-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OnJeaVplJMvpDFaRomxF/wVO9oPa52nee2IacGlodxqdhZMWse/C2Ggvtv7oiggX +E4WF5SlXdFLah0Vh03Z2g== 0001193125-08-174717.txt : 20080812 0001193125-08-174717.hdr.sgml : 20080812 20080812153414 ACCESSION NUMBER: 0001193125-08-174717 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080812 DATE AS OF CHANGE: 20080812 EFFECTIVENESS DATE: 20080812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRONWOOD SERIES TRUST CENTRAL INDEX KEY: 0001049629 IRS NUMBER: 043386084 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08507 FILM NUMBER: 081009624 BUSINESS ADDRESS: STREET 1: 2 PORTLAND SQUARE CITY: PORTLAND STATE: ME ZIP: 04101-4049 BUSINESS PHONE: (800) 472-6114 MAIL ADDRESS: STREET 1: C/O CITIGROUP GLOBAL TRANSACTION SVCS STREET 2: 2 PORTLAND SQUARE CITY: PORTLAND STATE: ME ZIP: 04101-4049 FORMER COMPANY: FORMER CONFORMED NAME: ICM SERIES TRUST DATE OF NAME CHANGE: 19971112 0001049629 S000004537 Ironwood Isabelle Small Company Stock Fund C000012438 Institutional Shares IZZIX C000012439 Investment Shares IZZYX N-PX 1 dnpx.htm IRONWOOD SERIES TRUST Ironwood Series Trust

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORED OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file numbers 333-40819 and 811-08507

IRONWOOD SERIES TRUST

Three Canal Plaza, Suite 600

Portland, Maine 04101

207-347-2000

Megan Hadley Koehler

Atlantic Fund Administration, LLC

Three Canal Plaza, Suite 600

Portland, Maine 04101

Date of fiscal year end: December 31, 2008

Date of reporting period: July 1, 2007—June 30, 2008


Investment Company Report

 

DANKA BUSINESS SYSTEMS PLC

Security

   236277109    Meeting Type    Annual

Ticker Symbol

   DANKY    Meeting Date    05-Sep-2007

ISIN

   US2362771097    Agenda    932758379 – Management
Item    Proposal    Type    Vote    For/Against
Management

01

   TO RE-ELECT ERIK VONK AS A DIRECTOR    Management    For    For

02

   TO RE-ELECT J. ERNEST RIDDLE AS A DIRECTOR    Management    For    For

03

   TO RE-APPOINT THE AUDITORS AND AUTHORISE THE    Management    For    For
   BOARD OF DIRECTORS, OR A DULY APPOINTED         
   COMMITTEE THEREOF, TO FIX THEIR REMUNERATION         

04

   TO APPROVE THE DIRECTORS' REMUNERATION REPORT    Management    For    For
   FOR THE YEAR ENDED 31ST MARCH, 2007         

THE ALLIED DEFENSE GROUP, INC.

 

        

Security

   019118108    Meeting Type    Special   

Ticker Symbol

   ADG    Meeting Date    01-Oct-2007   

ISIN

   US0191181082    Agenda    932767518 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01

   APPROVAL OF THE ISSUANCE OF MORE THAN 20% OF THE OUTSTANDING SHARES OF COMMON STOCK.    Management    For    For

AQUILA, INC.

        

Security

   03840P102    Meeting Type    Special   

Ticker Symbol

   ILA    Meeting Date    09-Oct-2007   

ISIN

   US03840P1021    Agenda    932770022 – Management
Item    Proposal    Type    Vote    For/Against
Management

01

   ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 6, 2007, AMONG AQUILA, INC., GREAT PLAINS ENERGY INCORPORATED, GREGORY ACQUISITION CORP., AND BLACK HILLS CORPORATION.    Management    Against    Against

02

   ADJOURNMENT AND POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER.    Management    Against    Against

MAGNETEK, INC.

