0000899243-22-001038.txt : 20220105 0000899243-22-001038.hdr.sgml : 20220105 20220105194138 ACCESSION NUMBER: 0000899243-22-001038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220103 FILED AS OF DATE: 20220105 DATE AS OF CHANGE: 20220105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORNIG GEORGE R CENTRAL INDEX KEY: 0001049488 STANDARD INDUSTRIAL CLASSIFICATION: FORESTRY [0800] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41058 FILM NUMBER: 22513172 MAIL ADDRESS: STREET 1: 625 MADISON AVE SUITE 10-B CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vaxxinity, Inc. CENTRAL INDEX KEY: 0001851657 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 862083865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1717 MAIN STREET STREET 2: SUITE 3388 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (254) 244-5739 MAIL ADDRESS: STREET 1: 1717 MAIN STREET STREET 2: SUITE 3388 CITY: DALLAS STATE: TX ZIP: 75201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-03 0 0001851657 Vaxxinity, Inc. VAXX 0001049488 HORNIG GEORGE R C/O VAXXINITY, INC 1717 MAIN ST, STE 3388 DALLAS TX 75201 1 0 0 0 Stock Option (right to buy) 5.96 2022-01-03 4 A 0 67953 0.00 A 2032-01-03 Class A common stock 67953 67953 D These options are subject to a four-year time-vesting schedule, with 25% vesting on the first anniversary of the grant date and the remainder vesting in equal installments each month during the remainder of the vesting period. Renr Paula Molina, attorney-in-fact for Jason Pesile 2022-01-05