1
|
NAMES OF REPORTING PERSONS
NL Industries, Inc.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC and OO
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
|
8
|
SHARED VOTING POWER
758,104
|
||
9
|
SOLE DISPOSITIVE POWER
-0-
|
||
10
|
SHARED DISPOSITIVE POWER
758,104
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
758,104
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
31.6%
|
||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES OF REPORTING PERSONS
Kronos Worldwide, Inc.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC and OO
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
|
8
|
SHARED VOTING POWER
758,104
|
||
9
|
SOLE DISPOSITIVE POWER
-0-
|
||
10
|
SHARED DISPOSITIVE POWER
758,104
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
758,104
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
31.6%
|
||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES OF REPORTING PERSONS
Valhi, Inc.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC and OO
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
|
8
|
SHARED VOTING POWER
758,104
|
||
9
|
SOLE DISPOSITIVE POWER
-0-
|
||
10
|
SHARED DISPOSITIVE POWER
758,104
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
758,104
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
31.6%
|
||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES OF REPORTING PERSONS
Valhi Holding Company
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
|
8
|
SHARED VOTING POWER
758,104
|
||
9
|
SOLE DISPOSITIVE POWER
-0-
|
||
10
|
SHARED DISPOSITIVE POWER
758,104
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
758,104
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
31.6%
|
||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES OF REPORTING PERSONS
Dixie Rice Agricultural Corporation, Inc.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Louisiana
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
|
8
|
SHARED VOTING POWER
758,104
|
||
9
|
SOLE DISPOSITIVE POWER
-0-
|
||
10
|
SHARED DISPOSITIVE POWER
758,104
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
758,104
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
31.6%
|
||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES OF REPORTING PERSONS
Contran Corporation
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC and OO
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
|
8
|
SHARED VOTING POWER
764,004
|
||
9
|
SOLE DISPOSITIVE POWER
-0-
|
||
10
|
SHARED DISPOSITIVE POWER
764,004
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
764,004
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
31.9%
|
||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES OF REPORTING PERSONS
Harold Simmons Foundation, Inc.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
|
8
|
SHARED VOTING POWER
758,104
|
||
9
|
SOLE DISPOSITIVE POWER
-0-
|
||
10
|
SHARED DISPOSITIVE POWER
758,104
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
758,104
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
31.6%
|
||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
|
1
|
NAMES OF REPORTING PERSONS
Lisa K. Simmons
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
|
8
|
SHARED VOTING POWER
764,004
|
||
9
|
SOLE DISPOSITIVE POWER
-0-
|
||
10
|
SHARED DISPOSITIVE POWER
764,004
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ý
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
|
||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
1
|
NAMES OF REPORTING PERSONS
Serena Simmons Connelly
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
2,000
|
|
8
|
SHARED VOTING POWER
764,004
|
||
9
|
SOLE DISPOSITIVE POWER
2,000
|
||
10
|
SHARED DISPOSITIVE POWER
764,004
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,000
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ý
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
|
||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
1
|
NAMES OF REPORTING PERSONS
Annette C. Simmons
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) o
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
|
||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) o
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
421,639
|
|
8
|
SHARED VOTING POWER
764,004
|
||
9
|
SOLE DISPOSITIVE POWER
421,639
|
||
10
|
SHARED DISPOSITIVE POWER
764,004
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
421,639
|
||
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ý
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
17.6%
|
||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
Item 2.
|
Identity and Background.
|
·
|
NL Industries, Inc. (“NL”) as a direct holder of Class A Shares;
|
·
|
Kronos Worldwide, Inc. (“Kronos Worldwide”), Valhi, Inc. (“Valhi”), Valhi Holding Company (“VHC”), Dixie Rice Agricultural Corporation, Inc. (“Dixie Rice”), Contran Corporation (“Contran”), and the Harold Simmons Foundation, Inc. (the “Foundation”) by virtue of their direct or indirect ownership of NL;
|
·
|
Lisa K. Simmons by virtue of her being a co-trustee of the Family Trusts (as defined and described below), her position as a member of the Contran board of directors (the “Contran Board”), a member, director and president of the Foundation and a party to the Voting Agreement (as defined and described below in this Statement);
|
·
|
Serena Simmons Connelly by virtue of being co-trustee of the Family Trusts, her position as a member of the Contran Board, a member, director and executive vice president of the Foundation and a party to the Voting Agreement (as defined and described below in this Statement); and
|
·
|
Annette C. Simmons by virtue of her position as a member of the Contran Board, her direct and indirect ownership of Class A Shares and a party to the Voting Agreement (as defined and described below in this Statement).
