-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUTcQ0PsshFmUpnihSakgLYMRyU1RXSYPaYwssaBPCa61zSA830RWQV0YPHMgyTU Geu0SuNpNzRkSqKGy4nXSg== 0000950168-98-001702.txt : 19980519 0000950168-98-001702.hdr.sgml : 19980519 ACCESSION NUMBER: 0000950168-98-001702 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980518 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: HLM DESIGN INC CENTRAL INDEX KEY: 0001049129 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING, ACCOUNTING, RESEARCH, MANAGEMENT [8700] IRS NUMBER: 562018819 STATE OF INCORPORATION: DE FISCAL YEAR END: 0425 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-24279 FILM NUMBER: 98627171 BUSINESS ADDRESS: STREET 1: 121 W TRADE ST STREET 2: STE 2950 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043580779 MAIL ADDRESS: STREET 1: 121 WEST TRADE STREET STREET 2: SUITE 2950 CITY: CHARLOTTE STATE: NC ZIP: 28202 8-A12G 1 HLM DESIGN INC. 8-A12G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 HLM Design, Inc. ---------------- (Exact name of registrant as specified in its charter) Delaware 56-2018819 - --------------------------------------- ----------------------------------- (State of incorporation or organization) (I.R.S. Employer Identification No.) 121 West Trade Street, Suite 2950 Charlotte, North Carolina 28202 - ---------------------------------------- ----------------- (Address of principal executive offices) (zip code)
If this form relates to the If this form relates to the registration of a class of registration of the of a class of securities pursuant to Section 12(b) securities pursuant to Section 12(g) of the Exchange Act and is effective of the Exchange Act and is effective pursuant to General Instruction A.(c), pursuant to General Instruction A.(d), check the following box ( ) check the following box ( X )
Securities Act registration statement file number to which this form relates: 333-40617 Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered - ----------------------------------- --------------------------------- None None Securities to be registered pursuant to Section 12(g) of the Act: $.001 par value Common Stock ---------------------------- (Title of class) Item 1. Description of Registrant's Securities to be Registered A description of the Registrant's Common Stock is set forth under the caption "Description of Capital Stock" in the Registrant's Preliminary Prospectus dated April 28, 1998 in the form filed pursuant to Rule 430 of the rules and regulations promulgated by the Securities and Exchange Commission (the "Commission") pursuant to the Securities Act of 1933, as amended, on April 28, 1998 (the "Preliminary Prospectus"), which is incorporated herein by reference. The Preliminary Prospectus forms a part of Amendment No. 4 to the Registrant's Registration Statement on Form S-1 (No. 333-40617), originally filed with the Commission on November 20, 1997 (as amended to date, the "Registration Statement'). Item 2. Exhibits. 3.1 Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registration Statement). 3.2 Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 to the Registration Statement). 4.1 Form of the Registrant's Common Stock Certificate (incorporated by reference to Exhibit 4.1 to the Registration Statement). 4.2 Form of the Registrant's Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.2 to the Registration Statement). 4.3 Registration Rights Agreement dated as of May 30, 1997 by and among HLM Design, Inc., Pacific Capital, L.P. and Equitas, L.P. (incorporated by reference to Exhibit 4.3 to the Registration Statement). 4.4 Registration Rights Agreement dated as of September 10, 1997 by and among HLM Design, Inc. and Berthel Fisher & Company Leasing, Inc., (incorporated by reference to Exhibit 4.4 to the Registration Statement). SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: May 18, 1998 HLM DESIGN, INC. By: /s/ Vernon B. Brannon Vernon B. Brannon, Senior Vice President
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