0000899243-16-027128.txt : 20160815 0000899243-16-027128.hdr.sgml : 20160815 20160815170320 ACCESSION NUMBER: 0000899243-16-027128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160812 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExOne Co CENTRAL INDEX KEY: 0001561627 STANDARD INDUSTRIAL CLASSIFICATION: PRINTING TRADES MACHINERY & EQUIPMENT [3555] IRS NUMBER: 261480640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 127 INDUSTRY BOULEVARD CITY: NORTH HUNTINGDON STATE: PA ZIP: 15642 BUSINESS PHONE: 724-863-9663 MAIL ADDRESS: STREET 1: 127 INDUSTRY BOULEVARD CITY: NORTH HUNTINGDON STATE: PA ZIP: 15642 FORMER COMPANY: FORMER CONFORMED NAME: Ex One Co DATE OF NAME CHANGE: 20130104 FORMER COMPANY: FORMER CONFORMED NAME: Ex One Company, LLC DATE OF NAME CHANGE: 20121105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROCKWELL S KENT CENTRAL INDEX KEY: 0001049495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35806 FILM NUMBER: 161833726 MAIL ADDRESS: STREET 1: C/O THE EXONE COMPANY STREET 2: 127 INDUSTRY BLVD CITY: PITTSBURGH STATE: PA ZIP: 15642 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-12 0 0001561627 ExOne Co XONE 0001049495 ROCKWELL S KENT 127 INDUSTRY BOULEVARD NORTH HUNTINGDON PA 15642 1 1 1 0 Chairman and CEO Common Stock 2016-08-12 4 A 0 7500 0.00 A 9167 D Common Stock 4208888 I By S. Kent Rockwell Revocable Trust Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan. One-third of the restricted stock vests on the first anniversary of the date of grant, one-third vests on the second anniversary of the date of grant, and one-third vests on the third anniversary of the date of grant. S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc., which is the record holder of the shares beneficially owned by Mr. Rockwell. /s/ JoEllen Lyons Dillon, attorney-in-fact for S. Kent Rockwell 2016-08-15