        

Security

   559424106    Meeting Type    Annual   

Ticker Symbol

   MAG    Meeting Date    02-Nov-2007   

ISIN

   US5594241060    Agenda    932772177 – Management
Item    Proposal    Type    Vote    For/Against
Management

01

   DIRECTOR    Management      
   1    DEWAIN K. CROSS       For    For
   2    YON YOON JORDEN       For    For
   3    MITCHELL I. QUAIN       For    For
   4    DAVID P. REILAND       For    For

02

   RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008.    Management    For    For


THE ALLIED DEFENSE GROUP, INC.

        

Security

   019118108    Meeting Type    Annual

Ticker Symbol

   ADG    Meeting Date    22-Jan-2008   

ISIN

   US0191181082    Agenda    932799527 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    J.H. BINFORD PEAY, III       For    For
   2    RONALD H. GRIFFITH       For    For
   3    GILBERT F. DECKER       For    For
   4    JOHN G. MEYER, JR.       For    For
   5    CHARLES S. REAM       For    For
   6    JOHN J. MARCELLO       For    For
   7    FREDERICK G. WASSERMAN       For    For
   8    TASSOS RECACHINAS       For    For
02    APPOINTMENT OF AUDITORS    Management    For    For

ANALOGIC CORPORATION

        

Security

   032657207    Meeting Type    Annual   

Ticker Symbol

   ALOG    Meeting Date    28-Jan-2008   

ISIN

   US0326572072    Agenda    932801409 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    M. ROSS BROWN       For    For
   2    MICHAEL T. MODIC       For    For
   3    EDWARD F. VOBORIL       For    For
02    TO DECLASSIFY OUR BOARD OF DIRECTORS.    Management    For    For
03    TO APPROVE THE ANALOGIC CORPORATION NON- EMPLOYEE DIRECTOR STOCK PLAN.    Management    For    For

BEACON ROOFING SUPPLY, INC.

        

Security

   073685109    Meeting Type    Annual   

Ticker Symbol

   BECN    Meeting Date    07-Feb-2008   

ISIN

   US0736851090    Agenda    932804330 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    APPROVAL OF THE COMPANY’S AMENDED AND RESTATED 2004 STOCK PLAN.    Management    For    For
02    DIRECTOR    Management      
   1    ROBERT R. BUCK       For    For
   2    H. ARTHUR BELLOWS, JR.       For    For
   3    JAMES J. GAFFNEY       For    For
   4    PETER M. GOTSCH       For    For
   5    ANDREW R. LOGIE       For    For
   6    STUART A. RANDLE       For    For
   7    WILSON B. SEXTON       For    For


SOFTBRANDS, INC.

        

Security

   83402A107    Meeting Type    Annual   

Ticker Symbol

   SBN    Meeting Date    19-Feb-2008   

ISIN

   US83402A1079    Agenda    932805421 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    DANN V. ANGELOFF       For    For
   2    GEORGE H. ELLIS       For    For
   3    JOHN HUNT       For    For
02    TO APPROVE AN AMENDMENT TO THE 2001 STOCK INCENTIVE PLAN TO INCREASE AUTHORIZED SHARES BY 1,500,000.    Management    Against    Against

WILLIAMS CONTROLS, INC.

        

Security

   969465608    Meeting Type    Annual   

Ticker Symbol

   WMCO    Meeting Date    27-Feb-2008   

ISIN

   US9694656086    Agenda    932809568 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    PATRICK W. CAVANAGH       For    For
   2    R. EUGENE GOODSON       For    For
   3    SAMUEL H. GREENAWALT       For    For
   4    DOUGLAS E. HAILEY       For    For
   5    CARLOS P. SALAS       For    For
   6    PETER E. SALAS       For    For
   7    DONN J. VIOLA       For    For
02    PROPOSAL TO CONSIDER AND APPROVE AN AMENDMENT TO THE COMPANY’S 1995 STOCK OPTION PLAN FOR NON- EMPLOYEE DIRECTORS, TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT THEREUNDER FROM 66,666 TO 86,666.    Management    For    For
03    PROPOSAL TO CONSIDER AND APPROVE AN AMENDMENT TO THE COMPANY’S RESTATED 1993 STOCK OPTION PLAN, TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT THEREUNDER FROM 750,000 TO 870,000 SHARES.    Management    For    For

ICO, INC.