|
NL
|
31.5 | % | ||
Annette C. Simmons as the independent executor of the estate of Harold C. Simmons and the designated legatee of his Class A Shares
|
15.1 | % | ||
Annette C. Simmons
|
2.5 | % | ||
Contran
|
0.2 | % | ||
Kronos Worldwide
|
0.1 | % | ||
Serena Simmons Connelly
|
0.1 | % |
Valhi
|
83.0 | % | ||
Annette C. Simmons as the independent executor of the estate of Harold C. Simmons and the designated legatee of his shares of NL common stock
|
2.2 | % | ||
Annette C. Simmons
|
0.9 | % | ||
Kronos Worldwide
|
Less than 0.1%
|
|||
Serena Simmons Connelly
|
Less than 0.1%
|
Valhi
|
50.0 | % | ||
NL
|
30.4 | % | ||
Annette C. Simmons
|
0.7 | % | ||
Annette C. Simmons as the independent executor of the estate of Harold C. Simmons and the designated legatee of his shares of Kronos Worldwide common stock
|
0.7 | % | ||
Contran
|
0.1 | % |
VHC
|
93.8 | % | ||
The Foundation
|
0.7 | % | ||
Annette C. Simmons as the independent executor of the estate of Harold C. Simmons and the designated legatee of his shares of Valhi common stock
|
0.6 | % | ||
Annette C. Simmons
|
0.2 | % | ||
The Grandchildren’s Trust
|
Less than 0.1%
|
|||
Serena Simmons Connelly
|
Less than 0.1%
|
Item 4.
|
Purpose of Transaction.
|
Item 5.
|
Interest in Securities of the Issuer.
|
Reporting Persons
|
Class A Shares Directly Held
|
Class B Shares Directly Held
|
||||||
NL
|
755,104 | 10,000,000 | ||||||
Annette C. Simmons as the independent executor of the estate of Harold C. Simmons and the designated legatee of his Class A Shares
|
361,217 | -0- | ||||||
Annette C. Simmons
|
60,422 | -0- | ||||||
Contran
|
5,900 | -0- | ||||||
Kronos Worldwide
|
3,000 | -0- | ||||||
Serena Simmons Connelly
|
2,000 | -0- | ||||||
Total
|
1,187,643 | 10,000,000 |
Item 6.
|
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
|
|
Signature
|
Name
|
Present Principal Occupation
|
Thomas E. Barry (1)
|
Vice president for executive affairs at Southern Methodist University and professor of marketing in the Edwin L. Cox School of Business at Southern Methodist University; and a director of Valhi.
|
Brian W. Christian
|
Vice President, Strategic Business Development of Kronos Worldwide.
|
Benjamin R. Corona (2)
|
President. Global Sales Management of Kronos Worldwide.
|
Keith R. Coogan (3)
|
Private investor and director of Kronos Worldwide.
|
Serena S. Connelly
|
Director of Contran; executive vice president and director of the Foundation; and a party to the Voting Agreement.
|
Norman S. Edelcup (4)
|
Mayor of Sunny Isles Beach, Florida; director of CompX and Valhi; and trustee of the Baron Funds, a mutual fund group.
|
L. Andrew Fleck
|
Director and vice president of Dixie Rice; and vice president-real estate of Contran.
|
Robert D. Graham
|
President of NL, executive vice president of Kronos Worldwide and vice president of Contran, Dixie Rice, Valhi and VHC.
|
Tim C. Hafer
|
Vice president and controller of Kronos Worldwide and NL.
|
Janet G. Keckeisen
|
Vice president, corporate strategy and investor relations of Kronos Worldwide.
|
William J. Lindquist
|
Director and senior vice president of Contran and VHC; senior vice president of Dixie Rice and Valhi; and chief executive officer of Waste Control Specialists LLC, a subsidiary of Valhi.
|
A. Andrew R. Louis
|
Vice president and secretary of CompX, Dixie Rice, Kronos Worldwide, NL, Valhi and VHC; secretary of Contran; and vice president, general counsel and a director of the Foundation.
|
Kelly D. Luttmer
|
Vice president and global tax director of CompX, Contran, Dixie Rice, Kronos Worldwide, NL, VHC and Valhi.
|
H. Joseph Maas (2)
|
President, Global Sales and Marketing of Kronos Worldwide.
|
W. Hayden McIlroy (5)
|
Private investor primarily in real estate; and a director of Valhi.
|
Cecil H. Moore, Jr. (6)
|
Private investor; and a director of NL and Kronos Worldwide.
|
Andrew B. Nace
|
Vice president and general counsel of Contran and Valhi; and vice president of CompX, Kronos Worldwide and NL.
|
Bobby D. O’Brien
|
Executive vice president and director of CompX; president of Kronos Worldwide; executive vice president of NL; vice president and chief financial officer of Valhi; director, executive vice president and chief financial officer of Dixie Rice and VHC; and executive vice president and chief financial officer of Contran.
|
Courtney J. Riley
|
Vice president, environmental affairs of Kronos Worldwide and NL.
|
Klemens Schlüter (7)
|
President, Manufacturing and Technology of Kronos Worldwide.
|
Annette C. Simmons
|
Director of Contran; independent executor of the estate of Harold C. Simmons; and a party to the Voting Agreement.
|
Lisa K. Simmons
|
Director of Contran; director and president of the Foundation; and a party to the Voting Agreement.
|
Thomas P. Stafford (8)
|
Director of NL and Kronos Worldwide; chairman of the NASA Advisory Council Task Force on the International Space Station Program.
