0001127602-19-003034.txt : 20190130 0001127602-19-003034.hdr.sgml : 20190130 20190130152808 ACCESSION NUMBER: 0001127602-19-003034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190128 FILED AS OF DATE: 20190130 DATE AS OF CHANGE: 20190130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLELLA GERARD G CENTRAL INDEX KEY: 0001256715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23621 FILM NUMBER: 19551718 MAIL ADDRESS: STREET 1: 6 SHATTUCK RD CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MKS INSTRUMENTS INC CENTRAL INDEX KEY: 0001049502 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 042277512 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 TECH DRIVE STREET 2: SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 978-645-5500 MAIL ADDRESS: STREET 1: 2 TECH DRIVE STREET 2: SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-01-28 0001049502 MKS INSTRUMENTS INC MKSI 0001256715 COLELLA GERARD G 2 TECH DRIVE ANDOVER MA 01810 1 1 CEO, Director Restricted Stock Unit 2019-01-28 4 J 0 9720.972 D Common Stock 9720.972 54184.183 D Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. This transaction reflects the forfeiture of RSUs due to performance criteria. These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. /s/ M. Kathryn Rickards, attorney-in-fact 2019-01-29