        

Security

   449293109    Meeting Type    Annual   

Ticker Symbol

   ICOC    Meeting Date    11-Mar-2008   

ISIN

   US4492931096    Agenda    932809708 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    DANIEL R. GAUBERT       For    For
   2    WARREN W. WILDER       For    For
   3    KUMAR SHAH       For    For
02    APPROVAL OF THE AMENDMENTS TO AND RESTATEMENT OF THE FOURTH AMENDED AND RESTATED 1993 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS OF ICO, INC.    Management    For    For
03    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ICO, INC. FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008.    Management    For    For


ACTIVIDENTITY CORPORATION

        

Security

   00506P103    Meeting Type    Annual   

Ticker Symbol

   ACTI    Meeting Date    13-Mar-2008   

ISIN

   US00506P1030    Agenda    932811133 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    ROBERT BRANDEWIE       For    For
   2    GRANT EVANS       For    For
   3    JAMES FRANKOLA       For    For
   4    THOMAS JAHN       For    For
   5    JASON HART       For    For
   6    STEVEN HUMPHREYS       For    For
   7    JAMES E. OUSLEY       For    For
   8    DAVID WRIGHT       For    For
02    RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2008.    Management    For    For

OMNOVA SOLUTIONS INC.

        

Security

   682129101    Meeting Type    Annual   

Ticker Symbol

   OMN    Meeting Date    19-Mar-2008   

ISIN

   US6821291019    Agenda    932812476 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    EDWARD P. CAMPBELL       For    For
   2    MICHAEL J. MERRIMAN       For    For
   3    WILLIAM R. SEELBACH       For    For
02    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2008.    Management    For    For

WESTAFF, INC.

        

Security

   957070105    Meeting Type    Annual   

Ticker Symbol

   WSTF    Meeting Date    16-Apr-2008   

ISIN

   US9570701055    Agenda    932823152 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    MICHAEL T. WILLIS       For    For
   2    DON K. RICE       For    For
   3    WALTER W. MACAULEY       For    For
02    APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN.    Management    Against    Against


AMPCO-PITTSBURGH CORPORATION

        

Security

   032037103    Meeting Type    Annual   

Ticker Symbol

   AP    Meeting Date    23-Apr-2008   

ISIN

   US0320371034    Agenda    932826007 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    WILLIAM K. LIEBERMAN       For    For
   2    STEPHEN E. PAUL       For    For
   3    C.H. PFORZHEIMER, III       For    For
02    A PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008.    Management    For    For
03    A PROPOSAL TO APPROVE THE AMPCO-PITTSBURGH CORPORATION 2008 OMNIBUS INCENTIVE PLAN.    Management    Against    Against

OLIN CORPORATION

        

Security

   680665205    Meeting Type    Annual   

Ticker Symbol

   OLN    Meeting Date    24-Apr-2008   

ISIN

   US6806652052    Agenda    932824875 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    RICHARD M. ROMPALA       For    For
   2    JOSEPH D. RUPP       For    For
02    RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM    Management    For    For

A.M. CASTLE & CO.

        

Security

   148411101    Meeting Type    Annual   

Ticker Symbol

   CAS    Meeting Date    24-Apr-2008   

ISIN

   US1484111018    Agenda    932827287 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
     1    BRIAN P. ANDERSON       For    For
     2    THOMAS A. DONAHOE       For    For
     3    ANN M. DRAKE       For    For
     4    MICHAEL. H. GOLDBERG       For    For
     5    WILLIAM K. HALL       For    For
     6    ROBERT S. HAMADA       For    For
     7    PATRICK J. HERBERT, III       For    For
     8    TERRENCE J. KEATING       For    For
     9    PAMELA FORBES LIEBERMAN       For    For
   10    JOHN MCCARTNEY       For    For
   11    MICHAEL SIMPSON       For    For
02    RATIFICATION OF THE 2008 RESTRICTED STOCK, STOCK OPTION, AND EQUITY COMPENSATION PLAN    Management    Against    Against


CE FRANKLIN LTD.

