0001127602-18-016364.txt : 20180504
0001127602-18-016364.hdr.sgml : 20180504
20180504144348
ACCESSION NUMBER: 0001127602-18-016364
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180502
FILED AS OF DATE: 20180504
DATE AS OF CHANGE: 20180504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERTUCCI JOHN R
CENTRAL INDEX KEY: 0001106180
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 18807417
MAIL ADDRESS:
STREET 1: C/O MKS INSTRUMENTS INC
STREET 2: SIX SHATTUCK RD
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MKS INSTRUMENTS INC
CENTRAL INDEX KEY: 0001049502
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 042277512
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-645-5500
MAIL ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-05-02
0001049502
MKS INSTRUMENTS INC
MKSI
0001106180
BERTUCCI JOHN R
2 TECH DRIVE
ANDOVER
MA
01810
1
Common Stock
2018-05-02
5
G
0
E
60996
0
D
0
I
By John R. Bertucci 2016 Qualified Annuity Trust
Common Stock
2018-05-02
5
G
0
E
68336
0
D
0
I
By Claire R. Bertucci 2016 Qualified Annuity Trust
Common Stock
197248.102
D
Common Stock
51000
I
By Claire R. Bertucci 2016 Second Qualified Annuity Trust
Common Stock
27782
I
By John R. Bertucci 2016 Second Qualified Annuity Trust
Common Stock
186505
I
By Spouse
The reporting person's 2016 Grantor Retained Annuity Trust terminated. On May 2, 2018, 60,996 shares in this trust were transferred to the reporting person's beneficiaries and the remaining 25,976 shares were distributed to the reporting person and are reported in this Form 4 as directly owned by the reporting person.
The reporting person's spouse's 2016 Grantor Retained Annuity Trust terminated. On May 2, 2018, 68,336 shares in this trust were transferred to the reporting person's spouse's beneficiaries and the remaining 19,355 shares were distributed to the reporting person's spouse and continue to be reported in this Form 4 as indirectly owned by the reporting person's spouse.
/s/ M. Kathryn Rickards, attorney-in-fact
2018-05-04