004 Management Yes For For Merrimac Cas Series Investment Class MRIXX 590266300 9/16/2003 Approval of an investment sub-adviser agreement between Investors Bank & Trust Company-Advisory division and Lincoln Capital Fixed Income Management Company, LLC. Management Yes For For Approval of a "Manager-of- Managers" arrangement for the Fund. Management Yes For For Pioneer-Standard Electronics, Inc. AGYS 723877106 9/12/2003 Proposal to approve the amendment to the amendment to the amended articles of incorporation to change the name of the company Management Yes Against Against (holders General Motors as of) Corporation GM 370442105 8/1/2003 Approval of the first GM Charter Amendment Management Yes For For Ratification of the new Hughes certificate of Incorporation Management Yes For For Ratification of the Hughes Split-off, including the special dividend Management Yes For For Ratification of the GM/News Stock sale Management Yes For For Ratification of the News Stock Acquisition Management Yes For For Approval of the Second GM Charter Amendment Management Yes For For Proctor & Gamble Company PG 742718109 10/14/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 - Norman R. Augustine, 02 - A.G. Lafley, 03 - Johnathan A. Rodgers 04 - John F. Smith, Jr., 05 - Margaret C. Whitman Ratify appointment of independent auditors Management Yes For For Approve the Procter & Gamble 2003 Non-Employee Director's Stock Plan Management Yes For For Board of Directors' Terms Shareholder Yes Against For Label Genetically Engineered Foods Shareholder Yes Against For The Korea Fund, Inc. KF 500634100 10/1/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 - Kenneth C. Froewiss, 02 - R.A. DA Frota Nogueira Oracle Corporation ORCL 68389X105 10/13/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For 1-01 -Lawrence J. Ellison, 02 -Donald L. Lucas, 03-Michael J. Boskin 04-Jeffrey O. Henley, 05-Jack F. Kemp, 06-Jeffrey Berg, 07-Safra Catz, 08-Hector Garcia-Monlina, 09-Joseph A Grundfest, 10-Raymond Bingham Proposal for the approval of the adoption of the fiscal year 2004 executive bonus plan Management Yes For For Proposal to ratify the appointment of Ernst & Young LLP as independent auditors of the company of the fiscal year ending May 31, 2004 Management Yes For For Proposal for the approval of the amended and restated 1993 directors stock plan Management Yes For For Proposal to adopt the "China business principles for rights of workers in China" Management Yes Against For Applera Corporation ABI 38020202 10/16/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -Richard H. Ayers, 02 -Jean-Luc Belingard, 03-Robert H. Hayes 04-Arnold J. Levine, 05-William H. Longfield, 06-Theodore E. Martin 07-Carolyn W. Slayman, 08-Orin R. Smith, 09-James R. Tobin, 10-Tony White Ratification of the selection of Pricewaterhousecoopers LLP as independent Management Yes For For
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PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- accountants for the fiscal year ending June 30, 2004 Magnetek, Inc. MAG 559424106 10/29/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -Andrew g. Galef, 02 -Thomas G. Boren, 03-Dewain K. Cross, 04-Paul J. Kofmehl, 05-Mitchell I. Quain, 06-Robert E. Wycoff Tommy Hilfiger Corporation TOM G8915Z102 11/3/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -David F. Dyer, 02 -Clinton V. Silver Approval of the Tommy Hilfiger Corporation 2003 Incentive Compensation Plan Management Yes Against Against Ratify the Appointment of PriceWaterhouseCoopers LLC as Independent Auditors Management Yes For For Automatic Data Processing Inc ADP 53015103 11/11/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -Gregory D. Brenneman, 02-Leslie A. Brun, 03-Gary C. Butler 04-Joseph A. Califano, Jr. 05-Leon G. Cooperman, 06-Ann Dibble Jordan, 07-Harvey M. Krueger, 08-Frederic V. Malek, 09-Henry Taub 10-Arthur F. Winback, 11- Josh S. Weston Approval of the Amendments to the Company's 2000 Key Employee's Stock Option Plan Management Yes For For Approval of the Amendments to the Company's Employee's Savings Stock Purchase plan Management Yes For For Approval of the Company's 2003 Director Stock Plan Management Yes For For Appointment of Deloitte & Touche LLP Management Yes For For JLG Industries, Inc. JLG 466210101 11/20/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -R.V. Armes, 02-G.R. Kempton, 03-W.M. Lasky, 04-J.A. Mezera 05-S. Rabinowitz, 06-R.C. Stark, 07-T.C. Wajnert, 08-C.O. Wood III Approve the JLG Industries Inc. 2003 Long Term incentive plan Management Yes For For Ratify the appointment of Ernst & Young LLP as independent auditors for the ensuing year. Management Yes For For DT Industries, Inc. DTII 23333J108 11/11/2003 Directors Recommend: A vote for the election of the Withhold following nominees: Management Yes All Against 1-01 -James J. Kerley, 02-John F. Logan, 03-Charles F. Pollnow Approval of proposal recommending that the board rescind the company's rights agreement (also referred to as a "poison pill") Management Yes For Against InterTan, Inc. ITN 461120107 12/5/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -Darcy McKeough, 02-Ron G. Stegall Viewpoint Corporation VWPT 92672P108 12/10/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -Jerry Amato, 02-Thomas Bennett, 03-James Crabbe, 04-Stephen Duff, 05-Samuel Jones, 06- Robert Rice To Ratify the appointment of PriceWaterhouseCoopers LLP as Independent accountants for Viewpoint for the 2003 fiscal year Management Yes For For Senesco Technologies, Inc. SNT 817208408 12/15/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -Ruedi Stadler, 02-Bruce C. Galton, 03- John E. Thompson, 04-Christopher Forbes, 05-Thomas C. Quick, 06- David Rector, 07-John N. Braca Approval of the Proposal to ratify the appointment of Goldstein, Golub Kessler LLP as the independent auditors of the company for the fiscal year ending June 30, 2004 Management Yes For For Craftmade International CRFT 22413E104 11/26/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -James Ridings, 02-Clifford Crimmings, 03-Kathleen Oher, 04-Paul Knuckley, 05-Jerry Kimble, 06-John Deblois, 07-Kart C, Sbidgrass 08-R. Don Morris, 09-William E. Bucek, 10-Dale Griggs To Ratify the appointment of PriceWaterhouseCoopers LLP as Independent auditors Management Yes For For LTX Corporation LTXX 502392103 12/10/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -Roger W. Blethen, 02-Robert J. Boehlke, 03-Roger J. Maggs To approve the LTX Corporation 2004 Employee Stock Purchase Plan Management Yes For For Sycamore Networks SCMR 871206108 12/18/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -Timothy A. Barrows, 02-John W. Gerdelman To Ratify the Selection of the firm of PriceWaterhouseCoopers LLP as auditors of the Corporation for the Fiscal Year ending July 31, 2004 Management Yes For For Blue Rhino Corporation RINO 95811105 12/16/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -Mark Castaneda, 02-Steven D. Devick, 03-David L. Warnock Proposal to approve the amendment to the 1998 Stock Incentive Plan Management Yes Against Against Proposal to approve the amendments to the director plan Management Yes Against Against Proposal to ratify the appointment of Ernst & Young LLP as the Company's Independent accountants for the fiscal year ending July 31, 2004. Management Yes For For Danka Business Systems Plc DANKY 236277109 12/12/2003 To re-elect Jaime W. Ellertson as a Director Management Yes For For To re-elect J. Ernest Riddle as a Director Management Yes For For To re-elect James L. Singleton as a Director Management Yes For For To appoint the auditors and authorize the board of directors to fix their remuneration Management Yes For For To authorize the board of directors to allot securities up to an aggregate nominal amount of 851,999 pounds Management Yes For For To empower the board of directors to allot securities, subject to certain limitations without providing certain pre-emptive rights Management Yes For For To approve the directors' remuneration report for the year ended 31st March 2003 Management Yes For For Covista Communications, Inc. CVST 223574104 12/16/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -Kevin Alward, 02-Leon Genet, 03-Donald Jones, 04-John Leach 05-Henry Luken III, 06-W. Thorpe McKenzie, 07-Nicholas Merrick 08- Jay Miller Ratification of the selection of Deloitte & Touche, LLP as Independent Auditors of the company for the fiscal year ending January 31, 2004 Management Yes For For Analogic Corporation ALOG 32657207 12/4/2003 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -Bernard M. Gordon, 02-John A. Tarello, 03-John W. Wood, Jr. To consider and act upon the matter of approving an amendment to the company's key employee stock bonus plan, as amended Management Yes For For To consider and act upon the matter of approving an amendment to the company's 1997 non-qualified stock option plan for non-employee directors, as amended Management Yes For For Woodhead Industries, Inc. WDHD 979438108 1/30/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For
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PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- 1-01 -William K. Hall, 02- Linda Y.C. Lim, 03-Thomas McKane Ratification of the appointment of Ernst & Young LLP as Independent Public Accountants Management Yes For For Tweeter Home Entertainment Group, Inc. TWTR 901167106 1/15/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 -Jeffrey Stone, 02- Jeffrey Bloomberg Approve the adoption of Tweeter's 2004 Long-Term Incentive Management Yes Against Against Approve the Issuance of Warrants, and underlying shares of Tweeter common stock to Retailmasters, LLC. Management Yes Against Against Ratify the appointment of Deloitte & Touche, LLP as independent auditors Management Yes For For Emerson Electric Co. EMR 291011104 2/3/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 C. Fernandez G., 02-C.F. Knight, 03-G.A. Lodge, 04- R.L. Ridgway 05-E.E. Whitacre, JR. Re-approval of performance measures under the Emerson Electric Co. 1997 incentive shares plan Management Yes For For Ratification of independent auditors Management Yes For For Varian Semiconductor Equip. Assoc., Inc. VSEA 922207105 2/10/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 Robert W. Dutton To approve an amendment to the omnibus stock plan to authorize the issuance of up to an aggregate of 100,000 shares of common stock in the form of stock appeciation rights, performance units, performance shares and/or restricted stock Management Yes For For To approve an amendment to the omnibus stock plan to increase the number of shares of common stock reserved for issuance under the plan by 2,100,000 shares. Management Yes For For To ratify the selection of PriceWaterHouse Coopers LLP as Varian SemiConductor's Independent accountants for the fiscal year ending October 1, 2004. Management Yes For For Lucent Technologies Inc. LU 549463107 2/18/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 1-01 Karl J. Kpapek, 02-Patricia F. Russo, 03-Henry B. Schacht 04-Franklin A. Thomas Directors' Proposal to declassify the board and to allow for the removal of directors without cause Management Yes For For Directors' Proposal to approve our 2004 equity compensation plan for non-employee directors Management Yes For For Directors' Proposal to approve a reverse stock split in one of four ratios Management Yes For For Shareowner proposal to require shareowner approval of future severance agreements Shareholder Yes Against For Shareowner proposal to discontinue executive equity compensation programs after expiration of existing commitments Shareholder Yes Against For The Shaw Group, Inc. SGR 820280105 1/30/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes Against Against 01- J.M. Bernhard, Jr., 02-L.Lane Grigsby, 03-David W. Hoyle, 04-Albert Mcalister, 05-Charles E. Roemer, III 06-John W. Sinders, Jr., 07-T.A. Barfield, Jr. 08-James F. Barker To approve an amendment to the Shaw Group Inc. 2001 Employee Incentive Compensation Plan to increase by 2,000,000 shars the number of shares of the company's no par value common stock reserved for issuance thereunder Management Yes Against Against To approve an amendment to the Shaw Group Inc. 1996 non-employee Director Option Plan to increase by 150,000 shares the number of shares of the company's no par value common