-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Txv9+JvqcgHSXS6C/Cbyicg/VflX5u88NZPOPm2Ygw9Gwy+MxTNgvhzoslRt30zd vok/kAxu+L1sLSPxDhnWLQ== 0000914427-00-000040.txt : 20000228 0000914427-00-000040.hdr.sgml : 20000228 ACCESSION NUMBER: 0000914427-00-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000131 FILED AS OF DATE: 20000225 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MERCURY COMPUTER SYSTEMS INC CENTRAL INDEX KEY: 0001049521 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 042741391 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-23599 FILM NUMBER: 552949 BUSINESS ADDRESS: STREET 1: 199 RIVERNECK RD CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 9782561300 MAIL ADDRESS: STREET 1: 199 RIVERNECK ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 COMPANY DATA: COMPANY CONFORMED NAME: MULLIN SHERMAN N CENTRAL INDEX KEY: 0001054088 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1611 BEN LOMOND DR CITY: GLENDALE STATE: CA ZIP: 91202 MAIL ADDRESS: STREET 1: 1611 BEN LOMOND DR CITY: GLENDALE STATE: CA ZIP: 91202 4 1 FORM 4 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person Mullin, Sherman N. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 1611 Ben Lomond Drive - -------------------------------------------------------------------------------- (Street) Glendale, CA 91202 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Mercury Computer Systems, Inc. MRCY ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year January 2000 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ X ] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [ X ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1/27/00 C 2,362 A 2.00 0 * - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1/27/00 C 2,362 D 34.00 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature of Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option Cur- (right to buy) 1.25 7/25/95 A 24,000 rently 7/25/05 Common 24,000 1.25 24,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option Cur- (right to buy) 2.00 7/30/96 A 3,624 rently 7/30/06 Common 3,624 2.00 3,624 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option Cur- (right to buy) 4.00 10/20/97 A 4,812 rently 10/20/07 Common 4,812 4.00 4,812 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option (right to buy) 7.813 9/30/98 A 9,974 Note 1 9/30/08 Common 9,974 7.813 9,974 D - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option (right to buy) 17.00 9/30/99 A 2,844 Note 2 9/30/09 Common 2,844 17.00 2,844 D - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: Note 1: The option is exercisable in three equal installments beginning on September 30, 1999. Note 2: The option is exercisable in three equal installments beginning on September 30, 2000. /s/ Sherman N. Mullin 2/25/2000 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedures. -----END PRIVACY-ENHANCED MESSAGE-----