0001493152-20-013994.txt : 20200724 0001493152-20-013994.hdr.sgml : 20200724 20200724193607 ACCESSION NUMBER: 0001493152-20-013994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200716 FILED AS OF DATE: 20200724 DATE AS OF CHANGE: 20200724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOG CUTTER CAPITAL GROUP INC CENTRAL INDEX KEY: 0001048566 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38250 FILM NUMBER: 201047906 BUSINESS ADDRESS: STREET 1: 1631 SW COLUMBIA STREET CITY: PORTLAND STATE: OR ZIP: 97201 BUSINESS PHONE: 5037216500 MAIL ADDRESS: STREET 1: 1310 S W 17TH ST CITY: PORTLAND STATE: OR ZIP: 97201 FORMER NAME: FORMER CONFORMED NAME: WILSHIRE REAL ESTATE INVESTMENT TRUST INC DATE OF NAME CHANGE: 19971027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fat Brands, Inc CENTRAL INDEX KEY: 0001705012 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 821302696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 9720 WILSHIRE BLVD., STREET 2: SUITE 500 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 310-406-0600 MAIL ADDRESS: STREET 1: 9720 WILSHIRE BLVD., STREET 2: SUITE 500 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 4 1 ownership.xml X0306 4 2020-07-16 0 0001705012 Fat Brands, Inc FAT 0001048566 FOG CUTTER CAPITAL GROUP INC 9720 WILSHIRE BLVD., SUITE 500 BEVERLY HILLS CA 90212 0 0 1 0 SERIES A FIXED RATE CUMULATIVE PREFERRED STOCK 2020-07-16 4 D 0 15000 D 0 D SERIES B CUMULATIVE PREFERRED STOCK 2020-07-16 4 A 0 60000 A 60000 D SERIES B CUMULATIVE PREFERRED STOCK 2020-07-16 4 A 0 14449 A 74449 D In connection with the Company's public offering of Series B Cumulative Preferred Stock and Warrants, the Company exchanged outstanding shares of Series A Fixed Rate Cumulative Preferred Stock ($100.00 liquidation preference per share) held by the Reporting Person for shares of Series B Cumulative Preferred Stock ($25.00 liquidation preference per share) in an exempt transaction under Rule 16b-3(d) and (e). The Company issued to the Reporting Person 14,449 shares of Series B Cumulative Preferred Stock at $25.00 per share as consideration for accrued dividends on shares of Series A Fixed Rate Cumulative Preferred Stock ($100.00 liquidation preference per share) previously held by the Reporting Person. /s/ ANDREW A WIEDERHORN ATTORNEY-IN-FACT 2020-07-24