stock reserved for issuance thereunder Management Yes Against Against In their discretion, the proxies are authorized to vote upon such other business as may properly come before the meeting. Management Yes Against Against John Hancock Financial Services JHF 41014S106 2/24/2004 Adoption of the merger agreement: the adoption of the agreement and plan of merger, dated as of 9/28/03, among Manulife Financial Corporation, John Hancock Financial Services, Inc. and Jupiter Merger Corporation, a wholly-owned subsidiary of Manulife Financial Corporation, as amended by the first amendment to agreement and plan of merger, dated as of 12/29/03. Management Yes For For Avaya Inc. AV 53499109 2/26/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Joseph P. Landy, 02-Mark Leslie, 03-Donald K. Peterson, 04-Anthony P. Terracciano Directors Proposal - Approaval of the Avaya Inc. 2004 long term incentive plan, which is the amended and restated Avaya Inc. long term incentive plan for management employees Management Yes For For Shareholder proposal regarding chief executive officer compensation Shareholder Yes Against For Biotechnology Portfolio FBIOX 316390772 3/24/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes Withold Against 01-Michael Cook, 02-Ralph F. Cox, 03-Laura B. Cronin, 04-Robert M. Gates 05-George H. Heilmeier, 06-Abigail P. Johnson, 07-Edward C. Johnson 3D 08-Donald J. Kirk, 09-Marie L. knowles, 10-Ned C. Lautenbach, 11 Marvin L. Mann, 12-William O. McCoy, 13- Robert L. Reynolds, 14-William S. Stravropoulos To Amend the Declaration of trust to allow the board of trustees, if permitted by permitted by applicable law, to authorize fund mergers without shareholder approval Management Yes Against Against To Amend the fund's fundamental investment limitation concerning lending. Management Yes Against Against Walt Disney Company DIS 254657106 3/3/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes Withhold Against 01-John E. Bryson, 02-John S. Chen, 03-Michael D. Eisner, 04- Judith L. Estrin, 05-Robert A Iger, 06- Aylwin B. Lewis, 07- Monica C. Lozano 08-Robert W. Matschullat, 09-George J. Mitchell, 10-Leo J. O'Donovan, S.J. 11-Gary L. Wilson To Ratify the appointment of Pricewaterhousecoopers LLP as the Company's Independent auditors for 2004 Management Yes For For To Approve the Harrington Investments Shareholder Proposal relating to Labor Standards for China Shareholder Yes Against For To Approve the New York City retirement systems and pension funds proposal relating to labor standards in China Shareholder Yes Against For To Approve the Shareholder proposal relating to theme park safety reporting Shareholder Yes Against For Analog Devices Inc ADI 32654105 3/9/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Jerald G. Fishman, 02-Grant Saviers To approve an amendment to the company's restated articles of organization to increase the number of authorized shares of common stock from 600,000,000 share to 1,200,000,000 shares. Management Yes For For To ratify the selection of Ernst & Young LLP as the company's independent Management Yes For For
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PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- auditors for the fiscal year ending October 30, 2004 Bank of America Corporation BAC 60505104 3/17/2004 Adoption of the Merger Agreement Management Yes For For Adoption of Bank of America's Amended Stock Plan Management Yes For For Adoption of an Amendment to increase the number of authorized shares of Bank of America common Stock Management Yes For For Approval of proposal to adjourn the bank of america speical meeting, if necessary to solicit additional proxies Management Yes For For Hewlett-Packard Company HPQ 428236103 3/17/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-L.T. Babbio, 02-P.C. Dunn, 03-C.S. Fiorina, 04-R.A. Hackborn, 04- R.A. Hackborn, 05-G.A. Keyworth, 06-R.E. Knowling,Jr. 07- S.M. Litvack 08- R. L. Ryan, 09-L.S. Salhany Proposal to Ratify Ernst & Young LLP as Hewlett-Packard Company's Independent Auditors for the fiscal year ending October 31, 2004 Management Yes For For Approval of the Hewlett-Packard Company 2004 Stock Incentive Plan Management Yes Against Against Shareowner proposal entitled "stock option expensing proposal" Shareholder Yes Against For FleetBoston Financial Corporation FBF 339030108 3/17/2004 Approval of the merger agreement Management Yes For For Approval of proposal to adjourn the FleetBoston special meeting, if necessary to solicit additional proxies Management Yes For For Investment Grade Bond FBNDX 316146109 3/24/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes Withhold Against 01-J. Michael Cook, 02-Ralph F. Cox, 03-Laura B. Cronin, 04-Robert M. Gates, 05-George H. Heilmeier, 06- Abigail P. Johnson, 07-Edward C. Johnson, 08- Donald J. Kirk, 09- Marie L. Knowles 10- Ned C. Lautenbach 11-Marvin L. Mann, 12-William O. Mccoy, 13-Robert L Reynolds, 14-William S. Stavropoulos To Amend the ddeclaration of trust to allow the board of trustees, if permitted by applicable law, to authorize fund mergers without shareholder approval Management Yes Against Against Caterpillar Inc. CAT 149123101 4/14/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-John T. Dillon, 02-Juan Gallardo, 03-William A. Osborn, 04-Gordon R. Parker, 05-Edward B. Rust, Jr. Amend Option Plan Management Yes For For Ratify Auditors Management Yes For For Stockholder Proposal - Rights Plan Shareholder Yes Against For Stockholder Proposal - Sale of Equipment to Israel Shareholder Yes Against For Stockholder Proposal - HIV/AIDS Shareholder Yes Against For The Coca-Cola Company KO 191216100 4/21/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Herbert A. Allen, 02-Ronald W. Allen, 03-Cathleen P. Black, 04-Warren E. Buffett, 05- Douglas N. Daft, 06-Barry Diller, 07-Donald R. Keough, 08- Susan Bennett King, 09-Maria Elena Lagomasino, 10-Donald F. McHenry, 11-Robert L. Nardelli, 12-Sam Nunn, 13- J.Pedro Reinhard 14- James D. Robinson III, 15- Peter V. Ueberroth, 16-James B. Williams Ratification of the appointment of Ernst & Young LLP as Independent Auditors Management Yes For For Share-owner proposal regarding report related to global HIV/AIDS pandemic Shareholder Yes For For Share-owner proposal regarding stock option glass ceiling report Shareholder Yes For Against Share-owner proposal regarding executive compensation Shareholder Yes For Against Share-owner proposal regarding restricted stock Shareholder Yes For Against Share-owner proposal regarding senior executive participation in company's compensation and deferral investment program Shareholder Yes For Against Share-owner proposal on china business principles Shareholder Yes For Against Share-owner proposal regarding separate positions of Ceo and Chairman Shareholder Yes For Against Gencorp Inc. GY 368682100 3/31/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Robert Anderson, 02-Terry L. Hall, 03-Robert A. Wolfe To ratify the audit committee's selection of Ernst & Young LLP as the independent auditors of the company. Management Yes For For The Bank of New York Company, Inc BK 64057102 4/13/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Mr. Biondi, 02-Mr. Donofrio, 03-Mr. Griffith, 04-Mr. Hassell, 05- Mr. Kogan, 06-Mr. Kowalski, 07-Mr. Luke, 08-Mr. Malone, 09-Mr. Myners 10-Mr. Pozen, 11-Ms Rein, 12-Mr. Renyl, 13-Mr.Richardson, 14-Mr. Roberts, 15 - Mr. Scott Ratification of Auditors Management Yes For For Approval of an amendment to the 2004 Management incentive compensation plan Management Yes Against Against Shareholder proposal with respect to political contributions Shareholder Yes Against Against Shareholder proposal with respect to executive compensation Shareholder Yes Against Against Shareholder proposal with respect to the composition of the risk committee Shareholder Yes Against Against Shareholder proposal with respect to the company's rights plan. Shareholder Yes Against Against Cendant Corporation CD 151313103 4/20/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-R. Hon. Brian Mulroney, 02-Ronald L. Nelson, 03- Robert W. Pittman 04- Myra J. Biblowit, 05- Sheli Z. Rosenberg To approve amendments to the articles of incorporation and by-laws of the company to eliminate classification of the board of directors of the company Management Yes For For To ratify and approve the appointment of Deloitte & Touche LLP as the companys' independent auditors for the year ending December 31, 2004 Management Yes For For Stockholder proposal regarding the separation of the offices of chief executive officer and chairman Shareholder Yes For Against Stockholder proposal regarding chief executive officer compensation Shareholder Yes For Against Merck & Co. MRK 589331107 4/27/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Peter C. Wendell, 02-William G. Bowen, 03-William M. Daley, 04-Thomas E. Shenk, 05-Wendell P. Weeks Ratification of the appointment of the company's independent auditors for 2004 Management Yes For For Proposal to amend the restated certificate of inforporation to declassify the board of directors Management Yes For For Stockholder proposal concerning management compensation Shareholder Yes For Against Stockholder proposal concerning extension of perscription Shareholder Yes Against For Stockholder proposal concerning ethical and social performance of the company Shareholder Yes Against For Stockholder proposal concerning use of shareholder resources for polical purposes Shareholder Yes For Against Stockholder proposal concerning a report related to the global HIV/AIDS pandemic Shareholder Yes Against For GE GE 369604103 4/28/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-James I. Cash, Jr. 02-Dennis D. Dammerman, 03-Ann M. Fudge, 04-Claudio X. Gonzalez, 05-Jeffrey R. Immelt, 06-Andrea Jong, 07-Alan G. Lafley, 08-Kenneth G. Langone, 09-Ralph S. Penske, 10-Rochelle B. Lazarus, 11-Sam Nunn, 12-Roger S. Penske, 13-Robert J. Swieringa
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PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- 14-Douglas A. Warner III, 15-Robert C. Wright. Indpendent Auditor Management Yes For For Revenue Measurement added to Executive Officer Performance Goals Management Yes For For Shareholder proposal - Cumulative Voting Shareholder Yes Against For Shareholder proposal - Animal Testing Shareholder Yes Against For Shareholder proposal - Nuclear Risk Shareholder Yes Against For Shareholder proposal - Report on PCB Cleanup Costs Shareholder Yes Against For Shareholder proposal - Offshore sourcing Shareholder Yes Against For Shareholder proposal - Sustainablility index Shareholder Yes Against For Shareholder proposal - compensation committee independence Shareholder Yes For Against Shareholder proposal - pay disparity Shareholder Yes Against For Shareholder proposal - End stock options and bonuses Shareholder Yes Against For Shareholder proposal - Limit outside directorships Shareholder Yes Against For Shareholder proposal - Independent board chairman Shareholder Yes For Against Shareholder proposal - Explore sale of company Shareholder Yes Against For Shareholder proposal - holding stock from stock options Shareholder Yes Against For Shareholder proposal - Board independence Shareholder Yes Against For Shareholder proposal - political contributions Shareholder Yes For Against Chattem, Inc. CHTT 162456107 4/14/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Bill W. Stacy, 02-Zan Guerry Ratification of Independent Auditors Management Yes For For Union Pacific Corporation UNP 907818108 4/16/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-P.F. Anschutz. 