-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CjmP2p+koRNUHWpT/4uPUK1ZBZDESwaHo3PIiHcChlSX2piTR/iDipFwj2tpBR/f UnvQIsf9iEZxzz/jWyhKNA== 0000950168-98-001950.txt : 19980615 0000950168-98-001950.hdr.sgml : 19980615 ACCESSION NUMBER: 0000950168-98-001950 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980612 FILED AS OF DATE: 19980612 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HLM DESIGN INC CENTRAL INDEX KEY: 0001049129 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 562018819 STATE OF INCORPORATION: DE FISCAL YEAR END: 0425 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-24279 FILM NUMBER: 98647714 BUSINESS ADDRESS: STREET 1: 121 W TRADE ST STREET 2: STE 2950 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043580779 MAIL ADDRESS: STREET 1: 121 WEST TRADE STREET STREET 2: SUITE 2950 CITY: CHARLOTTE STATE: NC ZIP: 28202 COMPANY DATA: COMPANY CONFORMED NAME: HARRIS JOSEPH M CENTRAL INDEX KEY: 0001057309 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 121 W TRADE ST STREET 2: STE 2950 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043580779 MAIL ADDRESS: STREET 1: 121 W TRADE ST STREET 2: STE 2950 CITY: CHARLOTTE STATE: NC ZIP: 28202 3 1 FORM 3 FOR JOSEPH M. HARRIS - ------ ---------------------------------------- FORM 3 OMB APPROVAL - ------ ---------------------------------------- OMB Number: 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response...................0.5 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 _______________________________________________________________________________ 1. Name and Address of Reporting Person Harris Joseph M. - ----------------------------------------------------- (Last) (First) (Middle) 121 West Trade Street, Suite 2950 - ----------------------------------------------------- (Street) Charlotte NC 28202 - ----------------------------------------------------- (City) (State) (Zip) _______________________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) 06/12/98 _______________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) _______________________________________________________________________________ 4. Issuer Name and ticker or Trading Symbol HLM Design, Inc. _______________________________________________________________________________ 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [X] Officer (give title below) [X] 10% Owner [ ] Other (specify below) President and Chairman -------------------------------------------------- -------------------------------------------------- _______________________________________________________________________________ 6. If Amendment, Date of Original (Month/Day/Year) _______________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Lines) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
TABLE I--Non-Derivative Securities Beneficially Owned - ------------------------------------------------------------------- 1. 2. 3. 4. - --------------------- ----------- ---------- ---------- Amount of Owner- Securities ship Beneficially Form: Owned at Direct Nature of (Instr. (D) or Indirect Title of 4) Indirect Beneficial Security (I) Ownership (Instr. 4) (Instr. 5) (Instr. 5) - ---------------------------------------------------------------- - ---------------------------------------------------------------- Common Stock 309,188 D - ---------------------------------------------------------------- - ---------------------------------------------------------------- - ---------------------------------------------------------------- - ---------------------------------------------------------------- - ---------------------------------------------------------------- - ---------------------------------------------------------------- - ---------------------------------------------------------------- - ----------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). FORM 3 (continued)
TABLE II--Derivative Securities Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) - ---------------------------------------------------------------------------------------------------------------------------------- 1. 2. 3. 4. 5. 6. - -------------------------- ------------------ ------------------------------- ---------- ------------ ------------------- Date Exer- Title and Amount of Securities Conver- Owner- Nature of Indirect cisable and Underlying Derivative Security sion or ship Beneficial Ownership Expiration (Instr. 4) Exercise Form of (Instr. 5) Date Price of Deriv- (Month/Day/Year) Deri- ative Title of ------------------ ------------------------------- vative Security: Derivative Date Expir- Amount Security Direct Security Exer- ation Title or (D) or (Instr. 4) cisable Date Number Indirect of (I) Shares (Instr. 5) - ---------------------------------------------------------------------------------------------------------------------------------- Employee Stock Option 06- 06- Common Stock 40,658 $5.50 D (right to buy) 12-98 12-2008 - ---------------------------------------------------------------------------------------------------------------------------------- Employee Stock Option 06- 06- Common Stock 17,386 D (right to buy) 12-98 12-2008 - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. /s/ Joseph M. Harris June 12, 1998 ---------------------------------------- -------------------- ** Signature of Reporting Person Date Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----