0001493152-18-015697.txt : 20181113
0001493152-18-015697.hdr.sgml : 20181113
20181113123020
ACCESSION NUMBER: 0001493152-18-015697
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180416
FILED AS OF DATE: 20181113
DATE AS OF CHANGE: 20181113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOG CUTTER CAPITAL GROUP INC
CENTRAL INDEX KEY: 0001048566
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38250
FILM NUMBER: 181176681
BUSINESS ADDRESS:
STREET 1: 1631 SW COLUMBIA STREET
CITY: PORTLAND
STATE: OR
ZIP: 97201
BUSINESS PHONE: 5037216500
MAIL ADDRESS:
STREET 1: 1310 S W 17TH ST
CITY: PORTLAND
STATE: OR
ZIP: 97201
FORMER NAME:
FORMER CONFORMED NAME: WILSHIRE REAL ESTATE INVESTMENT TRUST INC
DATE OF NAME CHANGE: 19971027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fat Brands, Inc
CENTRAL INDEX KEY: 0001705012
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 821302696
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1221
BUSINESS ADDRESS:
STREET 1: 9720 WILSHIRE BLVD.,
STREET 2: SUITE 500
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
BUSINESS PHONE: 310-406-0600
MAIL ADDRESS:
STREET 1: 9720 WILSHIRE BLVD.,
STREET 2: SUITE 500
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
4
1
ownership.xml
X0306
4
2018-04-16
0
0001705012
Fat Brands, Inc
FAT
0001048566
FOG CUTTER CAPITAL GROUP INC
9720 WILSHIRE BLVD, SUITE 500
BEVERLY HILLS
CA
90212
0
0
1
0
Series A Fixed Rate Cumulative Preferred Stock
2018-06-27
4
P
0
20000
A
20000
D
Series A Fixed Rate Cumulative Preferred Stock
2018-10-31
4
S
0
5000
D
15000
D
Common Stock
2018-04-16
4
P
0
153600
6.25
A
8153600
D
Common Stock
2018-06-27
4
P
0
989395
7.35
A
9142995
D
Common Stock
2018-07-16
4
P
0
157765
6.085
A
9300760
D
Common Stock
2018-10-31
4
P
0
176877
6.31
A
9477637
D
Warrant to Purchase Common Stock
8.00
2018-06-27
4
P
0
25000
A
2018-06-27
2023-06-27
Common
25000
25000
D
Warrant to Purchase Common Stock
8.00
2018-10-31
4
S
0
6250
A
2018-06-27
2023-06-27
Common
6250
18750
D
The reported securities are included within 200 Units purchased by the reporting person on June 27, 2018 for $10,000 per Unit. Each Unit consists of 100 shares of Series A Fixed Rate Cumulative Preferred Stock and a Warrant to purchase 125 shares of Common Stock at $8.00 per share. On October 31, 2018, 50 Units were sold by the reporting person for the same price of $10,000 per Unit.
/s/ Ron Roe, CFO
2018-11-13