|
John A. St. Wrba
|
Vice president and treasurer of CompX, Contran, Dixie Rice, the Foundation, Kronos Worldwide, NL, Valhi and VHC.
|
Gregory M. Swalwell
|
Executive vice president of CompX, vice president and controller of Contran, Dixie Rice Valhi and VHC; and executive vice president and chief financial officer of Kronos Worldwide and NL.
|
R. Gerald Turner (1)
|
President of Southern Methodist University; and a director of Kronos Worldwide.
|
Steven L. Watson
|
Chairman of the board of CompX; vice chairman of the board and chief executive officer of NL and Kronos Worldwide; director, president and chief executive officer of Valhi; chairman of the board and president of Dixie Rice; and vice chairman of the board and president of Contran and VHC.
|
C. Kern Wildenthal (9)
|
President of the Children’s Medical Center Foundation and executive vice president of Children’s Medical Center of Dallas; and a director of Kronos Worldwide.
|
Terry N. Worrell (10)
|
Director of NL; and a private investor with Worrell Investments, Inc., a real estate investment company.
|
(1)
|
The principal business address for Drs. Barry and Turner is Southern Methodist University, Perkins Administration Bldg. #224, Dallas, Texas 75275.
|
(2)
|
The principal business address for Messrs. Corona and Maas is 5 Cedar Brook Drive, Cranbury, New Jersey 08512.
|
(3)
|
The principal address for Mr. Coogan is 5209 Englenook Court, Plano, Texas 75023.
|
(4)
|
The principal business address for Mr. Edelcup is 17395 North Bay Road, Suite 103, Sunny Isles Beach, Florida 33160.
|
(5)
|
The principal business address for Mr. McIlroy is 25 Highland Park Village, Suite 100-341, Dallas, Texas 75225.
|
(6)
|
The address for Mr. Moore is 4444 Beverly Drive, Dallas, Texas 75205.
|
(7)
|
The principal business address for Mr. Schlüter is Pechstraße 5, Leverkusen, NRW 51373, GERMANY.
|
(8)
|
The principal business address for Gen. Stafford (ret.) is Stafford Technology Inc., Suite 102, 4200 Perimeter Center, Oklahoma City, Oklahoma 73112.
|
(9)
|
The address for Dr. Wildenthal is 2777 Stemmons Expressway, Suite 700 Dallas TX 75207.
|
(10)
|
The address for Mr. Worrell is 6909 Vassar, Dallas, Texas 75205.
|
Name
|
Class A Shares Held
|
|
Thomas E. Barry
|
-0-
|
|
Brian W. Christian
|
-0-
|
|
Benjamin R. Corona
|
-0-
|
|
Keith R. Coogan
|
-0-
|
|
Serena S. Connelly
|
2,000
|
(1)
|
Norman S. Edelcup
|
11,000
|
|
L. Andrew Fleck
|
-0-
|
|
Robert D. Graham
|
-0-
|
|
Tim C. Hafer
|
-0-
|
|
Janet G. Keckeisen
|
-0-
|
|
William J. Lindquist
|
-0-
|
|
A. Andrew R. Louis
|
-0-
|
|
Kelly D. Luttmer
|
200
|
|
H. Joseph Maas.
|
-0-
|
|
W. Hayden McIlroy
|
-0-
|
|
Cecil H. Moore, Jr.
|
-0-
|
|
Andrew B. Nace
|
-0-
|
|
Bobby D. O’Brien
|
300
|
|
Courtney J. Riley
|
-0-
|
|
Klemens Schlüter
|
-0-
|
Name |
Class A Shares Held
|
|
Annette C. Simmons
|
-0-
|
(2)
|
Lisa K. Simmons
|
-0-
|
(3)
|
Thomas P. Stafford
|
-0-
|
|
John A. St. Wrba
|
-0-
|
|
Gregory M. Swalwell
|
-0-
|
|
R. Gerald Turner.
|
-0-
|
|
Steven L. Watson
|
15,000
|
|
C. Kern Wildenthal
|
-0-
|
|
Terry N. Worrell
|
-0-
|
(1)
|
Does not include other Shares of which Ms. Connelly may be deemed to possess indirect beneficial ownership as described in Items 2 and 5(a) of this Statement. Except for the 2,000 Class A Shares that she holds directly, Ms. Connelly disclaims beneficial ownership of all Shares.
|
(2)
|
Includes 361,217 Class A Shares held directly by the estate of Harold C. Simmons of which Annette C. Simmons is the independent executor and the designated legatee of these Class A Shares. Does not include other Shares of which Ms. Annette Simmons may be deemed to possess indirect beneficial ownership as described in Items 2 and 5(a) of this Statement. Except for the 60,422 Class A Shares that she holds directly, Ms. Simmons disclaims beneficial ownership of all Shares.
|
(3)
|
Does not include Shares of which Ms. Lisa Simmons may be deemed to possess indirect beneficial ownership as described in Items 2 and 5(a) of this Statement. Ms. Simmons disclaims beneficial ownership of all Shares.
|