-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MDynYIHhTV4L221+P9gYeoQqjy/9r2rXiNnvroB+BCE8i73kMjHg9S35itxYxK49 w+EkOkUwACOI8HjDfz2HqQ== 0000914427-01-000009.txt : 20010123 0000914427-01-000009.hdr.sgml : 20010123 ACCESSION NUMBER: 0000914427-01-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010122 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MERCURY COMPUTER SYSTEMS INC CENTRAL INDEX KEY: 0001049521 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 042741391 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-23599 FILM NUMBER: 1512505 BUSINESS ADDRESS: STREET 1: 199 RIVERNECK RD CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 9782561300 MAIL ADDRESS: STREET 1: 199 RIVERNECK ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 COMPANY DATA: COMPANY CONFORMED NAME: MANCUSO VINCENT CENTRAL INDEX KEY: 0001053919 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 12725 MAIDEN BOWER DRIVE CITY: POTOMAC STATE: MD ZIP: 20854 MAIL ADDRESS: STREET 1: 12725 MAIDEN BOWER DRIVE CITY: POTOMAC STATE: MD ZIP: 20854 4 1 0001.txt FORM 4 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: December 31, 2001 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person Mancuso, Vincent A. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 9213 Vendome Drive - -------------------------------------------------------------------------------- (Street) Bethesda, Maryland 20817 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Mercury Computer Systems, Inc. ("MRCY") ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year December 2000 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [ X ] Officer (give title below) [ ] Other (specify below) Vice President and Director of Government Electronics Group -------------------------------------------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [X ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/7/00 M 1,000 D 36.375 23,170 D - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 12/11/00 M 1,500 D 40.875 D - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 12/31/98 P 2,666 A 5.95 D - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 06/30/99 P 944 A 11.475 D - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 12/31/99 P 483 A 13.388 D - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 06/30/00 P 376 A 27.466 D - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 12/29/00 P 401 A 27.041 D - ----------------------------------------------------------------------------------------------------------------------------------- ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature of Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option (Right to Buy) $2.00 (1) 1/27/07 Common 30,000 58,200 D - ----------------------------------------------------------------------------------------------------------------------------------- Stock Option (Right to Buy) $7.625 (2) 9/28/08 Common 3,200 D - ----------------------------------------------------------------------------------------------------------------------------------- Stock Option (Right to Buy) $23.438 (3) 11/2/09 Common 13,462 D - ----------------------------------------------------------------------------------------------------------------------------------- Stock Option (Right to Buy) $23.438 (4) 11/2/09 Common 4,538 D - ----------------------------------------------------------------------------------------------------------------------------------- Stock Option (Right to Buy) $30.063 (5) 10/10/10 Common 5,250 D - ----------------------------------------------------------------------------------------------------------------------------------- Stock Option (Right to Buy) $30.063 (6) 10/10/10 Common 1,750 D - ----------------------------------------------------------------------------------------------------------------------------------- Stock Option (Right to Buy) $2.00 12/9/99 M 10,000 (7) 1/27/07 Common 10,000 D - ----------------------------------------------------------------------------------------------------------------------------------- Stock Option (Right to Buy) $7.625 9/28/99 M 800 (8) 9/28/08 Common 800 D - ----------------------------------------------------------------------------------------------------------------------------------- Stock Option (Right to Buy) $2.00 2/17/00 M 5,000 (9) 1/27/07 Common 5,000 D - ----------------------------------------------------------------------------------------------------------------------------------- Stock Option (Right to Buy) $2.00 6/22/00 M 5,000 (9) 1/27/07 Common 5,000 D ==================================================================================================================================== Explanation of Responses: (1) The option became exercisable as to 10,000 shares on January 27, 2000, and becomes exercisable as to an additional 10,000 shares on each of January 27, 2001 and January 27, 2002. (2) The option became exercisable as to 800 shares on September 28, 2000, and becomes exercisable as to an additional 800 shares on each of September 28, 2001, September 28, 2002 and September 28, 2003. (3) The option became exercisable as to 3,152 shares on November 2, 2000, becomes exercisable as to 3,152 shares on each of November 2, 2001 and November 2, 2002, and becomes exercisable as to 4,006 shares on November 2, 2003. (4) The option became exercisable as to 1,348 shares on November 2, 2000, becomes exercisable as to 1,348 shares on each of November 2, 2001 and November 2, 2002, and becomes exercisable as to 494 shares on November 2, 2003. (5) The option becomes exercisable as to 1,750 shares on each of October 10, 2001, October 10, 2002 and October 10, 2003. (6) The option becomes exercisable as to 1,750 shares on October 10, 2004. (7) Option vested on October 27, 1999. (8) Option vested on September 28, 1999. (9) Option vested on January 27, 1999.
/s/Vincent A. Mancuso January 11, 2001 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedures. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----