0001127602-18-006774.txt : 20180216
0001127602-18-006774.hdr.sgml : 20180216
20180216175917
ACCESSION NUMBER: 0001127602-18-006774
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180215
FILED AS OF DATE: 20180216
DATE AS OF CHANGE: 20180216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Abrams John R
CENTRAL INDEX KEY: 0001600505
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 18622429
MAIL ADDRESS:
STREET 1: C/O MKS INSTRUMENTS, INC.
STREET 2: 2 TECH DRIVE, SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MKS INSTRUMENTS INC
CENTRAL INDEX KEY: 0001049502
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 042277512
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-645-5500
MAIL ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-15
0001049502
MKS INSTRUMENTS INC
MKSI
0001600505
Abrams John R
2 TECH DRIVE, SUITE 201
ANDOVER
MA
01810
1
Sr. VP, Global Sales & Service
Common Stock
2018-02-15
4
M
0
1745.043
A
4128.111
D
Common Stock
2018-02-15
4
M
0
1419.319
A
5547.43
D
Common Stock
2018-02-15
4
M
0
2608.635
A
8156.065
D
Common Stock
2018-02-15
4
M
0
2007
A
10163.065
D
Common Stock
2018-02-15
4
M
0
1787
A
11950.065
D
Common Stock
2018-02-15
4
M
0
1477
A
13427.065
D
Common Stock
2018-02-15
4
F
0
3595
111.10
D
9832.065
D
Restricted Stock Unit
2018-02-15
4
A
0
4725.473
A
Common Stock
4725.473
10909.703
D
Restricted Stock Unit
2018-02-15
4
A
0
3150.315
A
Common Stock
3150.315
8112.1
D
Restricted Stock Unit
2018-02-15
4
M
0
1745.043
D
Common Stock
1745.043
10579.865
D
Restricted Stock Unit
2018-02-15
4
M
0
1419.319
D
Common Stock
1419.319
8445.785
D
Restricted Stock Unit
2018-02-15
4
M
0
2608.635
D
Common Stock
2608.635
7971.23
D
Restricted Stock Unit
2018-02-15
4
M
0
2007
D
Common Stock
2007
6438.785
D
Restricted Stock Unit
2018-02-15
4
M
0
1787
D
Common Stock
1787
6184.23
D
Restricted Stock Unit
2018-02-15
4
M
0
1477
D
Common Stock
1477
4961.785
D
Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day
These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
/s/ M. Kathryn Rickards, attorney-in-fact
2018-02-16