0001127602-20-006520.txt : 20200219
0001127602-20-006520.hdr.sgml : 20200219
20200219173545
ACCESSION NUMBER: 0001127602-20-006520
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200218
FILED AS OF DATE: 20200219
DATE AS OF CHANGE: 20200219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee John Tseng-Chung
CENTRAL INDEX KEY: 0001414656
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 20631455
MAIL ADDRESS:
STREET 1: 90 INDUSTRIAL WAY
CITY: WILMINGTON
STATE: MA
ZIP: 01887
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MKS INSTRUMENTS INC
CENTRAL INDEX KEY: 0001049502
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 042277512
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-645-5500
MAIL ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-02-18
0001049502
MKS INSTRUMENTS INC
MKSI
0001414656
Lee John Tseng-Chung
C/O MKS INSTRUMENTS, INC.
2 TECH DRIVE, SUITE 201
ANDOVER
MA
01810
1
1
President & CEO
Common Stock
2020-02-18
4
M
0
2979.485
A
15031.082
D
Common Stock
2020-02-18
4
M
0
2462.524
A
17493.606
D
Common Stock
2020-02-18
4
M
0
1989
A
19482.606
D
Common Stock
2020-02-18
4
M
0
1950
A
21432.606
D
Common Stock
2020-02-18
4
M
0
262
A
21694.606
D
Common Stock
2020-02-18
4
M
0
257
A
21951.606
D
Common Stock
2020-02-18
4
M
0
3065.722
A
25017.328
D
Common Stock
2020-02-18
4
M
0
2754.821
A
27772.149
D
Common Stock
2020-02-18
4
F
0
6301
113.87
D
21471.149
D
Restricted Stock Unit
2020-02-18
4
A
0
12843.594
A
Common Stock
12843.594
44665.557
D
Restricted Stock Unit
2020-02-18
4
M
0
2979.485
D
Common Stock
2979.485
41686.072
D
Restricted Stock Unit
2020-02-18
4
M
0
2462.524
D
Common Stock
2462.524
39223.548
D
Restricted Stock Unit
2020-02-18
4
M
0
1989
D
Common Stock
1989
37234.548
D
Restricted Stock Unit
2020-02-18
4
M
0
1950
D
Common Stock
1950
35284.548
D
Restricted Stock Unit
2020-02-18
4
M
0
262
D
Common Stock
262
35022.548
D
Restricted Stock Unit
2020-02-18
4
M
0
257
D
Common Stock
257
34765.548
D
Restricted Stock Unit
2020-02-18
4
M
0
3065.722
D
Common Stock
3065.722
31699.826
D
Restricted Stock Unit
2020-02-18
4
M
0
2754.821
D
Common Stock
2754.821
28945.005
D
Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
/s/ M. Kathryn Rickards, attorney-in-fact
2020-02-19