-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NWlajDb6Tf26v2pcgoGo7SPtSf3PLq/rqWOipPvgO2SBxoknmcNf/ltlfHqUx7A2 u41+tn23C0Qz5sW8R4fCNQ== 0000916641-98-000193.txt : 19980306 0000916641-98-000193.hdr.sgml : 19980306 ACCESSION NUMBER: 0000916641-98-000193 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980219 FILED AS OF DATE: 19980305 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL AUTOMOTIVE REIT CENTRAL INDEX KEY: 0001049316 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 541870224 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-23733 FILM NUMBER: 98558365 BUSINESS ADDRESS: STREET 1: 1925 LYNN STREET STREET 2: STE 306 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7034691288 MAIL ADDRESS: STREET 1: 1925 LYNN STREET CITY: ARLINGTON STATE: VA ZIP: 22209 COMPANY DATA: COMPANY CONFORMED NAME: FRIEDMAN BILLINGS RAMSEY GROUP INC CENTRAL INDEX KEY: 0001048750 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] OTHER IRS NUMBER: 541870350 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 1001 19TH STREET N. CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 7033129744 3 1 FORM 3 FORM 3 OMB APPROVAL OMB Number: 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response.......0.5 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person* Friedman, Billings, Ramsey Group, Inc. ("FBRG") ------------------------------------------------------ (Last) (First) (Middle) 1001 19th Street North ------------------------------------------------------ (Street) Arlington Virginia 22209 ------------------------------------------------------ (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Date of Event Requiring Statement Month/Date/Year) 2/19/98 - -------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol Capital Automotive REIT (NASDAQ/"CARS") - -------------------------------------------------------------------------------- 5. Relationship of Reporting Person to Issuer (Check all applicable) Director X 10% Owner ---- ---- Officer (give title below) Other (specify below) ---- ---- - -------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Date/Year) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) Form filed by One Reporting Person ---- X Form filed by More than One Reporting Person ---- - -------------------------------------------------------------------------------- Table I -- Non-Derivative Securities Beneficially Owned 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Direct (D) or Ownership (Instr. 5) (Instr. 4) Indirect (I) (Instr.5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Shares of Beneficial Interest 1,792,115 I (1)(2) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) *If the Form is filed by more than one Reporting Person, see instruction 5(b)(v). SEC 1473 (7-96) Copyright (C) 1996 Executive Press, Inc. FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned No. 18B (e.g., puts, calls, warrants, options, convertible securities) - -------------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 4) Warrants (right to buy) - -------------------------------------------------------------------------------- 2. Date Exercisable and Expiration Date (Month/Day/ Year) - ---------------------------------------- Date Exercisable Expiration Date 2/19/98 2/19/2003 - -------------------------------------------------------------------------------- 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) - ---------------------------------------------------- Title Amount or Number of Shares Common Shares of 1,277,794 Beneficial Interest 4. Conversion or Exercise Price of Derivative Security $15.00 - -------------------------------------------------------------------------------- 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) I - -------------------------------------------------------------------------------- 6. Nature of Indirect Beneficial Ownership (Instr. 5) (3)(4) - -------------------------------------------------------------------------------- Explanation of Responses: (1) These Shares are directly owned by FBR Asset Investment Corporation ("FBRAIC"). These Shares may be deemed to be indirectly beneficially owned (as defined in Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by FBRG; Friedman, Billings, Ramsey Group, Inc. Voting Trust ("FBRVT"); Eric F. Billings ("Mr. Billings"); Emanuel J. Friedman ("Mr. Friedman"); and W. Russell Ramsey ("Mr. Ramsey"). (2) Each of the following reporting persons disclaim beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose: FBRG, FBRVT, Mr. Billings, Mr. Friedman, Mr. Ramsey. (3) These warrants are directly held by Friedman, Billings, Ramsey & Co., Inc. These warrants may be deemed to be indirectly beneficially owned (as defined in Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by FBRG, FBRVT, Mr. Billings, Mr. Friedman, and Mr. Ramsey. (4) Each of the following reporting persons disclaim beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose: FBRG, FBRVT, Mr. Billings, Mr. Friedman, Mr. Ramsey. /s/ Eric F. Billings 03/05/98 - --------------------------------------- ------------------ **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not Page 2 required to respond unless the form displays a currently valid OMB Number. SEC 1473 (7-96)
JOINT FILER INFORMATION Name: Friedman, Billings, Ramsey Group, Inc. Voting Trust Address: 1001 19th Street North Arlington, Virginia 22209 Designated Filer: Friedman, Billings, Ramsey Group, Inc. Issuer and Ticker Symbol: Capital Automotive REIT ("CARS") Date of Event Requiring Statement: 2/19/98 Signature: /s/ Eric F. Billings Eric F. Billings Trustee Signature: /s/ Emanuel J. Friedman Emanuel J. Friedman Trustee Signature: /s/ W. Russel Ramsey W. Russel Ramsey Trustee Name: Eric F. Billings Address: 1001 19th Street North Arlington, Virginia 22209 Designated Filer: Friedman, Billings, Ramsey Group, Inc. Issuer and Ticker Symbol: Capital Automotive REIT ("CARS") Date of Event Requiring Statement: 2/19/98 Signature: /s/ Eric F. Billings Eric F. Billings Name: Emanuel J. Friedman Address: 1001 19th Street North Arlington, Virginia 22209 Designated Filer: Friedman, Billings, Ramsey Group, Inc. Issuer and Ticker Symbol: Capital Automotive REIT ("CARS") Date of Event Requiring Statement: 2/19/98 Signature: /s/ Emanuel J. Friedman Emanuel J. Friedman Name: W. Russell Ramsey Address: 1001 19th Street North Arlington, Virginia 22209 Designated Filer: Friedman, Billings, Ramsey Group, Inc. Issuer and Ticker Symbol: Capital Automotive REIT ("CARS") Date of Event Requiring Statement: 2/19/98 Signature: /s/ W. Russell Ramsey W. Russell Ramsey -----END PRIVACY-ENHANCED MESSAGE-----