02-R.K. Davidson, 03-T.J. Donohue, 04-A.W. Dunham, 05-S.F. Eccles, 06-I.J. Evans, 07-J.R. Hope, 08-M.W. McConnell, 09-S.R. Rogel, 10-E. Zedillo Adopt the Union Pacific Corporation 2004 Stock Incentive Plan Management Yes For For Ratify appointment f Deloitte & Touche as Independent Auditors Management Yes For For Shareholder proposal regarding senior executive equity plans Shareholder Yes Against For Shareholder proposal regarding political contributions Shareholder Yes Against For Citigroup Inc. C 172967101 4/20/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-C. Michael Armstrong, 02-Alain J.P. Belda, 03-George David 04-Kenneth T. Derr, 05-John M. Deutch, 05-R. Hernandez Ramirez 06-R. Hernandez Ramirez, 07-Ann Dibble Jordan, 08-Dudley C. Mecum, 09-Richard D. Parsons, 10-Andrall E. Pearson, 11-Charles Prince, 12-Robert E. Rubin, 13-Franklin A. Thomas, 14-Sanford I Weill, 15-Robert B. Willumstad Proposal to ratify the selection of KPMG LLP as Citigroups Independent auditors for 2004. Management Yes For For Stockholder proposal requesting a curb on executive compensation, no future stock option grants and no renewals or extensions of option plans Shareholder Yes For Against Stockholder proposal requesting a report on political contributions Shareholder Yes For Against Stockholder proposal requesting a discontinuation of all rights, options, sar's and possible severance payments to the top 5 of management Shareholder Yes For Against Stockholder proposal requesting that the chairman of the board have no management duties, titles or responsibilities. Shareholder Yes For Against Northern Trust Corporation NTRS 665859104 4/20/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Duane L. Burnham, 02-Dolores E. Cross, 03-Susan Crown, 04-Robert S. Hamada, 05-Robert A. Helman, 06-Dipak C. Jain, 07- Arthur L. Kelly 08-Robert C. McCormack, 09-Edward J. Mooney, 10-William A. Osborn 11-John W. Rowe, 12-Harold B. Smith, 13-William D. Smithburg Ratification of the appointment of KPMG LLP as the corporations independent public accountants Management Yes For For Pfizer Inc. PFE 717081103 4/22/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Michael S. Brown, 02-M. Anthony Burns, 03-Robert N. Burt, 04- W. Don Cornwell, 05-William H. Gray III, 06- Constance J. Horner, 07-William R. Howell, 08-Stanley O Ikenberry, 09-George A. Lorch, 10-Henry A. McKinnell, 11-Dana G. Mead, 12-Franklin D. Raines, 13-Ruth J. Simmons 14- William C. Steere, 15-Jean Paul Valles A Proposal to approve the appointment of KPMG LLP as independent auditors for 2004 Management Yes For For A Proposal to approve the Pfizer Inc. 2004 Stock Plan. Management Yes For For Shareholder proposal requesting review of the economic effects of the HIV/AIDS, TB and Malaria Pandemics on the Company's business strategy Shareholder Yes Against For Shareholder proposal relating to poliitical contributions Shareholder Yes For Against Shareholder proposal relating to an annual report on corporate resources devoted to supporting political entities or candidates Shareholder Yes For Against Shareholder proposal seeking to impose term limits on directors Shareholder Yes Against For Shareholder proposal requesting a report on increasing access to Pfizer products Shareholder Yes Against For Shareholder proposal on stock options Shareholder Yes Against For Shareholder proposal on in vitro testing Shareholder Yes Against For Abbott Laboratories ABT 2824100 4/23/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-R.S. Austin, 02-H.L. Fuller, 03-R.A. Gonzalez, 04-J.M. Greenberg 05-J.M. Leiden, 06-D.A.L. Owen, 07-B.Powell Jr., 08-A.B. Rand, 09- W.A Reynolds, 10-R.S. Roberts, 11-W.D. Smithburg, 12-J.R. Walter, 13-M.D. White Ratification of Deloitte & Touche LLP as auditors Management Yes For For Shareholder Proposal - Prescription Drugs Shareholder Yes Against For Shareholder Proposal - Political Contributions Shareholder Yes For Against Shareholder Proposal - Option Grants for Senior Executives Shareholder Yes For Against Shareholder Proposal - Global Infectious Diseases Shareholder Yes Against For Progress Software Corporation PRGS 743312100 4/22/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Joseph W. Alsop, 02-Larry R. Harris, 03-Roger J. Heinen, Jr. 04-Michael L. Mark, 05-Scott A. McGregor, 06-Amran Rasiel To fix the number of directors constituting the full board of directors of the company at six Management Yes For For To approve an amendment to the company's 1991 Employee Stock Purchase Plan as amended, to increase the maximum number of shares that may be issued under such plan from 2,300,000 shares to 3,200,000 shares. Management Yes For For Corning Incorporated GLW 219350105 4/29/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Jermey R. Knowles, 02-Eugene C. Sit, 03-William D. Smithburg 04-Hansel E. Tookes II, 05-Wendell P. Weeks Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Corning's Management Yes For For
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PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- independent auditors for fiscal year ending December 31, 2004 Shareholder proposal relating to severance agreements with senior executives Shareholder Yes For Against Kimberly-Clark Corporation KMB 494368103 4/29/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Patora S.J. Cafferty, 02-Claudio X. Gonzalez, 03-Linda Johnson Rice, 04- Marc J. Shapiro Approval of the amendments to 2001 Equity Participation Plan Management Yes For For Approval of auditors Management Yes For For Stockholder proposal regarding the corporations amended and restated rights agreement Shareholder Yes Against For Gehl Company GEHL 368483103 4/23/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-William D. Gehl, 02-John W. Splude Approval of the Gehl Company 2004 Equity Incentive Plan Management Yes For For A.M. Castle & Co. CAS 148411101 4/22/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Edward F. Culliton, 02-William K. Hall, 03-Robert S. Hamada, 04- Patrick J. Herbert, III 05-John W. McCarter, 06-John McCartney, 07- G. Thomas McKane, 08-John W. Puth, 09-Michael Simpson Approval of the 2004 restricted stock, stock option, and equity comensation plan Management Yes For For Ratification of the appointment of Deloitte & Touche LLP as Independent Management Yes For For Accountants for the year 2004 BP P.L.C. BP 55622104 4/15/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Lord Browne, 02-Dr. BE Grote, 03- Mr. H M P Miles, 04- Sir Robin Nicholson, 05-Mr. R L Olver, 06- Sir Ian Prosser To elect Mr. A Burgmans as a director Management Yes For For To reappoint Ernst & Young LLP as Auditors Management Yes For For To amend the articles of association of the company Management Yes For For To give authority to allot shares up to a specified amount Management Yes Against Against Special resolution: To give authority to allot a limited number of shares for cash without making an offer to shareholders Management Yes Against Against Special resolution: To give limited authority for the purchase of its own shares by the company Management Yes Against Against To authorise the use of treasury shares for employee share schemes Management Yes Against Against To approve the directors' remuneration report Management Yes Against Against To determine the limit for the aggregate remuneration of the non-executive directors Management Yes Against Against To receive the directors' annual report and the accounts Management Yes For For Special shareholder resolution: to instruct the company to prepare a report making certain disclosures on matters of control and risk in protected and sensitive areas Shareholder Yes Against For The Progressive Corporation PGR 743315103 4/16/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Peter B. Lewis, 02-Glenn M. Renwick, 03-Donald B. Shackelford Proposal to approve an amendment to the company's code of regulations to allow the board of directors to authorize the company to issue shares without issuing physical certificates Management Yes For For Proposal to approve the progressive corporation 2004 executive bonus plan Management Yes For For Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the company's independent auditor for 2004 Management Yes For For Mellon Financial Corporation MEL 58551A108 4/20/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Jared L. Cohon, 02- Ira J. Gumberg, 03 Martin G. McGuinn 04- David S. Shapira, 05- John P. Surma, 06- Edward J. Mcaniff Proposal to amend the corporation's long term profit incentive plan Management Yes For For Ratification of appointment of KPMG LLP as independent public accountants Management Yes For For Medco Health Solutions MHS 58405U102 4/21/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-David B. Snow, Jr. 02-Howard W. Barker, Jr. 03-Brian L. Strom, MD, MPH To ratify the appointment of PricewaterhouseCoopers LLP as independent auditors of the company for the fiscal year ending December 25, 2004 Management Yes For For Agco Corporation AG 1084102 4/22/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-W. Wayne Booker, 02- Gerald B. Johanneson, 03-Curtis E. Moll, 04-Robert J. Ratliff Stockholder Proposal regarding environmental sustainability reporting Shareholder Yes For Against John H. Harland Company JH 412693103 4/22/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-John J. McMahon,Jr. 02-Larry L. Prince, 03-Jesse J. Spikes State Street Corporation STT 857477103 4/21/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-K.Burnes, 02-D.Gruber, 03-L.Hill, 04-C. Lamantia, 05-R.Weissman To vote on a stockholder proposal to exempt the board of directors from MA General Laws, Chapter 156B Section 50A(A) Shareholder Yes Against For Russell Corporation RML 782352108 4/21/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-C.V. Nalley III, 02- John R. Thomas, 03-John A. White To approve the agreement and plan of merger, dated January 30, 2004 by and Management Yes For For between the company and Russell Corporation, a Delaware Corporation and a wholly owned subsidiary of the company ("Russell Delaware"), pursuant to which the company will reincorporate in the state of Delaware by merging with and into Russell Delaware, with Russell Delaware surviving the merger. Wyeth WYE 983024100 4/22/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-C.L. Alexander, Jr. 02-F.A. Bennack, Jr., 03-R.L. Carrion, 04-R. Essner 05-J.D. Ferrick, 06-R. Langer, 07-J.P. Mascotte, 08-M.L. Polan 09-I.G. Seidenberg, 10-W.V. Shipley, 11-J.R. Torell III Ratification of Principal independent public accountants Management Yes For For Adoption of the stockholder proposal on access to and affordability of prescription drugs Shareholder Yes Against For Adoption of stockholder proposal on animal testing Shareholder Yes Against For Wausau-Mosinee Paper Corp. WMO 943315101 4/22/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Dennis J. Kuester, 02-Andrew N. Baur Approval of the 2000 Stock Incentive Plan, as amended Management Yes For For Stanley Works SWK 854616109 4/23/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-John G. Breen, 02-Virgis W. Colbert, 03-John F. Lundgren To approve Ernst & Young LLP as Indpendent Auditors For the year 2004 Management Yes For For
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PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- To vote on a shareholder proposal urging that the board of directors take the Shareholder Yes For Against necessary steps to require that all members of the board of directors be elected annually Kellogg Company K 487836108 4/23/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Benjamin S. Carson, Sr., 02-Gordon Gund, 03-Dorothy A. Johnson, 04-A. McLaughlin Korologos Ratification of independent auditor for 2004 Management Yes For For Report on impacts of genetically engineered food Management Yes Against For Commonwealth Industries CMIN 203004106 4/23/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Paul E. Lego, 02-John E. Merow Proposal to ratify the appointment by the audit committee of PriceWaterhouse Coopers LLP as the company's independent auditors for 2004 Management Yes For For Bellsouth Corporation BLS 79860102 4/26/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-James H. Blanchard, 02-Armando M. Codina, 03-Leo F. Mullin Ratify the Independent Auditors Management Yes For For Approve amendment to elect directors annually Management Yes For For Approve the stock and incentive compensation plan Management Yes Against Against Shareholder proposal re: executive compensation Shareholder Yes For Against Shareholder proposal re: ceo compensation Shareholder Yes For Against Shareholder proposal re: disclosure of political contributions Shareholder Yes For Against Crompton Corporation CK 227116100 4/27/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Leo I. Higdon, JR., 02-C.A.