        

Security

   125151100    Meeting Type    Annual   

Ticker Symbol

   CFK    Meeting Date    24-Apr-2008   

ISIN

   CA1251511004    Agenda    932847683 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    ELECTION OF DIRECTORS FOR ALL OF THE NOMINEES AS OUTLINED IN THE INFORMATION CIRCULAR.    Management    For    For
02    APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA AS AUDITORS OF THE CORPORATION AT SUCH REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS.    Management    For    For

PROLIANCE INTERNATIONAL, INC.

        

Security

   74340R104    Meeting Type    Annual   

Ticker Symbol

   PLI    Meeting Date    08-May-2008   

ISIN

   US74340R1041    Agenda    932847063 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    BARRY R. BANDUCCI       For    For
   2    CHARLES E. JOHNSON       For    For
   3    VINCENT L. MARTIN       For    For
02    APPOINTMENT OF BDO SEIDMAN, LLP AS PROLIANCE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For

THE HANOVER INSURANCE GROUP, INC.

        

Security

   410867105    Meeting Type    Annual   

Ticker Symbol

   THG    Meeting Date    13-May-2008   

ISIN

   US4108671052    Agenda    932836969 – Management
Item    Proposal    Type    Vote   

For/Against

Management

1A    ELECTION OF DIRECTOR: DAVID J. GALLITANO    Management    For    For
1B    ELECTION OF DIRECTOR: WENDELL J. KNOX    Management    For    For
1C    ELECTION OF DIRECTOR: ROBERT MURRAY    Management    For    For
02    RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE HANOVER INSURANCE GROUP, INC. FOR 2008.    Management    For    For

EASTERN INSURANCE HOLDINGS, INC.

        

Security

   276534104    Meeting Type    Annual   

Ticker Symbol

   EIHI    Meeting Date    13-May-2008   

ISIN

   US2765341043    Agenda    932864475 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    ROBERT M. MCALAINE       For    For
   2    SCOTT C. PENWELL       For    For
   3    C.H. VETTERLEIN, JR.       For    For
02    PROPOSAL TO APPROVE THE 2008 AGENCY STOCK PURCHASE PLAN.    Management    For    For
03    PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITOR OF EASTERN INSURANCE HOLDINGS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.    Management    For    For


CHEMTURA CORPORATION

        

Security

   163893100    Meeting Type    Annual   

Ticker Symbol

   CEM    Meeting Date    14-May-2008   

ISIN

   US1638931006    Agenda    932848914 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    NIGEL D.T. ANDREWS       For    For
   2    ROBERT A. FOX       For    For
   3    MARTIN M. HALE       For    For
   4    C.A. (LANCE) PICCOLO       For    For
   5    BRUCE F. WESSON       For    For
   6    ROBERT L. WOOD       For    For
02    PROPOSAL TO RATIFY CHEMTURA CORPORATION'S SELECTION FOR THE CALENDAR YEAR 2008 OF KPMG LLP AS ITS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For

INFOCUS CORPORATION

        

Security

   45665B106    Meeting Type    Annual   

Ticker Symbol

   INFS    Meeting Date    14-May-2008   

ISIN

   US45665B1061    Agenda    932851668 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    JOHN D. ABOUCHAR       For    For
   2    PETER D. BEHRENDT       For    For
   3    MICHAEL R. HALLMAN       For    For
   4    ROBERT B. LADD       For    For
   5    BERNARD T. MARREN       For    For
   6    ROBERT G. O'MALLEY       For    For
02    TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2008.    Management    For    For

INTERNATIONAL COAL GROUP, INC.

