0001127602-18-006763.txt : 20180216
0001127602-18-006763.hdr.sgml : 20180216
20180216175304
ACCESSION NUMBER: 0001127602-18-006763
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180215
FILED AS OF DATE: 20180216
DATE AS OF CHANGE: 20180216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAGSHAW SETH H
CENTRAL INDEX KEY: 0001192439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 18622393
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MKS INSTRUMENTS INC
CENTRAL INDEX KEY: 0001049502
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 042277512
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-645-5500
MAIL ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-15
0001049502
MKS INSTRUMENTS INC
MKSI
0001192439
BAGSHAW SETH H
2 TECH DRIVE, SUITE 201
ANDOVER
MA
01810
1
Sr. VP, CFO & Treasurer
Common Stock
2018-02-15
4
M
0
5234.128
A
17000.448
D
Common Stock
2018-02-15
4
M
0
3782.518
A
20782.966
D
Common Stock
2018-02-15
4
M
0
6914
A
27696.966
D
Common Stock
2018-02-15
4
M
0
4515
A
32211.966
D
Common Stock
2018-02-15
4
M
0
3574
A
35785.966
D
Common Stock
2018-02-15
4
M
0
2954
A
38739.966
D
Common Stock
2018-02-15
4
F
0
10671
111.10
D
28068.966
D
Restricted Stock Unit
2018-02-15
4
A
0
10126.013
A
Common Stock
10126.013
24189.312
D
Restricted Stock Unit
2018-02-15
4
A
0
5850.585
A
Common Stock
5850.585
16275.271
D
Restricted Stock Unit
2018-02-15
4
M
0
5234.128
D
Common Stock
5234.128
24551.299
D
Restricted Stock Unit
2018-02-15
4
M
0
3782.518
D
Common Stock
3782.518
17893.686
D
Restricted Stock Unit
2018-02-15
4
M
0
6914
D
Common Stock
6914
17637.299
D
Restricted Stock Unit
2018-02-15
4
M
0
4515
D
Common Stock
4515
13378.686
D
Restricted Stock Unit
2018-02-15
4
M
0
3574
D
Common Stock
3574
14063.299
D
Restricted Stock Unit
2018-02-15
4
M
0
2954
D
Common Stock
2954
10424.686
D
Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
/s/ M. Kathryn Rickards, attorney-in-fact
2018-02-16