0001127602-23-005514.txt : 20230216
0001127602-23-005514.hdr.sgml : 20230216
20230216151008
ACCESSION NUMBER: 0001127602-23-005514
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230215
FILED AS OF DATE: 20230216
DATE AS OF CHANGE: 20230216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schreiner James Alan
CENTRAL INDEX KEY: 0001797189
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 23638228
MAIL ADDRESS:
STREET 1: MKS INSTRUMENTS, INC., 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MKS INSTRUMENTS INC
CENTRAL INDEX KEY: 0001049502
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 042277512
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-645-5500
MAIL ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-02-15
0001049502
MKS INSTRUMENTS INC
MKSI
0001797189
Schreiner James Alan
C/O MKS INSTRUMENTS, INC.
2 TECH DRIVE, SUITE 201
ANDOVER
MA
01810
1
EVP & COO, MSD
Common Stock
2023-02-15
4
M
0
1001.425
A
7734.558
D
Common Stock
2023-02-15
4
M
0
695.712
A
8430.27
D
Common Stock
2023-02-15
4
M
0
1307
A
9737.27
D
Common Stock
2023-02-15
4
M
0
653
A
10390.27
D
Common Stock
2023-02-15
4
M
0
1629
A
12019.27
D
Common Stock
2023-02-15
4
M
0
1171
A
13190.27
D
Common Stock
2023-02-15
4
F
0
1899
100.29
D
11291.27
D
Restricted Stock Unit
2023-02-15
4
A
0
3988.434
A
Common Stock
3988.434
18011.289
D
Restricted Stock Unit
2023-02-15
4
M
0
1001.425
D
Common Stock
1001.425
17009.864
D
Restricted Stock Unit
2023-02-15
4
M
0
695.712
D
Common Stock
695.712
16314.152
D
Restricted Stock Unit
2023-02-15
4
M
0
1307
D
Common Stock
1307
15007.152
D
Restricted Stock Unit
2023-02-15
4
M
0
653
D
Common Stock
653
14354.152
D
Restricted Stock Unit
2023-02-15
4
M
0
1629
D
Common Stock
1629
12725.152
D
Restricted Stock Unit
2023-02-15
4
M
0
1171
D
Common Stock
1171
11554.152
D
Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
/s/ M. Kathryn Rickards, attorney-in-fact
2023-02-16