        

Security

   45928H106    Meeting Type    Annual   

Ticker Symbol

   ICO    Meeting Date    14-May-2008   

ISIN

   US45928H1068    Agenda    932868055 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    BENNETT K. HATFIELD       For    For
   2    WILBUR L. ROSS, JR.       For    For
   3    WENDY L. TERAMOTO       For    For
02    TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.    Management    For    For
03    TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE 2008 ANNUAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF.    Management    For    For


POLYONE CORPORATION

        

Security

   73179P106    Meeting Type    Annual   

Ticker Symbol

   POL    Meeting Date    15-May-2008   

ISIN

   US73179P1066    Agenda    932840095 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    J. DOUGLAS CAMPBELL       For    For
   2    DR. CAROL A. CARTWRIGHT       For    For
   3    GALE DUFF-BLOOM       For    For
   4    RICHARD H. FEARON       For    For
   5    ROBERT A. GARDA       For    For
   6    GORDON D. HARNETT       For    For
   7    EDWARD J. MOONEY       For    For
   8    STEPHEN D. NEWLIN       For    For
   9    FARAH M. WALTERS       For    For
02   

PROPOSAL TO APPROVE THE POLYONE CORPORATION

2008 EQUITY AND PERFORMANCE INCENTIVE PLAN.

   Management    Against    Against
03    PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS POLYONE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.    Management    For    For

4KIDS ENTERTAINMENT, INC.

        

Security

   350865101    Meeting Type    Annual   

Ticker Symbol

   KDE    Meeting Date    20-May-2008   

ISIN

   US3508651011    Agenda    932871848 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    RICHARD BLOCK       For    For
   2    JAY EMMETT       For    For
   3    MICHAEL GOLDSTEIN       For    For
   4    ALFRED R. KAHN       For    For
   5    SAMUEL R. NEWBORN       For    For
   6    RANDY O. RISSMAN       For    For
02    PROPOSAL TO APPROVE THE RATIFICATION OF THE APPOINTMENT OF EISNER LLP AS 4KIDS’ INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.    Management    For    For
03    PROPOSAL TO APPROVE THE 4KIDS 2008 LONG-TERM INCENTIVE COMPENSATION PLAN.    Management    Against    Against

PETROHAWK ENERGY CORPORATION

        

Security

   716495106    Meeting Type    Annual   

Ticker Symbol

   HK    Meeting Date    20-May-2008   

ISIN

   US7164951060    Agenda    932872028 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    FLOYD C. WILSON       For    For
   2    TUCKER S. BRIDWELL       For    For
   3    GARY A. MERRIMAN       For    For
02    RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2008.    Management    For    For


CHIQUITA BRANDS INTERNATIONAL, INC.

        

Security

   170032809    Meeting Type    Annual   

Ticker Symbol

   CQB    Meeting Date    22-May-2008   

ISIN

   US1700328099    Agenda    932874832 – Management
Item    Proposal    Type    Vote   

For/Against

Management

01    DIRECTOR    Management      
   1    FERNANDO AGUIRRE       For    For
   2    HOWARD W. BARKER, JR.       For    For
   3    WILLIAM H. CAMP       For    For
   4    ROBERT W. FISHER       For    For
   5    CLARE M. HASLER       For    For
   6    DURK I. JAGER       For    For
   7    JAIME SERRA       For    For
   8    STEVEN P. STANBROOK       For    For
02    REAPPROVE THE PERFORMANCE MEASURES APPLICABLE TO PERFORMANCE-BASED AWARDS UNDER THE CHIQUITA STOCK AND INCENTIVE PLAN.    Management    For    For

CITIZENS FIRST BANCORP, INC.

