0001127602-24-015426.txt : 20240515 0001127602-24-015426.hdr.sgml : 20240515 20240515155836 ACCESSION NUMBER: 0001127602-24-015426 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240512 FILED AS OF DATE: 20240515 DATE AS OF CHANGE: 20240515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams John Edward CENTRAL INDEX KEY: 0001710173 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23621 FILM NUMBER: 24949964 MAIL ADDRESS: STREET 1: 5871 RIDGETOP CT CITY: LAKE OSWEGO STATE: OR ZIP: 97035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MKS INSTRUMENTS INC CENTRAL INDEX KEY: 0001049502 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 042277512 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 TECH DRIVE STREET 2: SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 978-645-5500 MAIL ADDRESS: STREET 1: 2 TECH DRIVE STREET 2: SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2024-05-12 0 0001049502 MKS INSTRUMENTS INC MKSI 0001710173 Williams John Edward C/O MKS INSTRUMENTS, INC. 2 TECH DRIVE, SUITE 201 ANDOVER MA 01810 1 EVP & GM, PSD Common Stock 1174 D Restricted Stock Unit Common Stock 914.903 D Restricted Stock Unit Common Stock 658.031 D Restricted Stock Unit Common Stock 1893.285 D Restricted Stock Unit Common Stock 3480.714 D These restricted stock units (RSUs) were subject to performance criteria, the achievement of which was determined on February 8, 2023, and will vest on February 18, 2025. Each RSU represents the contingent right to receive one share of common stock of MKS Instruments, Inc. These RSUs vest on February 18, 2025. These RSUs vest in two equal annual installments commencing on August 15, 2024, provided that if, in any vesting year, August 15th is not a business day, such vesting shall occur on the next business day. These RSUs vest in two equal annual installments commencing on April 17, 2025, provided that if, in any vesting year, April 17th is not a business day, such vesting shall occur on the next business day. Exhibit 24 - Power of Attorney /s/ M. Kathryn Rickards, attorney-in-fact 2024-05-15 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): WILLIAMSJOHNEPOA Exhibit 24 LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these present that the undersigned hereby constitutes and appoints each of Kathleen F. Burke, M. Kathryn Rickards and James Kruger, signing singly, the undersigned's true and lawful attorney-in-fact to: 1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of MKS Instruments, Inc. (the "Company"), Forms 3, 4, 5 and 144 (collectively, the ?Forms?) in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; 2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms, complete and execute any amendment or amendments thereto, and timely file such Forms with the United States Securities and Exchange Commission and any stock exchange or similar authority; and 3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Limited Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Limited Power of Attorney shall supersede any power of attorney previously granted by the undersigned with respect to the subject matter herein and shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, 5 and 144 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. This Limited Power of Attorney may be filed with the SEC as a confirming statement of the authority granted herein. IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed as of this 7th day of May 2024. /s/ John E. Williams _________________________ John E. Williams