0001493152-18-015697.txt : 20181113 0001493152-18-015697.hdr.sgml : 20181113 20181113123020 ACCESSION NUMBER: 0001493152-18-015697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180416 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOG CUTTER CAPITAL GROUP INC CENTRAL INDEX KEY: 0001048566 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38250 FILM NUMBER: 181176681 BUSINESS ADDRESS: STREET 1: 1631 SW COLUMBIA STREET CITY: PORTLAND STATE: OR ZIP: 97201 BUSINESS PHONE: 5037216500 MAIL ADDRESS: STREET 1: 1310 S W 17TH ST CITY: PORTLAND STATE: OR ZIP: 97201 FORMER NAME: FORMER CONFORMED NAME: WILSHIRE REAL ESTATE INVESTMENT TRUST INC DATE OF NAME CHANGE: 19971027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fat Brands, Inc CENTRAL INDEX KEY: 0001705012 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 821302696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1221 BUSINESS ADDRESS: STREET 1: 9720 WILSHIRE BLVD., STREET 2: SUITE 500 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 310-406-0600 MAIL ADDRESS: STREET 1: 9720 WILSHIRE BLVD., STREET 2: SUITE 500 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 4 1 ownership.xml X0306 4 2018-04-16 0 0001705012 Fat Brands, Inc FAT 0001048566 FOG CUTTER CAPITAL GROUP INC 9720 WILSHIRE BLVD, SUITE 500 BEVERLY HILLS CA 90212 0 0 1 0 Series A Fixed Rate Cumulative Preferred Stock 2018-06-27 4 P 0 20000 A 20000 D Series A Fixed Rate Cumulative Preferred Stock 2018-10-31 4 S 0 5000 D 15000 D Common Stock 2018-04-16 4 P 0 153600 6.25 A 8153600 D Common Stock 2018-06-27 4 P 0 989395 7.35 A 9142995 D Common Stock 2018-07-16 4 P 0 157765 6.085 A 9300760 D Common Stock 2018-10-31 4 P 0 176877 6.31 A 9477637 D Warrant to Purchase Common Stock 8.00 2018-06-27 4 P 0 25000 A 2018-06-27 2023-06-27 Common 25000 25000 D Warrant to Purchase Common Stock 8.00 2018-10-31 4 S 0 6250 A 2018-06-27 2023-06-27 Common 6250 18750 D The reported securities are included within 200 Units purchased by the reporting person on June 27, 2018 for $10,000 per Unit. Each Unit consists of 100 shares of Series A Fixed Rate Cumulative Preferred Stock and a Warrant to purchase 125 shares of Common Stock at $8.00 per share. On October 31, 2018, 50 Units were sold by the reporting person for the same price of $10,000 per Unit. /s/ Ron Roe, CFO 2018-11-13