0001127602-24-015426.txt : 20240515
0001127602-24-015426.hdr.sgml : 20240515
20240515155836
ACCESSION NUMBER: 0001127602-24-015426
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240512
FILED AS OF DATE: 20240515
DATE AS OF CHANGE: 20240515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams John Edward
CENTRAL INDEX KEY: 0001710173
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 24949964
MAIL ADDRESS:
STREET 1: 5871 RIDGETOP CT
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MKS INSTRUMENTS INC
CENTRAL INDEX KEY: 0001049502
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 042277512
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-645-5500
MAIL ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2024-05-12
0
0001049502
MKS INSTRUMENTS INC
MKSI
0001710173
Williams John Edward
C/O MKS INSTRUMENTS, INC.
2 TECH DRIVE, SUITE 201
ANDOVER
MA
01810
1
EVP & GM, PSD
Common Stock
1174
D
Restricted Stock Unit
Common Stock
914.903
D
Restricted Stock Unit
Common Stock
658.031
D
Restricted Stock Unit
Common Stock
1893.285
D
Restricted Stock Unit
Common Stock
3480.714
D
These restricted stock units (RSUs) were subject to performance criteria, the achievement of which was determined on February 8, 2023, and will vest on February 18, 2025.
Each RSU represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
These RSUs vest on February 18, 2025.
These RSUs vest in two equal annual installments commencing on August 15, 2024, provided that if, in any vesting year, August 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in two equal annual installments commencing on April 17, 2025, provided that if, in any vesting year, April 17th is not a business day, such vesting shall occur on the next business day.
Exhibit 24 - Power of Attorney
/s/ M. Kathryn Rickards, attorney-in-fact
2024-05-15
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): WILLIAMSJOHNEPOA
Exhibit 24
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS
Know all by these present that the undersigned hereby constitutes
and appoints each of Kathleen F. Burke, M. Kathryn Rickards and
James Kruger, signing singly, the undersigned's true and lawful
attorney-in-fact to:
1) execute for and on behalf of the undersigned, in the
undersigned's capacity as an officer and/or director of MKS
Instruments, Inc. (the "Company"), Forms 3, 4, 5 and 144
(collectively, the ?Forms?) in accordance with Section 16(a)
of the Securities Exchange Act of 1934 and the rules thereunder;
2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and
execute any such Forms, complete and execute any amendment or
amendments thereto, and timely file such Forms with the United
States Securities and Exchange Commission and any stock exchange
or similar authority; and
3) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorney-in-fact,
may be of benefit to, in the best interest of, or legally required by,
the undersigned, it being understood that the documents executed by
such attorney-in-fact on behalf of the undersigned pursuant to this
Limited Power of Attorney shall be in such form and shall contain such
terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of
the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present,
with full power of substitution or revocation, hereby ratifying and
confirming all that such attorney-in-fact, or such attorney-in-fact's
substitute or substitutes, shall lawfully do or cause to be done by
virtue of this Limited Power of Attorney and the rights and powers
herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of
the undersigned, are not assuming, nor is the Company assuming,
any of the undersigned's responsibilities to comply with Section
16 of the Securities Exchange Act of 1934.
This Limited Power of Attorney shall supersede any power of attorney
previously granted by the undersigned with respect to the subject
matter herein and shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, 5 and 144
with respect to the undersigned's holdings of and transactions in
securities issued by the Company, unless earlier revoked by the
undersigned in a signed writing delivered to the foregoing
attorneys-in-fact. This Limited Power of Attorney may be filed
with the SEC as a confirming statement of the authority
granted herein.
IN WITNESS WHEREOF, the undersigned has caused this Limited Power
of Attorney to be executed as of this 7th day of May 2024.
/s/ John E. Williams
_________________________
John E. Williams