        

Security

   17461R106    Meeting Type    Annual   

Ticker Symbol

   CTZN    Meeting Date    22-May-2008   

ISIN

   US17461R1068    Agenda    932881370 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    RONALD W. COOLEY       For    For
   2    DANIEL G. LOCKWOOD       For    For
   3    DAN L. DEGROW       For    For

02

   TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008.    Management    For    For
03    TO APPROVE THE AMENDED AND RESTATED CITIZENS FIRST BANCORP, INC. EMPLOYEE STOCK PURCHASE PLAN.    Management    Against    Against

ORE PHARMACEUTICALS, INC.

        

Security

   685776106    Meeting Type    Annual   

Ticker Symbol

   ORXE    Meeting Date    23-May-2008   

ISIN

      Agenda    932881471 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    J. STARK THOMPSON       For    For
   2    MARK GESSLER       For    For
02    TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY TO GIVE EFFECT TO A ONE-FOR-FIVE REVERSE STOCK SPLIT OF THE COMPANY’S COMMON STOCK.    Management    For    For
03    TO RATIFY THE SELECTION OF ERNST & YOUNG, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008.    Management    For    For


NOVAGOLD RESOURCES INC.

        

Security

   66987E206    Meeting Type    Annual   

Ticker Symbol

   NG    Meeting Date    28-May-2008   

ISIN

   CA66987E2069    Agenda    932897931 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    PATRICK G. DOWNEY       Withheld    Against
   2    TONY GIARDINI       Withheld    Against
   3    KALIDAS MADHAVPEDDI       Withheld    Against
   4    GERALD J. MCCONNELL       Withheld    Against
   5    COLE E. MCFARLAND       Withheld    Against
   6    CLYNTON R. NAUMAN       Withheld    Against
   7    JAMES L. PHILIP       Withheld    Against
   8    RICK VAN NIEUWENHUYSE       Withheld    Against
02    APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.    Management    For    For

ARIAD PHARMACEUTICALS, INC.

        

Security

   04033A100    Meeting Type    Annual   

Ticker Symbol

   ARIA    Meeting Date    12-Jun-2008   

ISIN

   US04033A1007    Agenda    932892664 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    JAY R. LAMARCHE       For    For
   2    SANDFORD D. SMITH       For    For
   3    ELIZABETH H.S. WYATT       For    For
02    APPROVAL OF THE AMENDMENT TO THE 1997 EMPLOYEE STOCK PURCHASE PLAN AND THE RESERVATION OF AN ADDITIONAL 500,000 SHARES OF OUR COMMON STOCK UNDER THE PLAN WILL ENABLE US TO CONTINUE TO PROVIDE EMPLOYEES WITH THE OPPORTUNITY TO PURCHASE SHARES OF OUR COMMON STOCK THROUGH PAYROLL DEDUCTION, ASSISTING US TO ATTRACT AND RETAIN TALENTED EMPLOYEES.    Management    For    For
03    THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS HAS SELECTED DELOITTE & TOUCHE LLP TO BE OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. THE BOARD OF DIRECTORS HAS RATIFIED THIS SELECTION. DELOITTE & TOUCHE LLP HAS SERVED AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SINCE 1991.    Management    For    For


NOVAVAX, INC.

        

Security

   670002104    Meeting Type    Annual   

Ticker Symbol

   NVAX    Meeting Date    18-Jun-2008   

ISIN

   US6700021040    Agenda    932886697 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    JOHN LAMBERT       For    For
   2    RAHUL SINGHVI, PH.D.       For    For
02    TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP, AN INDEPENDENT REGISTERED ACCOUNTING FIRM, AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2008.    Management    For    For
03    TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.    Management    For    For

MFRI, INC.

