-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TKDhu6nsK69lUqVqiSimtJXlbqcO3SY8LSemWldY+y+ro2mYrs3QjCr3MMzMq0Ur VlZC6lEYvrP/T9w5RxhPgQ== 0001048750-02-000056.txt : 20020416 0001048750-02-000056.hdr.sgml : 20020416 ACCESSION NUMBER: 0001048750-02-000056 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020410 ITEM INFORMATION: FILED AS OF DATE: 20020410 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC CENTRAL INDEX KEY: 0001048750 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 541870350 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13731 FILM NUMBER: 02606955 BUSINESS ADDRESS: STREET 1: 1001 19TH STREET N CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7033129500 MAIL ADDRESS: STREET 1: 1001 NINETEENTH ST N CITY: ARLINGTON STATE: VA ZIP: 22209 8-K 1 sidoti8k.txt PRESENTATION AT SIDOTI & CO. INVESTOR CONFERENCE - -------------------------------------------------------------------------------- FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 10, 2002 Friedman, Billings, Ramsey Group, Inc. (Exact name of Registrant as specified in its charter) Virginia 54-1837743 001-13731 (State or other (I.R.S. Employer incorporation or (Commission File Number) jurisdiction of organization) Identification No.) 1001 Nineteenth Street North Arlington, VA 22209 (Address of principal executive offices) (Zip code) (703) 312-9500 (Registrant's telephone number including area code) Item 9. Regulation FD Disclosure 1. On April 10, 2002 Friedman, Billings, Ramsey Group, Inc. made a presentation at the Sidoti & Co. Investor Conference in New York, NY. Information presented at the conference is furnished herewith as Exhibit 99.1. Ex. 99.1 Friedman, Billings, Ramsey Group, Inc. material presented at the Sidoti & Co. Investor Conference. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. /s/ Emanuel J. Friedman By:Emanuel J. Friedman Chairman and Co-Chief Executive Officer EX-99.1 3 sidoti.txt INFORMATION PRESENTED AT CONFERENCE. Exhibit 99.1 Sidoti & Co. Investor Conference Friedman, Billings Ramsey Group, Inc. Information New York | April 10, 2002 Statements concerning future performance, developments, events, market forecasts, earnings models, earnings, revenues, expenses, run rates and any other guidance on present or future periods, constitute forward-looking statements that are subject to a number of factors, risks and uncertainties that might cause actual results to differ materially from those expressed in the forward looking information. These factors include, but are not limited to, the effect of demand for public offerings, activity in the secondary securities markets, the high degree of risk associated with technology and other venture capital investments, changes in interest rates, competition for business and personnel, and general economic, political and market conditions. These and other risks are described in the company's Annual Report on Form 10-K that is available from the company and from the SEC. Research-driven capital markets platform 4 profit centers - target annualized pre-tax earnings**: -FBR Asset Investment Corporation - $32 million -investment banking - $20 million -institutional brokerage sales and trading - $5.0 million -asset management - $8.0 million **Assumptions include: FBR Asset return on equity = 30%, including revenue to FBR Asset from fee-sharing agreement with FBR Group; investment banking revenues $110 million; Institutional brokerage revenues $65 million; assets under management (other than FBR Asset) $1.5 billion; return on long-term investments (other than FBR Asset) 12%. These targets are not a projection of 2002 earnings, nor are they intended to be indicative of 1st quarter 2002 results. Projected Investment Banking Revenue for 1st Quarter 2002 - $23.8 million. Total gross assets under management as of April 10, 2002 of more than $5 billion (includes leveraged assets in FBR Asset). Strong balance sheet: -Combined FBR Group and FBR Asset Equity of more than $600 million FBR plans to release 1st quarter earnings on April 25, 2002. -----END PRIVACY-ENHANCED MESSAGE-----