0001127602-20-006529.txt : 20200219
0001127602-20-006529.hdr.sgml : 20200219
20200219174332
ACCESSION NUMBER: 0001127602-20-006529
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200218
FILED AS OF DATE: 20200219
DATE AS OF CHANGE: 20200219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burke Kathleen Flaherty
CENTRAL INDEX KEY: 0001775435
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 20631517
MAIL ADDRESS:
STREET 1: MKS INSTRUMENTS, INC., 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MKS INSTRUMENTS INC
CENTRAL INDEX KEY: 0001049502
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 042277512
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-645-5500
MAIL ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-02-18
0001049502
MKS INSTRUMENTS INC
MKSI
0001775435
Burke Kathleen Flaherty
C/O MKS INSTRUMENTS, INC.
2 TECH DRIVE, SUITE 201
ANDOVER
MA
01810
1
Sr. VP, GC & Secretary
Common Stock
2020-02-18
4
M
0
1564.654
A
30494.656
D
Common Stock
2020-02-18
4
M
0
1293.4
A
31788.056
D
Common Stock
2020-02-18
4
M
0
1071
A
32859.056
D
Common Stock
2020-02-18
4
M
0
1050
A
33909.056
D
Common Stock
2020-02-18
4
M
0
1290.83
A
35199.886
D
Common Stock
2020-02-18
4
M
0
1574.183
A
36774.069
D
Common Stock
2020-02-18
4
F
0
2467
113.87
D
34307.069
D
Restricted Stock Unit
2020-02-18
4
A
0
3842.101
A
Common Stock
3842.101
23895.891
D
Restricted Stock Unit
2020-02-18
4
M
0
1564.654
D
Common Stock
1564.654
22331.237
D
Restricted Stock Unit
2020-02-18
4
M
0
1293.4
D
Common Stock
1293.4
21037.837
D
Restricted Stock Unit
2020-02-18
4
M
0
1071
D
Common Stock
1071
19966.837
D
Restricted Stock Unit
2020-02-18
4
M
0
1050
D
Common Stock
1050
18916.837
D
Restricted Stock Unit
2020-02-18
4
M
0
1290.83
D
Common Stock
1290.83
17626.007
D
Restricted Stock Unit
2020-02-18
4
M
0
1574.183
D
Common Stock
1574.183
16051.824
D
Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
/s/ M. Kathryn Rickards, attorney-in-fact
2020-02-19