(Lance) Piccolo, 03-Bruce F. Wesson Approval of the selection by the board of KPMG LLP as Independent Auditors for 2004 Management Yes For For Brooks Automation BRKS 114340102 4/27/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Robert J. Therrien, 02-Roger D. Emerick, 03-Amin J. Khoury, 04-Joseph R. Martin, 05-Edward C. Grady, 06-A. Clinton Allen, 07-John K. McGillicuddy To amend the company's 2000 combination stock option plan as specified in the Management Yes Against Against proxy statement To amend the company's 1995 employee stock purchase plan as specified in the proxy statement Management Yes Against Against International Business Machines Corp. IBM 459200101 4/24/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-C.Black, 02-K.I. Chenault, 03-C.Ghosn, 04-N.O. Keohane, 05-C.F. Knight, 06- L.A. Noto, 07-S.J. Palmisano, 08-J.B. Slaughter, 09-J.E. Spero, 10-S. Taurel, 11- C.M. Vest, 12-L.H. Zambrano Ratification of Appointement of independent accountants Management Yes For For Ratification of Appointement of independent accountants for the business consulting services Management Yes For For Approval of long-term incentive performance terms for certain executives Management Yes Against Against Stockholder Proposal on: cumulative voting Shareholder Yes Against For Stockholder Proposal on: pension and retirement medical Shareholder Yes Against For Stockholder Proposal on: executive compensation Shareholder Yes For Against Stockholder Proposal on: expensing stock options Shareholder Yes Against For Stockholder Proposal on: disclosure of executive compensation Shareholder Yes For Against Stockholder Proposal on: china business principles Shareholder Yes Against For Stockholder Proposal on: political contributions Shareholder Yes For Against Stockholder Proposal on: review of executive compensation policies Shareholder Yes For Against Wells Fargo & Company WFC 949746101 4/27/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-J.A. Blanchard III, 02-Susan E. Engel, 03-Enrique Hernandez, Jr., 04-Robert L. Joss, 05-Reatha Clark King, 06-Richard M. Kovacevich, 07-Richard D. Mccormick, 08-Cynthia H. Milligan, 09-Phillip J. Quigley, 10-Donald B Rice, 11-Judith M. Runstad, 12-Stpehen W. Sanger, 13-Susan G. Swenson, 14-Michael W. Wright Proposal to approve the company's supplemental 401(k) plan Management Yes For For Proposal to ratify appointment of KPMG LLP as Indpendent auditors for 2004 Management Yes For For Stockholder Proposal regarding expensing stock options Shareholder Yes Against For Stockholder Proposal regarding restricted stock Shareholder Yes Against For Stockholder Proposal regarding executive compensation and predatory lending Shareholder Yes Against For Stockholder Proposal regarding political contributions Shareholder Yes Against For Chittenden Corp. CHZ 170228100 4/21/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Charles W. Smith, 02-Pall D. Spera, 03-Owen W. Wells Johnson & Johnson JNJ 478160104 4/22/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Gerard N. Burrow, 02-Mary s. Coleman, 03-James G. Cullen, 04-Robert J. Darretta, 05-Judah Folkman, 06-Ann D. Jordan, 07-Arnold G. Langbo, 08-Susan L. Lindquist, 09-Leo F. Mullin, 10-Steven S. Reinemund 11-David Satcher, 12-Henry B. Schacht Ratification of appointment of PriceWaterHouseCoopers as Independent Auditors Management Yes For For Proposal on Charitable Donations Management Yes Against For Sypris Solutions, Inc. SYPR 871655106 4/27/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-R. Scott Gill, 02-Roger W. Johnson, 03-Robert Sroka Approval of the 2004 Sypris Equity Plan Management Yes Against Against Vectren Corporation VVC 92240G101 4/28/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-John D. Engelbrecht, 02-William G. Mays, 03-Timothy McGinley 04-Richard P. Rechter Ratify the appointment of Deloitte & Touche, LLP as Independent Auditors for 2004 Management Yes For For Adoption of a shareholder proposal concerning option expensing Shareholder Yes Against For ChevronTexaco Corporation VZ 166764100 4/28/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-S.H. Armacost, 02-R.E. Denham, 03-R.J. Eaton, 04-S.Ginn, 05-C.A. Hills, 06- F.G. Jenifer, 07-J.B. Johnston, 08-S. Nunn, 09-D.J. O'Reilly 10-P.J. Robertston, 11-C.R. Shoemate, 12 - C.Ware Ratification of Indpendent auditors Management Yes For For Show support for the stockholder rights plan policy Management Yes For For Approval of the long-term incentive plan Management Yes Against Against HIV/AIDS, Tuberculosis, and malaria Shareholder Yes For Against Political disclosure Shareholder Yes For Against Director election vote threshold Shareholder Yes For Against Report on Ecuador Shareholder Yes For Against Renewable Energy Shareholder Yes For Against
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PROXY LOG - VOTES FOR AND AGAINST - --------------------------------------------------------------------------------------------------------------------------------- DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- Verizon Communications Inc. VZ 92343V104 4/2/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-J.R. Barker, 02- R.L Carrion, 03-R.W. Lane, 04-S.O. Moose, 05-J. Neubauer, 06-T.H. O'Brien, 07-H.B. Price, 08-I.G. Seidenberg, 09-W.V. Shipley, 10-J.R. Stafford, 11 - R.D. Storey Ratification of Independent auditor Management Yes For For Cumulative Voting Shareholder Yes Against For Board Composition Shareholder Yes Against For Separate Chairman and CEO Shareholder Yes For Against Future Poison Pill Shareholder Yes For Against Supplemental Executive Retirement Plans Shareholder Yes For Against Options or Stock grants based on tracking stock Shareholder Yes For Against Diversity report on option grants to employees Shareholder Yes Against For Report on Political contributions Shareholder Yes For Against Collection of universal service and number portability fees Shareholder Yes Against For AES Corporation AES 00130H105 4/28/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Richard Darman, 02-Alice F. Emerson, 03-Paul T. Hanrahan, 04- Kristina M. Johnson, 05- John A. Koskinen, 06-Philip Lader, 07- John H. Mcarthur, 08-Sandra O. Moose, 09-Philip A. Odeen, 10-Charles O. Rossotti, 11-Sven Sandstrom, 12-Roger W. Sant Ratification of the Independent Auditor Management Yes For For Paxar Corporation PXR 704227107 4/29/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Arthur Hershaft, 02-Joyce F. Brown, 03-David L. Kolb, 04-Thomas R. Loemker, 05-James c.McGroddy, 06-Harvey L. Ganis, 07-Roger M. Widmann Olin Corporation OLN 680665205 4/29/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Michael Coleman, 02-Donald W. Griffin, 03- Randall W. Larrimore 04-Anthony W. Ruggiero, 05-Philip J. Schulz Ratification of appointment of independent auditors Management Yes For For SBC Communications SBC 78387G103 4/30/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-James E. Barnes, 02- James A. Henderson, 03-John B. McCoy, 04- S. Donley Ritchey, 05-Joyce M. Roche, 06-Patricia P. Upton Appointment of the Independent Auditors Management Yes For For Approve an amendment to SBC's bylaws Management Yes For For Stockholder Proposal A Shareholder Yes Against For Stockholder Proposal B Shareholder Yes Against For Lamson & Sessions Co. LMS 513696104 4/30/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-James T. Bartlett, 02-Francis H. Beam, 03- Martin J. Cleary, 04- D. Van Skilling Approve the Lamson & Sessions Co. 1998 Incentive Equity Plan Management Yes Against Against RTI International Metals, Inc. RTI 74973W107 4/30/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Craig R. Andersson, 02-Neil A. Armstrong, 03-Daniel I. Booker 04-Donald P. Fusilli, 05-Ronald L. Gallatin, 06-Charles C. Gedeon, 07-Robert M. Hernandez, 08-Edith E. Holiday, 09-John H. Olde, 10-Timothy G. Rupert Ratification of appointment of Pricewaterhousecoopers LLP as Independent Auditors for 2004 Management Yes For For Approval of the 2004 employee stock plan Management Yes Abstain Motorola, Inc. MOT 620076109 5/3/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-E. Zander, 02-H.L. Fuller, 03-J.Lewent, 04-W.Massey, 05-N.Negroponte 06-I.Nooyi, 07-J.Pepper, 08-S.Scott III, 09-D.Warner, 10-J.White, 11-M Zafirovski Shareholder proposal Re: commonsense executive compensation Shareholder Yes For Against Shareholder proposal Re: performance and time-based restricted shares Shareholder Yes For Against Encore Wire WIRE 292562105 5/4/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Vincent A. Rego, 02-Donald E. Courtney, 03-Daniel L. Jones, 04-Thomas L. Cunningham, 05-William R. Thomas, 06-John H. Wilson, 07-Joseph M Brito, 08-Scott D. Weaver Proposal to ratify the appointment of Ernst & Young LLP as Independent auditors of the company for the fiscal year ending December 31, 2004 Management Yes For For Puget Energy, Inc. PSD 745310102 5/4/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Phyllis J. Campbell, 02-Stephen E. Frank, 03-Dr. Kenneth P. Mortimer 04-Stephen P. Reynolds Strategic Diagnostics Inc. SDIX 862700101 5/4/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Richard J. Defieux, 02-Herbert Lotman, 03-Timothy S. Ramey, 04-Stephen L. Waechter Authorization of amendment to increase number of shares available for award under the 2000 stock incentive plan by 800,000 from 3,200,000 to 4000000 Mangement Yes For For revoted 4/30/04 Infousa Inc. IUSA 456818301 5/4/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Harold W. Anderson, 02-Elliot S. Kaplan Proposal to ratify the appointment of KPMG LLP as the Company's indep. Auditors Management Yes For For Hanger Orthopedic Group, Inc. HGR 41043F208 5/4/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Edmond E. Charrette, MD 02-Thomas p. Cooper, MD 03-Eric Green 04-Thomas F. Kirk, 05-C. Raymond Larkin, 06-Cynthia L. Feldmann 07-Ivan R. Sabel, 08- H.E. Thranhardt, CPO Pepsico Inc. PEP 713448108 5/5/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-J.F. Akers, 02-R.E. Allen, 03-R.L. Hunt, 04-A.C. Martinez, 05-I.K. Nooyi, 06-F.D. Raines, 07-S.S. Reinemund, 08-S.P. Rockefeller, 09- J.J. Schiro, 10-F.A. Thomas, 11-C.M. Trudell, 12-S.D Trujillo, 13-Vasella Approval of auditors Management Yes For For Approval of the 2004 executive incentive compensation plan Management Yes For For Shareholder proposal Shareholder Yes Against For Shareholder proposal Shareholder Yes Against For Raytheon Company RTN 755111507 5/5/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-John M. Deutch, 02-Michael C. Ruettgers, 03-William R. Spivey, 04-William H. Swanson, 05-Linda G. Stuntz Ratification of independent auditors Management Yes For For
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PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- Ethical criteria for military contracts Management Yes Against For Shareholder plan Management Yes For Against Annual election of directors Management Yes For Against Macbride principles Management Yes For Against Expensing Stock options Management Yes For Against Serp benefits Management Yes For Against Executive Compensation system Management Yes For Against EMC Corporation EMC 268648102 5/5/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-John R. Egan 02-Michael C. Ruettgers, 03-David N. Strohm Proposal 2 Management Yes Against Against Proposal 3 Management Yes Against Against Proposal 4 Management Yes For For Proposal 5 Management Yes For Against Imation Corp. IMN 45245A107 5/5/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Glen A. Taylor, 02-Daryl J. White Ratification of appointment of PricewaterhouseCoopers LLP as independent auditors Management Yes For For Delphi Corporation DPH 247126105 5/6/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Oscar Bernardes, 02-Dr.Bernd Gottschalk, 03-John D. Opie Ratify selection of Deloitte & Touche LLP as Independent accountants Management Yes For For Approve the Delphi corporation annual incentive plan Management Yes Against Against Approve the Delphi Corporation long-term incentive plan Management Yes Against Against Stockholder proposal relating to the redemption of Delphi's stockholder rights plan Shareholder Yes For Against Stockholder proposal relating to the annual election of directors Shareholder Yes For Against Stockholder proposal relating to the adoption of code for Delphi's international operations. Shareholder Yes For Against Rouse Company RSE 779273101 5/6/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Jeremiah E. Casey, 02-Roger W. Schipke Consideration of a proposal by Board of Directors to amend the charter of the Rouse company to increase the total number of authorized shares of common stock to the Rouse Company Management Yes For