0001127602-19-006956.txt : 20190219
0001127602-19-006956.hdr.sgml : 20190219
20190219175457
ACCESSION NUMBER: 0001127602-19-006956
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190215
FILED AS OF DATE: 20190219
DATE AS OF CHANGE: 20190219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COLELLA GERARD G
CENTRAL INDEX KEY: 0001256715
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 19616382
MAIL ADDRESS:
STREET 1: 6 SHATTUCK RD
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MKS INSTRUMENTS INC
CENTRAL INDEX KEY: 0001049502
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 042277512
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-645-5500
MAIL ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-15
0001049502
MKS INSTRUMENTS INC
MKSI
0001256715
COLELLA GERARD G
2 TECH DRIVE
ANDOVER
MA
01810
1
1
CEO, Director
Common Stock
2019-02-15
4
M
0
15653.663
A
15653.663
D
Common Stock
2019-02-15
4
M
0
11037.583
A
26691.246
D
Common Stock
2019-02-15
4
M
0
8936
A
35627.246
D
Common Stock
2019-02-15
4
M
0
7386
A
43013.246
D
Common Stock
2019-02-15
4
M
0
6885
A
49898.246
D
Common Stock
2019-02-15
4
M
0
5250
A
55148.246
D
Common Stock
2019-02-15
4
F
0
24488
84.70
D
30660.246
D
Common Stock
60000
I
By The Gerald G. Colella 2018 Grantor Trust
Common Stock
17888
I
By The Gerald G. Colella Living Trust
Restricted Stock Unit
2019-02-15
4
A
0
23612.751
A
Common Stock
23612.751
41499.899
D
Restricted Stock Unit
2019-02-15
4
M
0
15653.663
D
Common Stock
15653.663
38530.52
D
Restricted Stock Unit
2019-02-15
4
M
0
11037.583
D
Common Stock
11037.583
30523.148
D
Restricted Stock Unit
2019-02-15
4
M
0
8936
D
Common Stock
8936
29594.52
D
Restricted Stock Unit
2019-02-15
4
M
0
7386
D
Common Stock
7386
23137.148
D
Restricted Stock Unit
2019-02-15
4
M
0
6885
D
Common Stock
6885
22709.52
D
Restricted Stock Unit
2019-02-15
4
M
0
5250
D
Common Stock
5250
17887.148
D
Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
/s/ M. Kathryn Rickards, attorney-in-fact
2019-02-19