        

Security

   552721102    Meeting Type    Annual   

Ticker Symbol

   MFRI    Meeting Date    19-Jun-2008   

ISIN

   US5527211024    Agenda    932915892 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    DAVID UNGER       For    For
   2    HENRY M. MAUTNER       For    For
   3    BRADLEY E. MAUTNER       For    For
   4    ARNOLD F. BROOKSTONE       For    For
   5    EUGENE MILLER       For    For
   6    STEPHEN B. SCHWARTZ       For    For
   7    DENNIS KESSLER       For    For
02    PROPOSAL: “WE RECOMMEND THAT MFRI HIRE AN ACCREDITED INVESTMENT BANKER TO ADVISE IT ON WAYS TO INCREASE STOCKHOLDER VALUE, EITHER THROUGH A SALE THROUGH AUCTION OR VIA A MERGER.”    Shareholder    For    Against

DURECT CORPORATION

        

Security

   266605104    Meeting Type    Annual   

Ticker Symbol

   DRRX    Meeting Date    25-Jun-2008   

ISIN

   US2666051048    Agenda    932897498 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    DAVID R. HOFFMANN       For    For
   2    JON S. SAXE       For    For
02    THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.    Management    For    For


MATERIAL SCIENCES CORPORATION

        

Security

   576674105    Meeting Type    Annual   

Ticker Symbol

   MSC    Meeting Date    26-Jun-2008   

ISIN

   US5766741053    Agenda    932922544 – Management
Item    Proposal    Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    AVRUM GRAY       For    For
   2    FRANK L. HOHMANN III       For    For
   3    SAMUEL LICAVOLI       For    For
   4    PATRICK J. MCDONNELL       For    For
   5    DR. RONALD A. MITSCH       For    For
   6    CLIFFORD D. NASTAS       For    For
   7    JOHN P. REILLY       For    For
   8    DOMINICK J. SCHIANO       For    For
02    TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2009.    Management    For    For

DANKA BUSINESS SYSTEMS PLC

        

Security

   236277109    Meeting Type    Contested-Special   

Ticker Symbol

   DANKY    Meeting Date    27-Jun-2008   

ISIN

   US2362771097    Agenda    932925122 – Management
Item    Proposal    Type    Vote    For/Against
Management
O1    ORDINARY RESOLUTION TO APPROVE THE SALE OF THE COMPANY’S U.S. BUSINESS IN ACCORDANCE WITH THE STOCK PURCHASE AGREEMENT, BY AND AMONG THE COMPANY, DANKA HOLDING COMPANY AND KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., DATED AS OF APRIL 8, 2008.    Management      
S2    SPECIAL RESOLUTION TO APPROVE THE VOLUNTARY WINDING UP OF THE COMPANY.    Management      
O3    ORDINARY RESOLUTION TO APPOINT JEREMY SPRATT AND FINBARR O’CONNELL OF KPMG LLP AS JOINT LIQUIDATORS FOR THE PURPOSE OF THE VOLUNTARY WINDING UP OF THE COMPANY.    Management      
S4    TO AUTHORIZE THE JOINT LIQUIDATORS TO EXERCISE POWERS LAID DOWN IN SCHEDULE 4, PART I, OF THE UK INSOLVENCY ACT 1986; AND NOTWITHSTANDING THE APPOINTMENT OF JOINT LIQUIDATORS, TO AUTHORIZE THE DIRECTORS TO TAKE ANY AND ALL ACTIONS REQUIRED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.    Management      
O5    ORDINARY RESOLUTION TO APPROVE THE REMUNERATION OF THE JOINT LIQUIDATORS.    Management      
O6    ORDINARY RESOLUTION TO AUTHORIZE THE JOINT LIQUIDATORS TO DO ALL SUCH THINGS AS ARE NECESSARY TO WIND UP THE REMAINING SUBSIDIARIES OF THE COMPANY.    Management      
O7    ORDINARY RESOLUTION TO APPROVE A U.S. $5 MILLION TERMINATION FEE TO BE PAID TO KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., INC. IN THE EVENT THE STOCK PURCHASE AGREEMENT IS TERMINATED UNDER CERTAIN CIRCUMSTANCES.    Management      


DANKA BUSINESS SYSTEMS PLC

        

