0001127602-18-006760.txt : 20180216
0001127602-18-006760.hdr.sgml : 20180216
20180216174918
ACCESSION NUMBER: 0001127602-18-006760
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180215
FILED AS OF DATE: 20180216
DATE AS OF CHANGE: 20180216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COLELLA GERARD G
CENTRAL INDEX KEY: 0001256715
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 18622378
MAIL ADDRESS:
STREET 1: 6 SHATTUCK RD
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MKS INSTRUMENTS INC
CENTRAL INDEX KEY: 0001049502
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 042277512
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-645-5500
MAIL ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-15
0001049502
MKS INSTRUMENTS INC
MKSI
0001256715
COLELLA GERARD G
2 TECH DRIVE
ANDOVER
MA
01810
1
1
CEO, President, Director
Common Stock
2018-02-15
4
M
0
12213.298
A
17237.948
D
Common Stock
2018-02-15
4
M
0
9456.794
A
26694.742
D
Common Stock
2018-02-15
4
M
0
15653
A
42347.742
D
Common Stock
2018-02-15
4
M
0
11038
A
53385.742
D
Common Stock
2018-02-15
4
M
0
8936
A
62321.742
D
Common Stock
2018-02-15
4
M
0
7385
A
69706.742
D
Common Stock
2018-02-15
4
F
0
27413
111.10
D
42293.742
D
Common Stock
46296
I
By Gerald G. Colella Living Trust
Restricted Stock Unit
2018-02-15
4
A
0
30378.038
A
Common Stock
30378.038
63905.155
D
Restricted Stock Unit
2018-02-15
4
A
0
15751.575
A
Common Stock
15751.575
41560.731
D
Restricted Stock Unit
2018-02-15
4
M
0
12213.298
D
Common Stock
12213.298
58116.117
D
Restricted Stock Unit
2018-02-15
4
M
0
9456.794
D
Common Stock
9456.794
44232.156
D
Restricted Stock Unit
2018-02-15
4
M
0
15653
D
Common Stock
15653
42463.117
D
Restricted Stock Unit
2018-02-15
4
M
0
11038
D
Common Stock
11038
33194.156
D
Restricted Stock Unit
2018-02-15
4
M
0
8936
D
Common Stock
8936
33527.117
D
Restricted Stock Unit
2018-02-15
4
M
0
7385
D
Common Stock
7385
25809.156
D
Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
/s/ M. Kathryn Rickards, attorney-in-fact
2018-02-16