-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SoAj6oMPpn4z4nXr20je8hE5Kd+XqBR0p8x3SBV1slGlqpDb9aI/jzWG//tFPgs5 iRE0Qn+DTcXi9ukUdSlqSw== 0000950133-02-002990.txt : 20020814 0000950133-02-002990.hdr.sgml : 20020814 20020814175608 ACCESSION NUMBER: 0000950133-02-002990 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC CENTRAL INDEX KEY: 0001048750 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 541870350 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13731 FILM NUMBER: 02737553 BUSINESS ADDRESS: STREET 1: 1001 19TH STREET N CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7033129500 MAIL ADDRESS: STREET 1: 1001 NINETEENTH ST N CITY: ARLINGTON STATE: VA ZIP: 22209 8-K 1 w63253e8vk.htm FORM 8-K e8vk
 

FORM 8-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934

Date of Report (date of earliest event reported): August 14, 2002

Friedman, Billings, Ramsey Group, Inc.
(Exact name of Registrant as specified in its charter)

         
Virginia   54-1837743   001-13731
(State or other
jurisdiction of
Identification No.)		   (I.R.S. Employer incorporation or
organization) 		  (Commission File Number)

1001 Nineteenth Street North
Arlington, VA 22209
(Address of principal executive offices) (Zip code)

(703) 312-9500
(Registrant’s telephone number including area code)

 

 

Item 9. Regulation FD Disclosure

1.   On August 14, 2002, Friedman, Billings, Ramsey Group, Inc. sent to the Securities and Exchange Commission the certifications of Emanuel J. Friedman, Co-Chief Executive Officer, Eric F. Billings, a Co-Chief Executive Officer, and Kurt R. Harrington, the Chief Financial Officer of the company, as required pursuant to 18 U.S.C. Sec. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. The entire text of the certifications is being filed herewith and attached as Exhibit 99.1
 
    Ex. 99.1 Certifications of Emanuel J. Friedman, Eric F. Billings and Kurt R. Harrington.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

FRIEDMAN, BILLINGS, RAMSEY GROUP, INC.

By: /s/ Emanuel J. Friedman
Chairman and Co-Chief Executive Officer

  EX-99.1 3 w63253exv99w1.htm CERTIFICATIONS exv99w1

 

Exhibit 99.1

CERTIFICATION OF CO-CHIEF EXECUTIVE OFFICERS AND CHIEF FINANCIAL OFFICER
PURSUANT TO
18 U.S.C. Section 1350
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

     I, Emanuel J. Friedman, Chairman and Co-Chief Executive Officer of Friedman Billings Ramsey Group, Inc., certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Friedman Billings Ramsey Group, Inc. on Form 10-Q for the quarterly period ended June 30, 2002 fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that information contained in such Form 10-Q fairly represents in all material respects the financial condition and results of operations of Friedman Billings Ramsey Group, Inc.

     
  By: /s/ Emanuel J. Friedman       
Name: Emanuel J. Friedman
Title: Chairman and Co-Chief Executive Officer

     I, Eric F. Billings, Vice-Chairman and Co-Chief Executive Officer of Friedman Billings Ramsey Group, Inc., certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Friedman Billings Ramsey Group, Inc. on Form 10-Q for the quarterly period ended June 30, 2002 fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that information contained in such Form 10-Q fairly represents in all material respects the financial condition and results of operations of Friedman Billings Ramsey Group, Inc.

     
  By: /s/ Eric F. Billings        
Name: Eric F. Billings
Title: Chairman and Co-Chief Executive Officer

     I, Kurt R. Harrington, Chief Financial Officer of Friedman Billings Ramsey Group, Inc., certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that the Quarterly Report of Friedman Billings Ramsey Group, Inc. on Form 10-Q for the quarterly period ended June 30, 2002 fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that information contained in such Form 10-Q fairly represents in all material respects the financial condition and results of operations of Friedman Billings Ramsey Group, Inc.

     
  By: /s/ Kurt R. Harrington         
Name: Kurt R. Harrington
Title: Chief Financial Officer

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