For Enpro Industries, Inc. NPO 29355X107 5/6/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-William R. Holland, 02- Ernest F. Schaub, 03- J.P. Bolduc, 04-Peter C. Browning, 05-Joe T. Ford, 06-James H. Hance, Jr., 07-Gordon D. Harnett Approval of Company's senior executive annual performance plan Management Yes For For Approval of Company's long-term incentive plan Management Yes For For Neose Technologies NTEC 640522108 5/6/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-C. Boyd Clarke, 02-Brian H. Dovey, 03-L. Patrick Gage, 04-William F. Hamilton, 05-Douglas J. Macmaster Jr., 06-Mark H. Rachesky, 07-Stephen A. Roth, 08-Lowell E. Sears, 09-Elizabeth H.S. Wyatt Proposal to ratify the appointment of KPMG LLP as our Independent Accounts for 2004 Management Yes For For Proposal to approve an amendment of our certificate of incorporation to increase the number of shares of common stock authorized for issuance by the company from 30 million shares to 50 million shares Management Yes Against Against Proposal to approve the adoption of our 2004 equity incentive plan Management Yes Against Against Allmerica Financial Corporation AFC 19754100 5/4/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Michael P. Angelini, 02- Edward J. Parry III, 03-Herbert M. Varnum Ratification of the appointment of PricewaterhouseCoopers LLP as the independent public accountants Management Yes For For Approval of short-term incentive compensation plan described in proxy statement Management Yes Against Against Illinois Tool Works, Inc. ITW 452308109 5/7/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-William F. Aldinger, 02-Michael J. Birck, 03-Marvin D. Brailsford, 04-James R. Cantalupo, 05-Susan Crown, 06-Don H. Davis, 07-W. James Ferrell, 08-Robert C. Mccormack, 09-Robert S. Morrison, 10-Harold B. Smith Ratification of the appointment of Deloitte & Touche LLP Management Yes For For Temple-Inland Inc. TIN 879868107 5/7/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Donald M. Carlton, 02-E. Linn Draper, 03-Jeffrey M. Heller, 04-Kenneth M. Jastrow,II 05-James A. Johnson Proposal to ratify the selection of Ernst & Young LLP as Independent auditors of Temple-Inland Inc. for the fiscal year ending Jan. 1, 2005 Management Yes For For Trinity Industries, Inc. TRN 896522109 5/10/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-David W. Biegler, 02-Craig J. Duchossois, 03-Ronald J. Gafford, 04-Barry J. Galt, 05-Clifford J. Grum, 06-Jess T. Hay, 07-Diana S. Natalicio 08-Timothy R. Wallace To approve the company's 2004 stock option and incentive plan Management Yes For For To approve ratification of Ernst & Young as Independent auditors for fiscal year ending December 31,2004 Management Yes For For Cross Country Healthcare, Inc. CCRN 227483104 5/11/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Joseph A. Boshart, 02-Emil Hensel, 03-Larry Cash, 04-C. Taylor Cole Jr., 05-Thomas C. Dircks, 06-Eric T. Fry, 07-M. Fazle Husain, 08-Joseph Swedish, 09-Joseph Trunfio Proposal to approve and ratify the appointment of Ernst & Young LLP as independent auditors for Fiscal Year ending December 31, 2004 Management Yes For For Theragenics Corporation TGX 883375107 5/11/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Orwin L. Carter, 02-Philip A. Incarnati, 03-Christine Jacobs Transpro Inc. TPR 893885103 5/6/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Barry R. Banducci, 02-William J. Abraham, Jr. 03-Philip WM Colburn 04-Charles E. Johnson, 05-Paul R. Lederer, 06-Sharon M. Oster, 07-F.Alan Smith Approval of appointment of PricewaterhouseCoopers LLP as the Company's Independent auditors Management Yes For For 3M Company MMM 88579Y101 5/11/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Edward A. Brennan, 02-Michael L. Eskew, 03-W. James McNerney, Jr. 04-Kevin W. Sharer Ratification of Independent Auditors Management Yes For For Approval of an amendment to the certificate of incorporation to increase the Management Yes For For
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PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- authorized common stock Stockholder proposal relating to Shareholder Yes For Against separation of the roles of CEO and Chairman of the Board Eastman Kodak Company EK 277461109 5/12/2004 Directors Recommend: Management Yes Against Against A vote for the election of the following nominees: 01-William H. Hernandez, 02-Hector De J. Ruiz, 03- Laura D'Andrea Tyson Ratification of Election of Management Yes For For Independent Accountants Re-approval of material terms of the Management Yes Against Against performance goals of the 2000 omnibus long term compensation plan Shareholder proposal requesting adoption Shareholder Yes For Against of a chemicals policy Shareholder proposal requesting limits Shareholder Yes For Against on compensation of certain executives Ceridian Corporation CEN 156779100 5/12/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-William J. Cadogan, 02-Nicholas D. Chabraja, 03-Robert H. Ewald, 04- Ronald T. Lemay, 05-George R. Lewis, 06-Ronald L. Turner, 07- Carold J. Uhrich, 08-Alan F. White Proposal to approve the Ceridian Management Yes For For Corporation 2004 long-term stock incentive plan Proposal to approve the Ceridian Management Yes For For Corporation amended & reinstated employee stock purchase plan Whiting Petroleum Directors Recommend: Management Yes For For Corporation WLL 966387102 5/4/2004 A vote for the election of the following nominees: 01-Thomas L. Aller, 02-J.B. Ladd Ratification of appointment of Deloitte Management Yes For For & Touche LLP as independent auditors Hilb, Rogal, & Hamilton Company HRH 431294107 5/4/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-J.S.M. French, 02-Robert B. Lockhart, 03- Anthony F. Market, 04- Robert S. Ukrop Approval of an amendment to articles of Management Yes For For incorporation Approval of outside directors deferral Management Yes For For plan Approval of employee stock purchase plan Management Yes For For Approval of purchase for adjournment, if Management Yes For For necessary Engelhard Corporation EC 292845104 5/6/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-David L. Burner, 02-James V. Napier Southwestern Energy Company SWN 845467109 5/12/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-L.Epley, 02-J.Hammerschmidt, 03- R. Howard, 04-H. Korell, 05-V. Kuuskraa, 06-K.Mourton, 07-C.Scharlau Proposal to adopt the 2004 stock Management Yes For For incentive plan for the compensation of officers, directors, and key employees of the company and its subsidiaries Progress Energy, Inc. PGN 743263105 5/12/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-C. Coker, 02-R. McGehee, 03-E. Mckee, 04-P. Rummell, 05 J.Wittner Shareholder proposal relating to stock Shareholder Yes Against For options for directors and certain executive officers as set forth in the proxy statement Commerical Federal Directors Recommend: Management Yes For For Corporation CFB 201647104 5/11/2004 A vote for the election of the following nominees: 01-Talton k. Anderson, 02-James P. O'Donnell, 03-Robert J. Hutchinson 04- Jane E. Miller Ratification of the appointment of Management Yes For For Deloitte & touche LLP as the corporation's independent auditors for the year ending December 31, 2004 Tesoro Petroleum Directors Recommend: Management Yes For For Corporation TSO 881609101 5/11/2004 A vote for the election of the following nominees: 01-Robert W. Goldman, 02-Steven H. Grapstein, 03-William J. Johnson, 04-A. Maurice Myers, 05-Donald H. Schmude, 06-Bruce A. Smith 07-Patrick J. Ward Proposal to amend the 1995 non-employee Management Yes For For director stock option plan to extend the expiration date for the grant of awards and to increase the number of shares available for issuance optiosn Proposal to amend the amended and Management Yes For For restated executive long-term incentive plan as more fully described in the proxy statement Ratification of the appointment of Management Yes For For Deloitte & Touche LLP as the company's independent auditors for fiscal year 2004 Nacco Industries, Inc. NC 629579103 5/12/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Owsley Brown II, 02-Dennis W. Labarre, 03-Michael E. Shannon, 04- Robert M. Gates, 05-Richard De J. Osborne, 06-Britton T. Taplin, 07-Leon J. Hendrix, 08-Alfred M. Rankin, 09- David F. Taplin, 10-David H. Hoag, 11- Ian M. Ross, 12-John F. Turben Proposal to confirm the appointment of Management Yes For For Ernst & Young LLP as independent auditors PMA Capital Corporation PMACA 693419202 5/12/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Thomas J. Gallen, 02-Richard Lutenski, 03-John W. Miller, 04-Edward H. Owlett, 05-Newl C. Schneider Approval of PMA Capital Corporation Management Yes For For directors stock compensation plan Ratification of Deloitte & Touche LLP as independent auditors for 2004 Management Yes For For Visteon Corporation VC 92839U107 5/12/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Steven K. Hamp, 02-Michael F. Johnston, 03-Karl J. Kpapek, 04- Robert M. Teeter Ratify the appointment of Management Yes Against Against PricewaterhouseCoopers LLP as the company's independent auditors for fiscal year 2004 Approve the Visteon Corporation 2004 Management Yes Against Against incentive plan, as amended and restated Approve the Visteon Corporation non- Management Yes Against Against employee director stock unit plan Shareholder proposal relating to the Shareholder Yes Against For adoption of a stockholder rights plan Shareholder proposal relating to the Shareholder Yes Against For adoption of a code for the company's international operations Shareholder proposal relating to voting Shareholder Yes Against For leverage WPS Resources Directors Recommend: Management Yes For For Corporation WPS 92931B106 5/13/2004 A vote for the election of the following nominees: 01-Richard A. Bemis, 02-Ellen Carnahan, 03-Robert C. Gallagher Ratify the appointment of Deloitte & Management Yes For For Touche LLP Ford Motor Directors Recommend: Management Yes For For Company F 345370860 5/13/2004 A vote for the election of the following nominees: 01-John R. H. Bond, 02-Stephen G. Butler, 03-Kimberly A. Casiano, 04- Edsel B. Ford II, 05-William Clay Ford, 06-William Clay Ford, 07- Irvine Hockaday, Jr. 08- Marie Josee Kravis, 09-Richard A. Manoogian 10-Ellen R. Marram, 11-Homer A. Neal, 12-Jorma Ollila, 13- Carle E. Reichardt 14-Robert E. Rubin, 15-Nicholas V. Scheele, 16-John L. Thornton Ratification of selection of independent Management Yes For For public accountants Relating to disclosure of officers' Management Yes For Against compensation
PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- Relating to establishing a committee of Management Yes For Against the board of directors to evaluate any conflict of interest Relating to terminating certain forms of Management Yes Against For compensation for named executives Relating to limiting the number of Management Yes For Against employees appointed as directors Relating to the company reporting on Management Yes For Against greenhouse gas emissions EMS Technologies, Directors Recommend: Management Yes For For Inc. ELMG 26873N108 5/10/2004 A vote for the election of the following nominees: 01-Hermann Buerger, 02-Robert P. Crozer, 03-John P. Frazee, Jr., 04- Alfred G. Hansen, 05-John R. Kreick, 06-John B. Mowell, 07-Norman E. Thagard, 08-John L. Woodward, Jr. Proposal to approve amendments to the Management Yes Against Against EMS Technologies, Inc. 1997 Stock incentive plan, all as more fully described in the proxy statement Denbury Resources, Directors Recommend: Management Yes For For Inc. DNR 247916208 5/12/2004 A vote for the election of the following nominees: 01-Ronald G. Greene, 02- David I. Heather, 03-William S. Price, 04-Gareth Roberts, 05-Wieland F. Wettstein, 06- Carrie A. Wheeler Proposal to approve a new omnibus stock Management Yes For For and incentive plan Praecis Pharmaceuticals, Directors Recommend: Management Yes For For Inc. PRCS 739421105 5/13/2004 A vote for the election of the following nominees: 01-Malcolm L. Gefter, PHD, 02-G. Leonard Baker,Jr. 03-Garen G. Bohlin, 4-Henry F. McCance, 05-Leonard E. Post, Ph.d, 06-William R. Ringo 07- David B. Sharrock, 08-Patrick J. Zenner Proposal to approve the company's third Management Yes Against Against amended and restated 1995 stock plan Management Yes For For to increase by 1,500,000 the number of shares of common stock authorized for issuance under the plan and extend the term of the plan through January 5, 2015 Proposal to ratify the appointment of Management Yes For For Ernst & Young LLP as independent auditors for fiscal year 2004 Office Depot, Inc. ODP 676220106 5/14/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Lee A. Ault III, 02-Neil R. Austrian, 03-David W. Bernauer, 04-Abelardo E. Bru, 05-David I. Fuente, 06-Brenda J. Gaines, 07-Myra M. Hart, 08-W. Scott Hedrick, 09-James L. Heskett, 10- Patricia H. McKay, 11-Michael J. Myers, 12-Bruce Nelson Amendment of Company's long-term equity Management Yes For For incentive plan to increase the number of shares authorized for issuance under plan by 15,000,000 shares Ratification of appointment of Deloitte Management Yes For For & Touche LLP as the company's independent public accountants Pactiv Corp. PTV 695257105 5/14/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Larry D. Brady, 02-K.Dane Brooksher, 03-Robert J. Darnall, 04- Mary R. Henderson, 05-Roger B. Porter, 06-Richard L. Wambold, 07- Norman H. Wesley Ratify the selection of Ernst & Young Management Yes For For LLP as independent public accountants Limited Brands, Inc. LTD 532716107 5/17/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Eugene M. Freedman, 02-V. Ann Hailey, 03- David T. Kollat, 04- Leslie H. Wexner To adopt the 2004 restatement of the Management Yes Against Against 1993 stock option and performance incentive plan to increase the number of shares of common stock issuable under the predecessor to the stock plan Charles Schwab Corporation SCH 808513105 5/17/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Donald G. Fisher, 02-Paula A. Sneed, 03-David B. Yoffie Approval of the 2004 Stock incentive Management Yes Against Against plan Kadant, Inc. KAI 48282T104 5/18/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-William A. Rainville Viacom Inc. VIA 925524100 5/19/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-George S. Abrams, 02-David R. Andelman, 03-Joseph A. Califano, 04- William S. Cohen, 05-Philippe P. Dauman, 06-Alan C.Greenberg, 07-Mel Karmazin, 08-Jan Leschly, 09-David t. McLaughlin, 10-Shari Redstone, 11- Sumner M. Redstone, 12-Frederic V. Salerno, 13- William Schwartz, 14-Patty Stonesifer, 15-Robert D. Walter Ratification of the apopintment of Management Yes For For Pricewaterhouse Coopers LLP to serve as independent autidor for Viacom Inc. for fiscal year 2004 Approval of the Viacom 2004 long-term Management Yes For For management incentive plan Approval of the amended and restated Management Yes For For Viacom Inc. 2000 Stock option plan for outside directors Intel Corporation INTC 458140100 5/19/2004 Directors Recommend: A vote for the election of the following Management Yes For For nominees: 01-Craig R. Barrett, 02-Charlene Barshefsky, 03- E. John Browne, 04- Andrew S. Grove, 05-D. James Guzy, 06-Reed E. Hundt, 07-Paul S. Otellini, 08-David S. Pottruck, 09-Jane E. Shaw, 10-John L. Thornton 11-David B. Yoffie Ratification of selection of independent Management Yes For For auditors Approval of the 2004 equity incentive Management Yes For For plan Stockholder proposal requesting the Shareholder Yes Against For expensing of stock options Stockholder proposal requesting the use Shareholder Yes Against For of performance vesting stock Stockholder proposal requesting the use Shareholder Yes Against For of performance based stock options Fidelity Aggressive Growth Fund FDEGX 316200203 5/19/2004 Directors Recommend: Management Yes Withold Against A vote for the election of the following nominees: 01-Michael Cook, 02- Ralph F. Cox, 03- Laura B. Cronin, 04-Robert M. Gates, 05-George H. Heilmeier, 06-Abigail P. Johnson, 07-Edward C. ohnson 3D, 08- Donald J. Kirk, 09-Marie L. Knowles, 10-Ned C. Lautenbach 11-Marvin L. Mann, 12-William O. McCoy, 13-Robert L. Reynolds, 14-William S. Stavropoulos To amend the declaration of trust to Management Yes Against Against allow the board of trustees, if permitted by appliciable law, to authorize fund mergers without shareholder approval AT&T Wireless Services, Inc. AWE 00209A106 5/19/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Nobuharu Ono, 02-Carolyn M. Ticknor, 03-John D. Zeglis Approve and adopt the agreement and plan Management Yes For For of merger, dated as of February 17 2004 by and among AT&T Wireless Services, Inc., Cingular Wireless Corp, Cingular Wireless LLC, and solely with respect to Section 5.3, 6.1(B) and article IX of the agreement and plan of merger, SBC Communications Inc. and Bellsouth Corp. Ratify the appointment of Management Yes For For PricewaterhouseCoopers LLP as our Independent auditors Vote on Shareholder proposal on Shareholder Yes Against For executive compensation program Vote on Shareholder proposal on Shareholder Yes Against For discontinuing certain executive compensation
PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- Vote on Shareholder proposal on vote Shareholder Yes Against For requirement for director elections Technitrol, Inc. TNL 878555101 5/19/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-David H. Hofmann, 02-Edward M. Mazze Westaff, Inc. WSTF 957070105 5/19/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Dwight S. Pedersen Navigant International FLYR 63935R108 5/19/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Edward S. Adams, 02-Vassilios Sirpolaidis Mentor Graphics Corp. MENT 587200106 5/19/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Peter L. Bonfield, 02-Marsha B. Congdon, 03-James R. Fiebiger, 04- Gregory K. Hinckley, 05-Kevin C. McDonough, 06-Patrick B. McManus 07-Walden C. Rhines, 08-Fontane K. Richardson Proposal to amend the company's 1989 Management Yes Against Against employee stock purchase plan Proposal to approve the company's Management Yes For For foreign subsidiary employee stock purchase plan Proposal to amend the company's 1982 Management Yes Against Against stock option plan Proposal to amend article III of the Management Yes Against Against company's 1987 restated articles of incorporation as amended American International Group, Inc. AIG 26874107 5/19/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-M.Audubiffm, 02-P.Chia, 03- M.Cohen, 04-W.Cohen, 05-M. Felstein, 06-E. Futter, 07-M.Greenberg, 08- C.Hills, 09-F. Hoenemeyer, 10-R. Holbrooke, 11-D.Kanak, 12-H.Smith, 13-M. Sullivan, 14-E. Tse, 15-F. Zarb Adopt chief executive officer annual Management Yes For For compensation plan Adopt a director stock plan Management Yes For For Ratification of independent auditors Management Yes For For Shareholder proposal I described in the Shareholder Yes Against For proxy statement Shareholder proposal II described in the Shareholder Yes Against For proxy statement Shareholder proposal III described in Shareholder Yes Against For the proxy statement Hypercom Corporation HYC 44913M105 5/16/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Norman Stout, 02-Daniel D. Diethelm Duraswitch Industries, Inc. DSWT 266905207 5/19/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Michael Van Zeeland Proposal to ratify the appointment of Management Yes For For Deloitte & Touche LLP as the Company's Independent auditor for the fiscal year ending December 31, 2004 Abercrombie & Fitch Co ANF 002896207 5/20/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-John A. Golden, 02-Seth R. Johnson, 03-Edward F. Limato Beverly Enterprises, Directors Recommend: Management Yes For For Inc. BEV 87851309 5/20/2004 A vote for the election of the following nominees: 01-William R. Floyd, 02-John D. Fowler, 03-John P. Howe, III MD, 04-James W. McClane, 05-Ivan R. Sabel, 06-Donald L. Seeley, 07-Marilyn R. Seymann, PHd Appointment of Ernst & Young LLP as Management Yes For For Independent auditors for 2004 Amend the 1997 Long-Term Incentive Plan Management Yes Against Against and approve the performance goals under that plan Amend and restate the non-employee Management Yes Against Against directors' stock option plan Xerox Corporation XRX 984121103 5/20/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Glenn A. Britt, 02-Richard J. Harrington, 03-William Curt Hunter, 04-Vernon E. Jordon, 05-Hilmar Kopper, 06-Ralph S. Larsen, 07-Anne M. Mulcahy, 08-N.J. Nicholas, 09-John E. Pepper, 10-Ann N. Reese, 11- Stephen Robert Ratification of auditors Management Yes For For Adopt the 2004 performance incentive Management Yes For For plan Adopt the 2004 equity compensation plan Management Yes For For for non-employee directors. The Gillette Company G 375766102 5/20/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Edward F. Degrann, 02-Wilbur H. Gantz, 03-James M. Kilts, 04-Jorge Paulo Lemann Ratification of the appointment of Management Yes For For auditor Approval of the 2004 long-term incentive Management Yes Against Against plan Shareholder proposal to declassify the Shareholder Yes For Against board of directors Shareholder proposal to limit services Shareholder Yes For Against provided by the auditor Shareholder proposal to expense stock Shareholder Yes For Against options Constellation Energy Directors Recommend: Management Yes For For Group CEG 210371100 5/21/2004 A vote for the election of the following nominees: 01-James T. Brady, 02-James R. Curtiss, 03-Edward J. Kelly III, 04- Robert J. Lawless Ratification of PricewaterhouseCoopers Management Yes For For LLP as independent auditors for 2004 Teletech Holdings, Inc. TTEC 879939106 5/20/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Kenneth D. Tuchman, 02-James E.Barlett, 03-George H. Heilmeier 04- W.A. Linnenbringer, 05-Ruth C. Lipper, 06-Mark C. Thompson, 07-Shirley Young Amendment to Teletch Holdings, Inc. Management Yes Against Against Employee Stock purchase plan Ratification of the appointment of Ernst Management Yes For For & Young LLP as the Company's Independent auditor Shareholder Proposal Shareholder Yes Against For GSI Lumonics Inc. GSLI 36229U102 5/20/2004 Directors Recommend: A vote for the election of the following Management Yes For For nominees: 01-Richard B. Black, 02-Paul F. Ferrari, 03-P.A. Griffiths,PHD, 04-Byron O. Pond, 05-Benjamin J. Virgilio, 06-Charles D. Winston The resolution if proposed at meetings, Management Yes For For permitting two or more director nominees to be elected by a single resolution and vote as opposed to electing each director nominee by way of separate resolution and vote Ratification of selection of Ernst & Management Yes For For Young LLP as auditors Approval of the second restatement of Management Yes For For the company's 1995 stock option plan to allow for the grant of incentive stock options, non-qualified stock options, restricted common shares and stock appreciation rights and an increase of 2,000,000 in the number of common shares for which awards may be granted under the restated plan from 4,906,000 to 6,906,000 Swift Transporation Co. SWFT 870756103 5/20/2004 Directors Recommend: Management Yes For For A vote for the election of the following nominees: 01-Jerry Moyes, 02-Alphonse E. Frei, 03-Jock Patton, 04-Karl Eller, 05- Paul M. Mecray III
PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- ----- ---- Approval of the amendment to 1994 employee stock purchase plan Management Yes Abstain Against Adoption of 2004 executive management incentive plan Management Yes Abstain Against Stockholder proposal- Director nominee diversity Shareholder Yes Abstain Against Stockholder proposal- Stockholder ratification of independent accountants Shareholder Yes Abstain Against United Rentals, Inc. URI 911363109 5/20/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Howard L. Clark, JR. 02-Bradley S. Jacobs, 03-John N. Milne Approval of annual incentive compensation plan Management Yes For For Approval of long-term incentive plan Management Yes For For Ratification of appointment of independent auditors Management Yes For For Stockholder proposal concerning board indpendence Shareholder Yes Against For Stockholder proposal concerning future severance agreements Shareholder Yes Against For Safeway Inc. SWY 786514208 5/20/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes Witholde Against 01-Steven A. Burd, 02-Robert I. MacDonnell, 03-William Y. Tauscher Appointment of Deloitte & Touche, LLP as Independent auditors for fiscal year '04 Management Yes For For Approval of and amendment to the restated certificate of incorporation to eliminate the classification of the board of directors Management Yes Against Against Approval of the stock option exchange program for employees Management Yes Against Against Stockholder proposal regarding independent director as chairman of the board Shareholder Yes For Against Stockholder proposal regarding cumulative voting Shareholder Yes For Against Stockholder proposal regarding report on impact as genetically engineered food Shareholder Yes For Against Stockholder proposal regarding sustainablility report Shareholder Yes For Against Stockholder proposal regarding political contribution and participation report Shareholder Yes For Against Stockholder proposal regarding expensing stock options Shareholder Yes For Against Idacorp, Inc. IDA 451107106 5/20/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Rotchford, L. Barker, 02-Jon H. Miller, 03-Robert A. Tinstman To ratify the selection of Deloitte & touche LLP as independent auditor for the fiscal year ending December 31, 2004 Management Yes For For To act upon a shareholder propoal requesting Idacorp to publish annually in the proxy statement an explanation of board procedures governing donations to and a list of board approved private foundations Shareholder Yes Against For Graphic Packaging Corporation GPK 388688103 5/18/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Jeffrey H. Coors, 02-Kevin J. Conway, 03-Robert W. Tieken Approval of the Graphic Packaging Corp. 2004 Stock and Incentive compensation plan Management Yes Against Against York International YRK 986670107 5/20/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-W.Michael Clevy, 02-Roderick Heller, III, 03-Robert F.B. Logan 04-Gerald C. McDonough, 05-David Myers, 06-Paul J. Powers, 07-Donald M. Roberts, 08-James A. Urry Act on an amendment to the company's employee stock purchase plan Management Yes Against Against Act on an amendment to the company's incentive compensation plan Management Yes Against Against Act on an amendment to the company's omnibus stock plan Management Yes Against Against Ratify the appointment of KPMG LLP as the Company's independent auditors Management Yes Against Against PolyOne Corporation POL 73179P106 5/20/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Carol A. Cartwright, 02-Gale Duff Bloom, 03-J.Douglas Campbell 04-Wayne R. Embry, 05-Robert A. Garda, 06-Gordon D. Harnett, 07-David H. Hoag, 08-William F. Patient, 09-Thomas A. Walterminre, 10-Farah M. Walters Proposal to approve the Polyone Corporation deferred compensation plan for non-employee directors Management Yes For For Harvest Natural Resources HNR 41754V103 5/20/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Stephen D. Chesebro, 02-John U. Clarke, 03-Byron A. Dunn, 04-H.H. Hardee, 05-Peter J. Hill, 06-Patrick M. Murray To ratify the appointment of PricewaterhouseCoopers LLP as the independent Accountants for the year ended December 31, 2004 Management Yes For For To approve the Harvest Natural Resources 2004 long term incentive plan Management Yes For For Quanta Services, Inc. QNTA 74762E102 5/20/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-James R. Ball, 02-John R. Colson, 03-Bernard Fried, 04-Jarrell Gibbs, 05-Louis C. Golm, 06-Ben A. Guill, 07-Thomas J. Sikorski, 08-Gary A. Tucci, 09-John R. Wilson Willbros Group, Inc. WG 969199108 5/20/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Rodney B. Mitchell, 02-S. Miller Williams Approval of amendment number 4 to Willbros Group, Inc. 1996 stock plan, which increases the total number of shares of the common stock of the company authorized for issuance thereunder from 3,125,000 to 4,075,000 shares Management Yes For For Ratification of KPMG LLP as independent auditors for the company for 2004 Management Yes For For Prospect Street High Income Port PHY 743586406 5/21/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Mr. R.J. Dougherty Rewards Network, Inc. IRN 761557107 5/25/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Samuel Zell, 02- George S. Wiedemann, 03-Adam M. Aron, 04-Peter C.B. Bynoe, 05-Herbert M. Gardner, 06-Raymond A. Gross, 07-F.Philip Handy, 08-Harold I. Shain, 09-John A. Ward III, 10-Lester Wunderman To approve the Company's 2004 Long-Term incentive plan Management Yes Against Against U.S. Physical Therapy Inc. USPH 90337L108 5/25/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Roy W. Spradlin, 02-Mark J. Brookner, 03-Daniel C. Arnold, 04-Bruce D. Broussard, 05-James B. Hoover, 06-Marlin W. Johnston, 07-Albert L. Rosen, 08-Jerald L. Pullins To approve the company's 2003 stock incentive plan which reserves for issuance 900,000 shares of the company common stock to be granted to employees consultants and non-employee directors of the company Management Yes For For Celsion Corporation CLN 15117N107 5/25/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Dr. Augustine Y. Cheung, 02-Dr. Max E. Link, 03-Dr. Kris Venkat To approve an amendment to the certificate of incorporation of the company, as amended to increase the number of authorized shares of common stock by 50,000,000 from 200,000,000 to 250,000,000 Management Yes Against Against To approve the Celsion Corp. 2004 stock incentive plan Management Yes Against Against To ratify the appointment of Stegman & Company as independent public accountants of the company for the fiscal year ending Dec. 31, 2004 Management Yes For For
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PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- -------- ---- Superior Energy Services SPN 868157108 5/25/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Terence E. Hall, 02-Joseph R. Edwards, 03-Justin L. Sullivan, 04 Ben A. Guill, 05-Richard A. Bachmann, 06-Richard A. Pattarozzi, 07-Enoch L. Dawkins 2004 Directors restricted stock units plan Management Yes For For Appointment of KPMG LLP as independent auditors for the fiscal year ending December 31, 2004 Management Yes For For Prime Medical Services, Inc. PMSI 4156D108 5/26/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-R. Steven Hicks, 02-Brad A. Hummel, 03-Carl S. Luikart, M.D., 04-Michael R. Nicolais, 05-William A. Searles, 06-Kenneth S. Shifrin, 07-Michael J. Spalding,MD. 08-Perry M. Waughtal Exxon Mobil Corporation XOM 30231G102 5/26/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-M.J. Boskin, 02-R. Houghton, 03-W.R. Howell, 04-R.C. King, 05-P.E. Lippincott, 06-H.J. Longwell, 07-H.A. McKinnell,Jr., 08-M.C. Nelson, 09-L.R. Raymond, 10-W.V. Shipley, 11-R.W. Tillerson Ratification of independent auditors Management Yes For For Approval of 2004 non-employee director restricted stock plan Management Yes For For Political contributions Management Yes Against For Political contributions report Management Yes Against For Media response on equatorial Guinea Management Yes Against For Board Chairman and Ceo Management Yes Against For Executive compensation plan Management Yes Against For Equity compensation report Management Yes Against For Amendment of EEO Policy Management Yes Against For Climate Science Report Management Yes Against For Steven Madden, Ltd. SHOO 556269108 5/21/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Jamieson A. Karson, 02-Jeffrey Birnbaum, 03-Marc Cooper, 04-John L. Madden, 05-Peter Migliorini, 06-Thomas H. Schwartz, 07-Awadhesh Sinha Amendment of the 1999 Stock plan Management Yes Against Against Ratification of the appointment of Eisner LLP as the Company's independent auditors for the fiscal year ending December 31, 2004 Management Yes For For The Southern Company SO 842587107 5/26/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-D.P. Amos, 02-D.J.Bern, 03-F.S. Blake, 04-T.F. Chapman, 05-H.A. Franklin, 06-B.S.Gordon, 07-D.M. James, 08-Z.T. Pate, 09-J.N. Purcell, 10-D.M. Ratcliffe, 11-G.J.St.Pe Ratification of the appointment of Deloitte & Touche as independent auditors for '04 Management Yes For For Approval of outside directors stock plan Management Yes For For Oneida Ltd. ONFC 682505102 5/26/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes Withhold Against 01-W. Allyn, 02-A. Conseur, 03-G.Harden, 04-C.Suttmeier To ratify the appointment of PricewaterhouseCoopers LLP as independent auditors Management Yes For For Chiquita Brands International CQB 170032809 5/25/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Fernando Aquirre, 02-Morten Arntzen, 03-Jeffrey D. Benjamin, 04-Robert W. Fisher, 05-Roderick M. Hills, 06-Durk I. Jager, 07-Jaime Serra 08-Steven P. Stanbrook Epix Medical, Inc. EPIX 26881Q101 5/26/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Stanley T. Crooke MD PHD Proposal to amend the Company's amended and restated 1992 equity incentive plan to increase the aggregate number of shares of the company's common stock as to which awards may be granted under such plan by 500,000 shares Management Yes For For Proposal to amend the Company's certificate of incorporation to change the name of the company from Epix Medical, Inc. to Epix Pharmaceuticals, Inc. Management Yes For For Proposal to ratify the appointment of Ernst & Young LLP as the Company's Independent public accountants for the fiscal year ending December 31 2004 Management Yes For For Bank of America Corporation BAC 60505104 5/26/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-William Barnet, III, 02-Charles W. Coker, 03-John T. Collins, 04-Gary L. Countryman, 05-Paul Fulton, 06-Charles K. Gifford, 07-Donald E. Guinn, 08-James H. Hance, 09-Kenneth D. Lewis, 10-Walter E. Massey, 11-Thomas J. May, 12-C. Steven McMillan, 13-Eugene M. McQuade, 14-Patricia E. Mitchell, 15-Edward L. Romero, 16-Thomas M. Ryan, 17-O. Temple Sloan, 18-Meredith R. Spangler, 19-Jackie M. Ward Ratification of independent public accountants Management Yes For For Stockholder proposal - annual meeting date Shareholder Yes Against For Stockholder proposal - nomination of directors Shareholder Yes Against For Stockholder proposal - charitable contributions Shareholder Yes Against For Stockholder proposal - Mutual fund trading policies Shareholder Yes Against For Stockholder proposal - Privacy and information security Shareholder Yes Against For Iron Mountain Inc. IRM 462846106 5/24/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Clarke H. Bailey, 02-Constantin R. Boden, 03-Kent P. Dauten, 04- B. Thomas Golisano, 05-John F. Kenny, 06-Arthur D. Little, 07-C.Richard Reese, 08-Vincent J. Ryan Approve the adoption of the amendment to the company's amended and restated articles of incorporation Management Yes For For Approve the adoption of the amendment to the Iron Mountain Inc. 2002 stock incentive plan Management Yes For For I-Many Inc. IMNY 44973Q103 5/27/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-William F. Doyle, 02-Murray B. Low, 03-A. Leigh Powell, 04-Karl. E. Newkirk To ratify the selection of BDO Seidman, LLP as the company's independent auditors for the current fiscal year Management Yes For For To approve the Shareholder proposal related to executive compensation described in the accompanying proxy statement Shareholder Yes For Against Physiometrix, Inc. PHYX 718928104 5/27/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-James A. Saalfield Proposal to ratify the selection of Ernst & Young LLP as independent auditors of the company for the year ending December 31, 2004 Management Yes For For First Community Bancorp FCBP 31983B101 5/26/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For
PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- -------- ---- 01-Stephen M. Dunn, 02-Susan E. Lester, 03-Robert A. Stine, 04-John M Eggemeyer, 05-Timothy B. Matz, 06-Matthew P. Wagner, 07-Barry C. Fitzpatrick, 08-Arnold W. Messer, 09-David S. Williams, 10-Charles H. Green, 11-Daniel B. Platt To approve the amendment and restatement of the 2003 stock incentive plan Management Yes For For To transact any other business as may properly come before meeting and at any postponements and adjournments thereof Management Yes For For Foot Locker, Inc. FL 344849104 5/26/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-James E. Preston, 02-Matthew D. Serra, 03-Christopher A. Sinclair, 04-Dona D. Young Ratification of appointment of independent accountants Management Yes For For Global Power Equipment Group Inc. GEG 37941P108 5/26/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Larry Edwards, 02-Stephen Eisenstein The approval of the adoption of the company's 2004 stock incentive plan Management Yes Against Against Ratification of PricewaterhouseCoopers LLP as independent auditor for the company for fiscal 2004 Management Yes For For The Wet Seal, Inc. WTSLA 961840105 5/27/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes Withold Against 01-George H. Benter, 02-Barry J. Entous, 03-Stephen Gross, 04-Walter F. Loeb, 05-Wilfred Posluns, 06-Alan Siegel, 07-Irving Teitelbaun 4Kids Entertainment, Inc. KDE 350865101 5/27/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Richard Block, 02-Jay Emmett, 03-Joseph P. Garrity, 04-Michael Goldstein, 05-Steven M. Grossman, 06-Alfred R. Kahn Proposal to approve the 4Kids 2004 stock option plan Management Yes For For Proposal to approve the ratification of the appointment of Deloitte & Touche LLP as 4Kids Independent auditors for the fiscal year ending December 31, 2004 Management Yes For For Duquesne Light Holdings, Inc. DQE 266233105 5/27/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Doreen E. Boyce, 02- Charles C. Cohen, 03-Morgan K. O'Brien Approval of amendments to the 2002 long-term incentive plan Management Yes For For Ratification of auditors - Deloitte & Touche LLP Management Yes For For Avigen, Inc. AVGN 53690103 5/26/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-K.G. Chahine, Phd, Jd, 02-Daniel Vapnek, PHD To approve Avigen's 1996 non-employee directors' stock option plan, as amended to increase the aggregate number of shares of common stock authorized for issuance under the plan by 250,000 shares from 300,000 to 550,000 shares. Management Yes For For To ratify the selection by the audit committee of the board of directors of Ernst & Young LLP as Avigen's independent auditors for its fiscal year ending December 31, 2004 Management Yes For For First Consulting Group FCGI 31986R103 6/1/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Michael P. Downey, 02-Robert G. Funari, 03-Fatima Reep To ratify the selection of Grant Thornton LLP as our independent auditors for the fiscal year ending December 31, 2004 Management Yes For For General Motors Corporation GM 370442105 6/2/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-P.N. Barnevik, 02-J.H.Bryan, 03-A.M. Codina, 04-G.M.C. Fisher, 05- K.Katen, 06-Kresa, 07-Lafley, 08-P.A. Laskawy, 09-E.S. O'Neal, 10-E. Pfeiffer, 11-G.R. Wagoner, Jr. Ratify selection of idependent accountants Management Yes For For Eliminate awarding, repricing, or renewing stock options Shareholder Yes Against For Eliminate options, sars and severance payments Shareholder Yes Against For Require an independent chairman separate from the chief executive officer Shareholder Yes Against For Appoint independent directors to key board committees Shareholder Yes Against For Report on greenhouse gas emissions Shareholder Yes Against For Approve "golden parachutes" Shareholder Yes Against For Require senior executives and directors to retain stock obstained by exercising options Shareholder Yes Against For Lightbridge, Inc. LTBG 532226107 6/2/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Rachelle B. Chong, 02- Andrew G. Mills, 03-David G. Turner Approval of 200,000 share increase in the number of shares that may be issued under the company's 1996 employee stock purchase plan, as amended (the "1996 ESPP") Management Yes Against Against Approval of the 2004 stock incentive plan (the "2004 Plan") Management Yes Against Against E.Piphany, Inc. EPNY 26881V100 6/2/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Mohan Gyani, 02-Douglas J. Mackenzie, 03-Karen A. Richardson To ratify the appointment of Ernst & Young LLP as our independent auditor for the year ending December 31, 2004 Management Yes For For Durect Corporation DRRX 266605104 6/3/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Felix Theeuwes, 02-Albert L. Zesiger The appointment of Ernst & Young LLP as Independent auditors Management Yes For For Pegasystems, Inc. PEGA 705573103 6/3/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Henry Ancona, 02-Alexander V. D'Arbeloff, 03-William H. Keough, 04-Edward A. Maybury To approve an amendment to our restated articles of organization to increase the number of authorized shares of common stock from 45,000,000 to 70,000,000 Management Yes Against Against To approve the Pegasystems Inc. 2004 long-term incentive plan Management Yes For For To ratify the selection of Deloitte & Touche LLP as independent auditors of Pegasystems Inc. for the fiscal year ending December 31, 2004 Management Yes For For Chesapeake Energy Corp. CHK 165167107 6/4/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Frank A. Keating, 02-Tom L. Ward, 03-Frederick B. Whittemore To approve an amendment to our certificate of incorporation to increase the number of authorized shares of common stock Management Yes For For To approve an amendment to our certificate of incorporation of increase the number of authorized shares of preferred stock Management Yes For For Wal-Mart Stores WMT 931142103 6/4/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-James W. Breyer, 02-M.Michele Burns, 03-Thomas M. Coughlin, 04-David D. Glass, 05-Roland A. Hernandez, 06-Dawn G. Lepore, 07-John D.Opie, 08-Paul Reason, 09-H.Lee Scott, 10-Jack C. Shewmaker, 11-Jose H.Villarreal, 12-John T. Walton, 13-S.Robson Walton, 14-Christopher J.
PROXY LOG - VOTES FOR AND AGAINST - ------------------------------------------------------------------------------------------------------------------------------------ DID FOR/ MATTER PROPOSED FUND HOW AGAINST SECURITY TICKER CUSIP MTG DATE VOTED ON BY VOTE VOTED MGMT - -------- ------ ----- -------- -------- -- ---- -------- ---- Williams Approval of the ASDA Colleague Share ownership plan 1999 Management Yes Against Against Approval of the ASDA Sharesave Plan 2000 Management Yes Against Against Approval of the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase plan Management Yes Against Against Ratification of the appointment of independent accountants Management Yes Against Against A shareholder proposal regarding an independent chairman Shareholder Yes Against Against A shareholder proposal regarding a "sustainability" report Shareholder Yes Against Against A shareholder proposal regarding equity compensation Shareholder Yes Against Against A shareholder proposal regarding genetically engineered food products Shareholder Yes Against Against A shareholder proposal regarding an equal employment opportunity report Shareholder Yes Against Against A shareholder proposal regarding shareholder approval of participation on the officer deferred compensation plan Shareholder Yes Against Against Segue Software, Inc. SEGU 815807102 6/7/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Joseph K. Krivickas, 02-John R. Levine, 03-Howard L. Morgan, 04-Robert W. Powers, 05-Jyoti Prakash, 06-James H. Simons To approve an amendment to the stock purchase plan Management Yes For For To ratify the appointment of Grant Thornton LLP as the company's Independent public accountants for the fiscal year ending December 31,2004 Management Yes For For Newpark Resources, Inc. NR 651718504 6/9/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Jerry W. Box, 02-W. Thomas Ballantine, 03-James D. Cole, 04-David P. Hunt, 05-Alan J. Kaufman, 06-James H. Stone, 07-Roger C. Stull, 08-F. Walker Tucei, Jr. Proposal to adopt the 2004 non-employee directors stock option plan Management Yes For For Proposal to ratify the selection of auditors Management Yes For For Isolagen, Inc. ILE 46488N103 6/10/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Steven Morrell, 02-Marshall G. Webb To ratify the appointment of BDO Seidman LLP as the company's auditors for the year ending December 31, 2004 Management Yes For For Vivus, Inc. VVUS 928551100 6/14/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Virgil A. Place, 02-Leland F. Wilson, 03-Mark B. Logan, 04-Mario M. Rosati, 05-LM Dairiki Shortlife, 06-Graham Strachan Proposal to ratify the appointment of KPMG LLP as the independent auditors of VIVUS Inc. for fiscal 2004 Management Yes For For To transact such other business in their discretion, as may properly come before the meeting or any adjourments thereof Management Yes Abstain Against Vicor Corporation VICR 925815102 6/17/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-M.Michael Ansour, 02-Estia J. Eichten, 03-Barry Kelleher, 04-Jay M. Prager, 05-David T. Riddiford, 06-Patrizio Vinciarelli, 07-Samuel Anderson Neopharm, Inc. NEOL 640919106 6/17/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-John N. Kapoor, 02-James M. Hussey, 03-Matthew P. Rogan, 04-Kaveh T. Safavi, 05-Sander A. Flaum, 06-Erick E. Hanson Proposal to approve the ratification of KPMG LLP as the company's independent public accountants Management Yes For For Hollis-Eden Pharmaceuticals HEPH 435902101 6/18/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-J. Paul Bagley, 02-Marc R. Sarni, 03-Jerome M. Hauer To approve the Company's 1997 incentive stock option plan, as amended Management Yes Against Against To ratify the selection of BDO Seidman LLP as independent auditors of the company for its fiscal year ending December 31,2004 Management Yes For For MS Emerging Markets MSF 61744G107 6/22/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes Withhold Against 01-Wayne E. Hedien, 02-Dr. Manuel H. Johnson, 03-James F. Higgins The Thai Fund TTF 882904105 6/22/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Wayne E. Hedien, 02-Dr. Manuel H. Johnson, 03-James F. Higgins Maxygen, Inc. MAXY 577776107 6/22/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-M.R.C. Greenwood, 02-Russell J. Howard, 03-Ernest Mario, 04-Gordon Ringold, 05-Isaac Stein, 06-James R. Sulat To ratify the selection of Ernst & Young LLP as the independent auditors of the company for the fiscal year ending December 31, 2004 Management Yes For For Ariad Pharmaceuticals, Inc. ARIA 04033A100 6/23/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Mary C. Tanner, 02-Athanase Lvidas, Ph.D To approve an amendment to our 2001 stock plan to increase the number of shares of our common stock reserved under the plan from 2,030,000 to 5,930,000, an increase of 3,000,000 shares. Management Yes Against Against To approve an amendment to our certifcate of incorporation to increase the number of authorized shares of our common stock from 60,000,000 to 145,000,000 an increase of 85,000,000 shares Management Yes Against Against To ratify the selection of Deloitte & Touche LLP as the company's independent public accountants for the year ending December 31,2004 Management Yes For For Intercept, Inc. ICPT 45845L107 6/24/2004 Proposal to elect Kevin J. Lynch and Marc Weisman as Class III Directors to serve until the 2007 Annual Meeting of Shareholders Jana Partners Yes For For Proposal to give holders of a majority of shares power to remove directors with or without cause. Jana Partners Yes For For Proposal to let shareholders fill vacancies on the board of Directors Jana Partners Yes For For Proposal to lower the requirement to call special meetings to 10% of shares Jana Partners Yes For For Sunterra Corporation SNRR 86787D208 6/15/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-Nicholas J. Benson, 02-Olof S. Nelson, 03-James A Weissenborn, 04- David Gubbay, 05-James H. Dickerson, 06-Charles F. Willes Ratification of the appointment of Grant Thornton LLP to serve as the independent public accountants of Sunterra Corporation for the fistcal year ending December 31, 2004 Management Yes For For Amendment of the company's charter to increase the number of authorized shares of common stock from 30,000,000 to 75,000,000 Management Yes Against Against Amendment of the Sunterra Corporation 2002 stock option plan to increase the number of shares reserved for issuance under the plan from 2,012,821 to 3,000,000 Management Yes Against Against Air Methods Corporation AIRM 009128307 6/17/2004 Directors Recommend: A vote for the election of the following nominees: Management Yes For For 01-George W. Belsey, 02-Maj Gen C H McNair Jr. 03-David Kikumoto Approval of 2004 Stock Option Plan Management Yes For For
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ICM SERIES TRUST By: /s/ Warren J. Isabelle ___________________________ Warren J. Isabelle, President Date: August 24, 2004 __________________________ -----END PRIVACY-ENHANCED MESSAGE-----