0001127602-19-006962.txt : 20190219
0001127602-19-006962.hdr.sgml : 20190219
20190219180340
ACCESSION NUMBER: 0001127602-19-006962
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190215
FILED AS OF DATE: 20190219
DATE AS OF CHANGE: 20190219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee John Tseng-Chung
CENTRAL INDEX KEY: 0001414656
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 19616402
MAIL ADDRESS:
STREET 1: 90 INDUSTRIAL WAY
CITY: WILMINGTON
STATE: MA
ZIP: 01887
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MKS INSTRUMENTS INC
CENTRAL INDEX KEY: 0001049502
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 042277512
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-645-5500
MAIL ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-15
0001049502
MKS INSTRUMENTS INC
MKSI
0001414656
Lee John Tseng-Chung
2 TECH DRIVE
ANDOVER
MA
01810
1
President & COO
Common Stock
2019-02-15
4
M
0
5218.221
A
5461.618
D
Common Stock
2019-02-15
4
M
0
4013.939
A
9475.557
D
Common Stock
2019-02-15
4
M
0
2979
A
12454.557
D
Common Stock
2019-02-15
4
M
0
2462
A
14916.557
D
Common Stock
2019-02-15
4
M
0
1989
A
16905.557
D
Common Stock
2019-02-15
4
M
0
1950
A
18855.557
D
Common Stock
2019-02-15
4
M
0
262
A
19117.557
D
Common Stock
2019-02-15
4
M
0
257
A
19374.557
D
Common Stock
2019-02-15
4
F
0
7650
84.70
D
11724.557
D
Restricted Stock Unit
2019-02-15
4
A
0
8264.463
A
Common Stock
8264.463
23825.116
D
Restricted Stock Unit
2019-02-15
4
M
0
5218.221
D
Common Stock
5218.221
12712.619
D
Restricted Stock Unit
2019-02-15
4
M
0
4013.939
D
Common Stock
4013.939
19811.177
D
Restricted Stock Unit
2019-02-15
4
M
0
2979
D
Common Stock
2979
9733.619
D
Restricted Stock Unit
2019-02-15
4
M
0
2462
D
Common Stock
2462
17349.177
D
Restricted Stock Unit
2019-02-15
4
M
0
1989
D
Common Stock
1989
7744.619
D
Restricted Stock Unit
2019-02-15
4
M
0
1950
D
Common Stock
1950
15399.177
D
Restricted Stock Unit
2019-02-15
4
M
0
262
D
Common Stock
262
7482.619
D
Restricted Stock Unit
2019-02-15
4
M
0
257
D
Common Stock
257
15142.177
D
Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
/s/ M. Kathryn Rickards, attorney-in-fact
2019-02-19