0001127602-19-006956.txt : 20190219 0001127602-19-006956.hdr.sgml : 20190219 20190219175457 ACCESSION NUMBER: 0001127602-19-006956 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190215 FILED AS OF DATE: 20190219 DATE AS OF CHANGE: 20190219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLELLA GERARD G CENTRAL INDEX KEY: 0001256715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23621 FILM NUMBER: 19616382 MAIL ADDRESS: STREET 1: 6 SHATTUCK RD CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MKS INSTRUMENTS INC CENTRAL INDEX KEY: 0001049502 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 042277512 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 TECH DRIVE STREET 2: SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 978-645-5500 MAIL ADDRESS: STREET 1: 2 TECH DRIVE STREET 2: SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-15 0001049502 MKS INSTRUMENTS INC MKSI 0001256715 COLELLA GERARD G 2 TECH DRIVE ANDOVER MA 01810 1 1 CEO, Director Common Stock 2019-02-15 4 M 0 15653.663 A 15653.663 D Common Stock 2019-02-15 4 M 0 11037.583 A 26691.246 D Common Stock 2019-02-15 4 M 0 8936 A 35627.246 D Common Stock 2019-02-15 4 M 0 7386 A 43013.246 D Common Stock 2019-02-15 4 M 0 6885 A 49898.246 D Common Stock 2019-02-15 4 M 0 5250 A 55148.246 D Common Stock 2019-02-15 4 F 0 24488 84.70 D 30660.246 D Common Stock 60000 I By The Gerald G. Colella 2018 Grantor Trust Common Stock 17888 I By The Gerald G. Colella Living Trust Restricted Stock Unit 2019-02-15 4 A 0 23612.751 A Common Stock 23612.751 41499.899 D Restricted Stock Unit 2019-02-15 4 M 0 15653.663 D Common Stock 15653.663 38530.52 D Restricted Stock Unit 2019-02-15 4 M 0 11037.583 D Common Stock 11037.583 30523.148 D Restricted Stock Unit 2019-02-15 4 M 0 8936 D Common Stock 8936 29594.52 D Restricted Stock Unit 2019-02-15 4 M 0 7386 D Common Stock 7386 23137.148 D Restricted Stock Unit 2019-02-15 4 M 0 6885 D Common Stock 6885 22709.52 D Restricted Stock Unit 2019-02-15 4 M 0 5250 D Common Stock 5250 17887.148 D Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. /s/ M. Kathryn Rickards, attorney-in-fact 2019-02-19