Security

   236277109    Meeting Type    Contested-Special

Ticker Symbol

   DANKY    Meeting Date    27-Jun-2008   

ISIN

   US2362771097    Agenda    932928964 – Management
Item    Proposal    Type    Vote    For/Against
Management
1A    ORDINARY RESOLUTION TO AMEND THE RESOLUTION NUMBERED 1 BELOW SUCH THAT THE SALE OF THE COMPANY’S U.S. BUSINESS IN ACCORDANCE WITH THE STOCK PURCHASE AGREEMENT, BY AND AMONG THE COMPANY, DANKA HOLDING COMPANY AND KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., INC U.S.A., DATED AS OF APRIL 8, 2008, AS AMENDED, IS NOT CONDITIONED UPON APPROVAL OR RESOLUTION NUMBERED 2 BELOW TO APPROVE THE VOLUNTARY WINDING UP OF THE COMPANY.    Management    Against    Against
1B    ORDINARY RESOLUTION TO APPROVE THE SALE OF THE COMPANY’S U.S. BUSINESS IN ACCORDANCE WITH THE STOCK PURCHASE AGREEMENT, BY AND AMONG THE COMPANY, DANKA HOLDING COMPANY AND KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., INC DATED AS OF APRIL 8, 2008, AS AMENDED.    Management    Against    Against
01    ORDINARY RESOLUTION TO APPROVE THE SALE OF THE COMPANY’S U.S. BUSINESS IN ACCORDANCE WITH THE STOCK PURCHASE AGREEMENT, BY AND AMONG THE COMPANY, DANKA HOLDING COMPANY AND KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., DATED AS OF APRIL 8, 2008.    Management    Against    Against
02    SPECIAL RESOLUTION TO APPROVE THE WINDING UP OF THE COMPANY.    Management    Against    Against
03    ORDINARY RESOLUTION TO APPOINT JEREMY SPRATT AND FINBARR O’CONNELL OF KPMG LLP AS JOINT LIQUIDATORS FOR THE PURPOSE OF THE VOLUNTARY WINDING UP OF THE COMPANY.    Management    Against    Against
04    TO AUTHORIZE THE JOINT LIQUIDATORS TO EXERCISE POWERS LAID DOWN IN SCHEDULE 4, PART I, OF THE UK INSOLVENCY ACT 1986; AND NOTWITHSTANDING THE APPOINTMENT OF JOINT LIQUIDATORS, TO AUTHORIZE THE DIRECTORS TO TAKE ANY AND ALL ACTIONS REQUIRED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.    Management    Against    Against
05    ORDINARY RESOLUTION TO APPROVE THE REMUNERATION OF THE JOINT LIQUIDATORS.    Management    Against    Against
06    ORDINARY RESOLUTION TO AUTHORIZE THE JOINT LIQUIDATORS TO DO ALL SUBSIDIARIES OF THE COMPANY.    Management    Against    Against
07    ORDINARY RESOLUTION TO APPROVE A U.S. $5 MILLION TERMINATION FEE TO BE PAID TO KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., INC. IN THE EVENT THE STOCK PURCHASE AGREEMENT IS TERMINATED UNDER CERTAIN CIRCUMSTANCES.    Management    Against    Against

HOOKER FURNITURE CORPORATION

        

Security

   439038100    Meeting Type    Annual   

Ticker Symbol

   HOFT    Meeting Date    30-Jun-2008   

ISIN

   US4390381006    Agenda    932917125 – Management
Item Proposal          Type    Vote    For/Against
Management
01    DIRECTOR    Management      
   1    PAUL B. TOMS, JR.       For    For
   2    W.C. BEELER, JR.       For    For
   3    JOHN L. GREGORY, III       For    For
   4    MARK F. SCHREIBER       For    For
   5    DAVID G. SWEET       For    For
   6    H.G. WILLIAMSON, JR.       For    For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

IRONWOOD SERIES TRUST
By:   /s/ Warren J. Isabelle
  Warren J. Isabelle, President

Date: 08/12/08

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