0001127602-16-065854.txt : 20161102 0001127602-16-065854.hdr.sgml : 20161102 20161102160133 ACCESSION NUMBER: 0001127602-16-065854 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MKS INSTRUMENTS INC CENTRAL INDEX KEY: 0001049502 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 042277512 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 TECH DRIVE STREET 2: SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 978-645-5500 MAIL ADDRESS: STREET 1: 2 TECH DRIVE STREET 2: SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mora Elizabeth CENTRAL INDEX KEY: 0001548935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23621 FILM NUMBER: 161967768 MAIL ADDRESS: STREET 1: C/O MKS INSTRUMENTS, INC. STREET 2: 2 TECH DRIVE, SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-01 0001049502 MKS INSTRUMENTS INC MKSI 0001548935 Mora Elizabeth C/O MKS INSTRUMENTS, INC. 2 TECH DRIVE, SUITE 201 ANDOVER MA 01810 1 Common Stock 2016-11-01 4 S 0 200 50.50 D 15165.29 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. /s/ M. Kathryn Rickards, attorney-in-fact 2016-11-02